Audit Manager I, Financial Crimes Issues Validator
1 month ago
We are seeking an experienced Audit Manager to join our Financial Crimes team at TD Bank. As an Audit Manager, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits based on established audit plans.
Key Responsibilities- Lead the planning process for assigned audits, ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business.
- Provide expertise in planning and executing end-to-end audits based on established audit plans in alignment with applicable policies and regulatory guidelines.
- Support the audit opinion as per internal controls and professional audit standards to present findings and recommendations to clients and audit management.
- Manage follow-ups on new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented.
- Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies.
- Stay knowledgeable about emerging trends and developments related to business, analytical tools, and techniques to deliver quality results within tight timeframes.
- Act with the highest levels of integrity while observing regulatory guidelines, fulfilling due diligence, and handling confidential information with discretion.
- Build a fair and positive work environment where team members can openly report challenges and exchange ideas, knowledge, and skills, and maintain good working relationships with each other to achieve common goals.
- Over 5 years of relevant experience with an undergraduate degree or relevant professional certifications, accounting designations, or equivalent education (CAMS considered an asset).
- Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access, and Outlook) and Internet applications.
- Proficient to work multi-functionally, provide guidance to other team members, and ensure good relations across teams and functions to work on projects that may require integration of cross-functional processes.
- Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment.
TD is one of the world's leading global financial institutions and is the fifth-largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.
Total Rewards PackageOur Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.
Additional InformationWe're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking an experienced Audit Manager I to join our team in High Risk Financial Crimes Audit. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob Summary:We are seeking a highly skilled Audit Manager I to join our team in Financial Crimes and Compliance. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key Responsibilities:Lead the planning process for assigned audits, ensuring the...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly skilled Audit Manager I to join our team at TD Bank. As a key member of our Financial Crimes Audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the completion...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly skilled Audit Manager I to join our team at TD Bank. As a key member of our Financial Crimes Audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the completion...
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