Current jobs related to Compliance Operations Manager - Montreal, Quebec - Banque Laurentienne


  • Montreal, Quebec, Canada Pharmascience Full time

    The Operations Compliance Manager is responsible for overseeing the entire lifecycle of deviations, CAPAs, and change controls, ensuring their timely and effective completion for Operations (manufacturing, packaging, maintenance, and warehouse). This includes coordinating and tracking activities, managing the investigations team, and supporting the...

  • Compliance Manager

    2 months ago


    Montreal, Quebec, Canada Company 1 - The Manufacturers Life Insurance Company Full time

    Job Title: Compliance ManagerCompany 1 - The Manufacturers Life Insurance Company is seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement compliance...

  • Compliance Manager

    2 months ago


    Montreal, Quebec, Canada Company 1 - The Manufacturers Life Insurance Company Full time

    Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Manulife. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and industry standards.Key ResponsibilitiesDevelop and implement compliance programs, policies, and...

  • Compliance Manager

    2 months ago


    Montreal, Quebec, Canada Company 1 - The Manufacturers Life Insurance Company Full time

    Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Manulife. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and industry standards.Key ResponsibilitiesDevelop and implement compliance programs, policies, and...

  • Compliance Manager

    2 weeks ago


    Montreal, Quebec, Canada NBC Full time

    Compliance Supervisor Job DescriptionAt NBC, we're seeking a highly skilled Compliance Supervisor to join our team. As a key member of our Compliance Services Team, you'll play a vital role in managing centralized approvals nationwide and providing critical support to regional Compliance Supervisors during their absences.This role involves conducting daily...

  • Compliance Manager

    2 weeks ago


    Montreal, Quebec, Canada NBC Full time

    Compliance Supervisor Job DescriptionAt NBC, we're seeking a highly skilled Compliance Supervisor to join our team. As a key member of our Compliance Services Team, you'll play a vital role in managing centralized approvals nationwide and providing critical support to regional Compliance Supervisors during their absences.This role involves conducting daily...

  • Compliance Expert

    4 weeks ago


    Montreal, Quebec, Canada NBC Full time

    About the RoleWe are seeking a highly skilled Senior Advisor Operational Compliance to join our Investment Operations team at NBC. As a key member of our team, you will play a critical role in ensuring the effective operationalization of regulatory requirements and promoting a healthy compliance culture.Key ResponsibilitiesCompliance Policy Implementation:...

  • Compliance Specialist

    4 weeks ago


    Montreal, Quebec, Canada NBC Full time

    About the RoleWe are seeking a highly skilled Senior Advisor Operational Compliance to join our Investment Operations team at NBC. As a key member of our team, you will play a critical role in ensuring the effective operationalization of regulatory requirements and promoting a healthy compliance culture.Key ResponsibilitiesCompliance Policy Implementation:...

  • Compliance Expert

    4 weeks ago


    Montreal, Quebec, Canada NBC Full time

    About the RoleWe are seeking a highly skilled Senior Advisor Operational Compliance to join our Investment Operations team at NBC. As a key member of our team, you will play a critical role in ensuring the effective operationalization of regulatory requirements and promoting a healthy compliance culture.Key ResponsibilitiesCompliance Policy Implementation:...


  • Montreal, Quebec, Canada NBC Full time

    About the RoleWe are seeking a highly skilled Senior Advisor Operational Compliance to join our Investment Operations team at NBC. As a key member of our team, you will play a critical role in ensuring the effective operationalization of regulatory requirements and promoting a healthy compliance culture.Key ResponsibilitiesCompliance Policy Implementation:...


  • Montreal, Quebec, Canada NBC Full time

    About the RoleWe are seeking a highly skilled Senior Advisor Operational Compliance to join our Investment Operations team at NBC. As a key member of our team, you will play a critical role in ensuring the effective operationalization of regulatory requirements and promoting a healthy compliance culture.Key ResponsibilitiesCompliance Policy Implementation:...

  • Compliance Specialist

    4 weeks ago


    Montreal, Quebec, Canada NBC Full time

    About the RoleWe are seeking a highly skilled Senior Advisor Operational Compliance to join our Investment Operations team at NBC. As a key member of our team, you will play a critical role in ensuring the effective operationalization of regulatory requirements and promoting a healthy compliance culture.Key ResponsibilitiesCompliance Policy Implementation:...


