Senior Investment Compliance Specialist

1 month ago

Toronto, Ontario, Canada Fidelity Investments Full time
Job Description

Fidelity Investments is seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance function, you will play a critical role in ensuring the integrity of our investment products and services.

About Fidelity

We have been helping Canadian investors build better financial futures for over 35 years. Our commitment to excellence and customer satisfaction has earned us a reputation as a trusted and reliable partner in the investment industry.

Key Responsibilities

  • Develop and implement compliance policies and procedures to ensure adherence to regulatory requirements and industry standards.
  • Conduct thorough reviews of investment products and services to identify potential compliance risks and develop mitigation strategies.
  • Collaborate with cross-functional teams to ensure compliance with regulatory requirements and industry standards.
  • Provide training and guidance to colleagues on compliance policies and procedures.

Requirements

  • Strong understanding of investment products and services, as well as regulatory requirements and industry standards.
  • Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks.
  • Strong communication and interpersonal skills, with the ability to work effectively with cross-functional teams.
  • Ability to work in a fast-paced environment and prioritize multiple tasks and deadlines.

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