Risk and Control Specialist

4 weeks ago


Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

Job Summary

The Toronto-Dominion Bank (Canada) is seeking a highly skilled Risk and Control Specialist to join its Corporate and Investment Banking team. As a key member of the Business Management Team, you will play a critical role in establishing a strong risk and control environment, supported by an effective supervisory program for the Corporate and Investment Banking business.

Key Responsibilities

  • Work closely with Corporate and Investment Banking front-line professionals to ensure the business has adequately considered, managed, and mitigated risks in day-to-day activities, operations, products, and services.
  • Develop effective partnerships with groups that support Corporate and Investment Banking, including 1B, Compliance, Legal, Audit, Risk, and Technology.
  • Perform delegated business supervision and risk management activities as part of the Center of Excellence.
  • Think strategically to expand the implementation of preventive controls and reduce overall reliance on detective controls.
  • Participate in the design and implementation of control testing within key processes to meet the firm's governance requirements.
  • Provide support with audit and testing engagements from regulators and second- and third-line stakeholders.
  • Identify and recommend opportunities to enhance productivity, effectiveness, and operational efficiency through effective use of tools and technology.
  • Demonstrate confidence while presenting regular and ad-hoc presentations, supervisory dashboards, and delivering training and completing conduct escalation conversations.
  • Prepare dashboard reporting and business analysis and recommend sound business decisions and solutions based on the analysis completed.
  • Be a leader and role model for junior supervision resources on the team.
  • Think creatively to address unique or ambiguous situations and find solutions to complex problems.
  • Promote a culture of compliance, good governance, and respect for the bank's risk appetite.

Requirements

  • FINRA Series 24 and 79 Registered, or commitment to obtain within 6 months.
  • Experience in capital markets, compliance, audit, risk, control, and governance or a related field.
  • Familiarity with the Canadian and US capital markets regulatory landscape.
  • Undergraduate Degree, CPA, MBA, or other post-undergraduate education is preferred.

About Us

The Toronto-Dominion Bank (Canada) offers a wide range of capital markets products and services to corporate, government, and institutional clients. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions.



  • Toronto, Ontario, Canada Afirm Full time

    Job Opportunity: Davies is seeking a highly skilled Risk Control Specialist to work on an independent contractor basis. Key Responsibilities: Conduct insurance-based inspections and provide consultative services to clients. Identify and mitigate risks to reduce exposures and prevent accidents, injuries, losses, and claims. Collaborate with clients to...


  • Toronto, Ontario, Canada CNA Full time

    Job DescriptionCNA is seeking a highly skilled Senior Risk Control Specialist to join our team. This role requires a professional with strong technical expertise, excellent communication skills, and the ability to work effectively in a fast-paced environment.About the RoleThe Senior Risk Control Specialist will be responsible for performing risk assessments,...


  • Toronto, Ontario, Canada CNA Full time

    **Job Summary**At CNA, we are seeking a highly skilled Risk Control Specialist to join our team. As a Risk Control Specialist, you will be responsible for performing a combination of duties in accordance with departmental guidelines.**Key Responsibilities**Perform onsite/remote Property & Casualty risk assessments and consultative risk improvement services,...


  • Toronto, Ontario, Canada CNA Full time

    **Job Summary**We are seeking a highly skilled Risk Control Specialist to join our team at CNA. As a Risk Control Specialist, you will be responsible for performing a combination of duties in accordance with departmental guidelines.Key Responsibilities:Perform onsite/remote Property & Casualty risk assessments and consultative risk improvement services, and...


  • Toronto, Ontario, Canada Aon Full time

    Job SummaryWe are seeking a highly skilled Senior Consultant to join our Casualty Risk Control team at Aon. As a Senior Consultant, you will be responsible for consulting with clients on casualty risk control matters, bringing subject matter expertise to clients in technical areas such as premises liability, auto, and worker's compensation.Key...


  • Toronto, Ontario, Canada Advantage Pest Control Inc. Full time

    Pest Control Specialist Job DescriptionWe are seeking a skilled Pest Control Specialist to join our team at Advantage Pest Control Inc. As a Pest Control Specialist, you will be responsible for inspecting buildings and outside areas to detect signs of infestation, determining the type of treatment required, and preparing and spraying chemical mixtures on...


  • Toronto, Ontario, Canada Advantage Pest Control Inc. Full time

    Pest Control Specialist Job DescriptionWe are seeking a skilled Pest Control Specialist to join our team at Advantage Pest Control Inc. As a Pest Control Specialist, you will be responsible for inspecting buildings and outside areas to detect signs of infestation, determining the type of treatment required, and preparing and spraying chemical mixtures on...


