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Director of Compliance Oversight
2 months ago
Job Title: Director of Compliance Oversight
Job Summary:
We are seeking a highly skilled and experienced Director of Compliance Oversight to join our team at Sun Life. As a key member of our compliance team, you will be responsible for leading a team of Compliance Managers and providing independent compliance oversight, guidance, and support to our Group Benefits business.
Key Responsibilities:
- Develop and lead an effective team to provide compliance oversight, support, and guidance to the business
- Work within an existing Risk and Compliance Management program to ensure the business is aware of existing, new, and changing regulatory requirements, and is in compliance
- Collaborate with teams accountable for analytics and testing to ensure appropriate, ongoing compliance verification
- Escalate compliance matters as appropriate
- Prepare quarterly compliance memos and ad hoc reporting
- Develop Key Risk Indicators (KRIs), analyze trends, and prioritize issues
- Apply appropriate resources to execute on compliance initiatives and projects
- Participate in various business groups, such as Risk Committees and Business Practice Review discussions, to provide compliance advice and support
- Assist the Business Unit Compliance Officer in fulfilling the mandate outlined in Sun Life's Regulatory Compliance Management Operating Guideline
Requirements:
- Knowledge of Group Benefits products and services, the regulatory environment, and emerging issues impacting the business
- Experience in working in a 3LOD (Three Lines of Defense) environment
- Strong Excel and macro writing skills to facilitate analysis of trends and reporting
- Ability to manage and prioritize multiple accountabilities with minimal direction
- Strong organizational, documentation, project, and process management skills
- Bilingualism (French and English, both oral and written) is required for Quebec
What We Offer:
This role provides a high level of exposure to senior management and opportunities to learn about many areas of the business. You will have the chance to work with a dynamic team of experts and contribute to the success of Sun Life's compliance program.
