Current jobs related to Senior Investment Compliance Specialist - Toronto, Ontario - Fidelity Investments
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Senior Investment Compliance Specialist
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Toronto, Ontario, Canada Fidelity Investments Full timeJob SummaryFidelity Investments Canada is seeking a Senior Investment Compliance Analyst to provide advisory services and support the development of compliance standards for investment management activities.Key ResponsibilitiesSupport the FIC Investment Compliance program by working with FIC Traders and other members of the investment teams to answer regular...
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Senior Investment Compliance Specialist
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Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments is seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance function, you will play a critical role in ensuring the integrity of our investment products and services.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure adherence to...
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Senior Investment Compliance Specialist
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Toronto, Ontario, Canada Fidelity Investments Full timeJob DescriptionAt Fidelity Investments, we're seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our investment products and services.Key Responsibilities:Develop and implement compliance policies and procedures to ensure adherence...
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Senior Investment Compliance Specialist
4 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeJob DescriptionAt Fidelity Investments, we're seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our investment products and services.Key Responsibilities:Develop and implement compliance policies and procedures to ensure adherence...
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Senior Investment Compliance Specialist
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Toronto, Ontario, Canada Fidelity Investments Full timeJob DescriptionAs a Senior Investment Compliance Analyst at Fidelity Investments, you will play a critical role in ensuring the company's investment products and services comply with regulatory requirements. This is a 6-month contract opportunity that offers a flexible hybrid schedule as part of Fidelity's dynamic working arrangement.Current work...
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Senior Investment Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeJob DescriptionAt Fidelity, we're seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for ensuring that our investment products and services comply with regulatory requirements and industry standards.Key Responsibilities:Conduct thorough reviews of investment products...
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Senior Investment Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeJob DescriptionAt Fidelity, we're seeking a highly skilled Senior Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for ensuring that our investment products and services comply with regulatory requirements and industry standards.Key Responsibilities:Conduct thorough reviews of investment products...
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Senior Investment Compliance Specialist
1 month ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for providing advisory services and assisting in the development of compliance standards related to investment management activities.Key ResponsibilitiesSupport the FIC...
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Senior Investment Compliance Specialist
1 month ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for providing advisory services and assisting in the development of compliance standards related to investment management activities.Key ResponsibilitiesSupport the FIC...
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Senior Investment Compliance Specialist
1 month ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for providing advisory services and assisting in the development of compliance standards related to investment management activities.Key ResponsibilitiesSupport the FIC...
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Senior Investment Compliance Specialist
1 month ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for providing advisory services and assisting in the development of compliance standards related to investment management activities.Key ResponsibilitiesSupport the FIC...
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Senior Investment Compliance Specialist
4 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our compliance team, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...
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Senior Investment Compliance Specialist
2 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeJob SummaryFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our Investment Compliance program, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...
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Senior Investment Compliance Specialist
2 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeJob SummaryFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our Investment Compliance program, you will provide advisory services, act as a resource, and assist in the development of compliance standards relating to investment management activities.Key ResponsibilitiesSupport the FIC...
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Senior Investment Compliance Specialist
4 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our Investment Compliance program, you will provide advisory services, act as a resource, and assist in the development of compliance standards relating to investment management activities.Key ResponsibilitiesSupport...
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Senior Investment Compliance Specialist
4 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our Investment Compliance program, you will provide advisory services, act as a resource, and assist in the development of compliance standards relating to investment management activities.Key ResponsibilitiesSupport...
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Senior Investment Compliance Specialist
2 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeJob SummaryFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst to join our team. As a key member of our Investment Compliance program, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...
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Senior Investment Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our compliance team, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...
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Senior Investment Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our compliance team, you will be responsible for providing advisory services, acting as a resource, and assisting in the development of compliance standards relating to investment management activities.Key...
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Senior Investment Compliance Specialist
1 week ago
Toronto, Ontario, Canada Fidelity Investments Full timeJob SummaryThe Investment Compliance Analyst Sr. role at Fidelity Investments Canada involves providing advisory services and assisting in the development of compliance standards for investment management activities.Key ResponsibilitiesSupport the FIC Investment Compliance program by working with FIC Traders and other members of the investment teams to...
Senior Investment Compliance Specialist
2 months ago
About the Role
Fidelity Investments Canada is seeking a highly skilled Investment Compliance Analyst Sr. to join our team. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our investment management activities.
Key Responsibilities
- Support the development and implementation of compliance standards and procedures for investment management activities.
- Provide advisory services and guidance to FIC Traders and other members of the investment teams on compliance matters.
- Collaborate with global compliance teams to ensure reporting consistency and compliance with regulatory requirements.
- Review and investigate trading exceptions, and escalate as necessary.
- Test and verify investment guideline limits and rule methodologies for National Instrument mutual funds and separate accounts.
- Provide summary reporting on compliance program and summarize issues for regular reporting, compliance certifications, and consultant queries.
Requirements
- 3+ years of relevant compliance experience in asset management space.
- Compliance related experience with focus on investments and experience in asset management/mutual fund company.
- University degree in business administration, finance, economics, or other related field.
- Canadian Securities Course or equivalent designation is a must have.
- Designations such as CFA, CPA, FRM, or other professional designation is an asset.
About Fidelity Investments Canada
Fidelity Investments Canada has been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services. As a privately owned company, we boldly embrace innovation in all areas as we continue to grow our business into the future.