  • Toronto, Ontario, Canada Advantage Pest Control Inc. Full time

    Pest Control Specialist Job DescriptionAt Advantage Pest Control Inc., we are seeking a skilled Pest Control Specialist to join our team. As a Pest Control Specialist, you will be responsible for inspecting buildings and outside areas to detect signs of infestation, determining the type of treatment required, and preparing and spraying chemical mixtures on...


  • Toronto, Ontario, Canada Advantage Pest Control Inc. Full time

    Pest Control Specialist Job DescriptionWe are seeking a skilled Pest Control Specialist to join our team at Advantage Pest Control Inc. The ideal candidate will have a strong background in pest control and a passion for delivering exceptional customer service.Key Responsibilities:Inspect buildings and outside areas to detect signs of infestationDetermine the...


  • Toronto, Ontario, Canada Advantage Pest Control Inc. Full time

    Pest Control Specialist Job DescriptionWe are seeking a skilled Pest Control Specialist to join our team at Advantage Pest Control Inc. The ideal candidate will have a strong background in pest control and a passion for delivering exceptional customer service.Key Responsibilities:Inspect buildings and outside areas to detect signs of infestationDetermine the...


  • Toronto, Ontario, Canada Advantage Pest Control Inc. Full time

    Pest Control Specialist Job DescriptionWe are seeking a skilled Pest Control Specialist to join our team at Advantage Pest Control Inc. The ideal candidate will have a strong background in pest management and be able to effectively inspect buildings and outside areas to detect signs of infestation.Key Responsibilities:Inspect buildings and outside areas to...

  • IT Risk Specialist

    2 weeks ago


    Toronto, Ontario, Canada Stir Consulting Inc. Full time

    We are seeking a seasoned IT Risk Specialist to join our Technology Risk team at Stir Consulting Inc. for a 3-month contract. This role requires occasional in-office presence in downtown Toronto to support financial services clients.Key Responsibilities:IT Audits: Conduct internal and external IT audits, focusing on IT General Controls and performing Tests...


  • Toronto, Ontario, Canada Western Coast Insurance Services Full time

    Unlock Your Potential as a Risk Management SpecialistWe are seeking a skilled Risk Management Specialist to join our team at Western Financial Group. As a Risk Management Specialist, you will play a critical role in developing innovative risk and liability improvement recommendations for our clients.Key Responsibilities:Travel onsite to survey commercial...


  • Toronto, Ontario, Canada Royal Bank of Canada Full time

    Risk Controls Assurance Job DescriptionJob OverviewThe Global IT Risk Controls Assurance team at Royal Bank of Canada is focused on effective identification, documentation, assessment, and continuous management of Key IT controls across the organization. Enhancing our controls environment includes performing governance over our repository of Key IT controls...


  • Toronto, Ontario, Canada KPMG-Canada Full time

    At KPMG in Canada, we're looking for an experienced IT Risk Services Specialist to join our team in Toronto. This role offers a unique opportunity to work on high-profile projects and develop your skills in IT risk management.About the RoleWe're seeking a skilled professional with 2-5 years of experience in assessing information technology or business...


  • Toronto, Ontario, Canada KPMG-Canada Full time

    Role OverviewKPMG in Canada is seeking a Risk Management Specialist to join our Technology Risk Services team in Toronto. As a key member of the team, you will be responsible for conducting assessments of IT risks and controls in support of internal and external audit and advisory engagements. Your expertise will be invaluable in helping our clients navigate...


  • Old Toronto, Ontario, Canada Aon Hewitt Full time

    About the RoleWe are seeking a highly skilled Risk Control Consultant to join our team at Aon. As a key member of our Risk Control Department, you will be responsible for conducting facility risk control surveys, developing client loss estimates, and identifying and mitigating various risk factors.Key ResponsibilitiesConduct risk assessments and surveys to...


  • Toronto, Ontario, Canada 570 The Dominion of Canada General Full time

    Job SummaryWe are seeking a highly skilled IT Risk Governance Specialist to join our team at 570 The Dominion of Canada General. As a key member of our organization, you will be responsible for identifying, assessing, and establishing mitigation strategies within our business.Key ResponsibilitiesWork with the IT Risk Director to identify and analyze risk...


  • Old Toronto, Ontario, Canada Apex Systems Full time

    Compliance Risk SpecialistApex Systems is seeking a seasoned Compliance Risk Specialist to support our client, a top 5 bank in Downtown Toronto. This role is critical in building a robust compliance framework that meets regulatory requirements.Key Responsibilities:Design and execute key control tests to ensure compliance with industry standards and...


  • Toronto, Ontario, Canada CNA Full time

    Job SummaryWe are seeking a highly skilled Risk Control Consultant to join our team at CNA. As a Risk Control Consultant, you will be responsible for performing risk assessments and providing consultative risk improvement services to our clients.Key ResponsibilitiesPerform onsite and remote risk assessments and provide recommendations for risk...