  • Montreal, Quebec, Canada BRP Full time

    {"title": "Senior IT Compliance Manager", "content": "Job SummaryWe are seeking a highly skilled Senior IT Compliance Manager to lead our SAP Security SOX compliance team. As a key member of our organization, you will be responsible for coordinating SOX audit activities and supporting various I&T teams responsible for ITGCs.Key ResponsibilitiesPlan and...


  • Montreal, Quebec, Canada BRP Full time

    {"title": "Senior IT Compliance Manager", "content": "Job SummaryWe are seeking a highly skilled Senior IT Compliance Manager to lead our SAP Security SOX compliance team. As a key member of our organization, you will be responsible for coordinating SOX audit activities and supporting various I&T teams responsible for ITGCs.Key ResponsibilitiesPlan and...


  • Montreal, Quebec, Canada NBC Full time

    Job SummaryWe are seeking a highly skilled Senior Advisor Operational Compliance to join our Investment Operations team at National Bank. As a key member of our team, you will be responsible for ensuring the application of compliance policies in our sectors, answering regulatory questions, and leading process changes related to compliance.Key...

  • SOX Compliance Manager

    2 months ago


    Montreal, Quebec, Canada BRP Full time

    Job SummaryWe are seeking a highly skilled SOX Compliance Manager to lead our SAP Security SOX compliance team. The successful candidate will have a strong background in SOX requirements, ITGC testing, and audit advisory roles.Key ResponsibilitiesLead the SAP Security SOX compliance team in managing ITGC testing and ensuring the design and operating...

  • SOX Compliance Manager

    2 months ago


    Montreal, Quebec, Canada BRP Full time

    Job SummaryWe are seeking a highly skilled SOX Compliance Manager to lead our SAP Security SOX compliance team. The successful candidate will have a strong background in SOX requirements, ITGC testing, and audit advisory roles.Key ResponsibilitiesLead the SAP Security SOX compliance team in managing ITGC testing and ensuring the design and operating...

  • Compliance Manager

    4 weeks ago


    Montreal, Quebec, Canada National Bank Full time

    About the RoleWe are seeking a highly skilled Compliance Supervisor to join our team at National Bank. As a key member of our compliance team, you will play a critical role in ensuring that our Private Wealth Advisors and branches adhere to internal policies and procedures, as well as industry regulatory requirements.Key ResponsibilitiesAnalyze and authorize...

  • Compliance Manager

    4 weeks ago


    Montreal, Quebec, Canada National Bank Full time

    About the RoleWe are seeking a highly skilled Compliance Supervisor to join our team at National Bank. As a key member of our compliance team, you will play a critical role in ensuring that our Private Wealth Advisors and branches adhere to internal policies and procedures, as well as industry regulatory requirements.Key ResponsibilitiesAnalyze and authorize...


  • Montreal, Quebec, Canada Squarepoint Capital Full time

    Squarepoint Capital is a global investment management firm that leverages a diversified portfolio of systematic and quantitative strategies across financial markets to achieve high-quality, uncorrelated returns for its clients. With deep expertise in trading, technology, and operations, the firm attributes its success to rigorous scientific research and a...

Compliance Operations Manager

2 months ago


Montreal, Quebec, Canada Banque Laurentienne Full time

Compliance Operations Manager at Banque Laurentienne

At Banque Laurentienne, we are dedicated to transforming the banking experience for our clients. With a diverse team of over 2,800 professionals working collaboratively, we offer a wide range of financial services and advisory solutions throughout Canada and the United States. In the role of Compliance Operations Manager, you will oversee the coordination of anti-money laundering (AML) and anti-terrorist financing (ATF) initiatives within the Personal Banking division. Your key responsibilities will include:

  • Grasping AML/ATF regulations and implementing them effectively within a banking framework.
  • Leading and inspiring your team to achieve timely results.
  • Evaluating and ensuring the compliance of reports and analyses.
  • Fostering the development of team members through mentorship and guidance.
  • Providing expert advice on AML/ATF issues and risk management strategies.
  • Compiling reports for upper management and support teams.
  • Collaborating with various internal departments to enhance adherence to compliance standards.

Ideal candidates will possess a Bachelor's degree, a minimum of 8 years of pertinent experience, proficiency in both English and French, and strong leadership capabilities. Holding a CAMS certification is considered an asset. Join Banque Laurentienne for a fulfilling career that prioritizes inclusivity and accessibility.