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Regulatory Compliance Audit Manager

2 months ago

Toronto, Ontario, Canada Royal Bank of Canada> Full time
Job Summary

The Royal Bank of Canada is seeking a highly skilled Regulatory Compliance Audit Manager to join our team. As a key member of our Internal Audit department, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining the highest standards of risk management.

Key Responsibilities
  • Lead the execution of risk-based Enterprise level regulatory compliance audit projects, leveraging data analytics and data visualization to identify opportunities for process improvement.
  • Contribute to the development of continuous monitoring and continuous assurance to monitor and report key emerging inherent risk areas and weaknesses in control environment.
  • Support the development of Compliance Center of Excellence, remaining abreast of regulatory changes to provide effective advisory support to business audit teams in covering first line Compliance controls relevant to their business, and 2nd line audit teams on regulatory compliance program testing.
  • Support the development and maintenance of Standard Audit Programs aligned to OSFI E13 Guideline, ensuring consistent and complete audit testing of regulatory compliance management program across all regions and segment.
  • Develop and maintain authentic, positive, and productive working relationships with senior leaderships in Regulatory Compliance and in Audit.
Requirements
  • Strong emotional intelligence, leadership skills to motivate and deliver in a team engagement environment, and ability to multitask, prioritize and adapt to fast changing environment.
  • 3+ years of experience in risk management, regulatory compliance management in a large financial institution, professional consulting/accounting firm, internal audit, or a compliance/regulatory environment. University degree (e.g. business, accounting, legal).
  • Excellent written and verbal communication skills and demonstrated critical thinking.
  • Knowledge of key regulatory compliance regulations (at minimum Canadian (OSFI) (i.e., E-13 Regulatory Compliance Management Guideline), US and UK regulations in the financial services industry).
  • Intermediate experience building, using and interpreting data extracts, data visualization and reporting (Tableau), and analytical skills.
What We Offer
  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
  • Leaders who support your development through coaching and managing opportunities.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
  • Opportunities to do challenging work.
  • Flexible work/life balance options.