Senior ETC Testing Analyst

4 weeks ago


Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time
Job Description

Job Title: Senior ETC Testing Analyst

Job Summary:

The Senior ETC Testing Analyst will be responsible for providing support for the wealth testing and monitoring program. The ideal candidate will have significant controls testing/audit experience and a strong understanding of regulatory compliance.

Key Responsibilities:

  • Plan and execute compliance testing programs and communicate compliance testing results
  • Identify and document regulatory compliance controls
  • Prepare documentation in accordance with established policies and standards
  • Budget and be responsible for tracking of work efforts versus budgets
  • Develop and execute monitoring activities
  • Provide knowledgeable recommendations to businesses for control improvements
  • Ensure key regulations and key regulatory changes are captured in assigned testing programs
  • Participate in business initiatives as assigned
  • Proactively contribute to team processes and projects
  • Seek process improvements and more efficient ways to deliver value to our businesses
  • Lead testing engagements and review the work of other testers

Requirements:

  • Significant controls testing/audit experience is required
  • Work experience in the financial industry, experience with compliance and wealth-related businesses preferred
  • Exceptional communication skills with the ability to draft superior quality analyses
  • Ability to work independently, apply critical and strategic thinking to issues and make timely decisions
  • Ability to read and interpret regulations as well as understand how the regulations may impact our business partners
  • Strong problem-solving skills and ability to recommend value-added solutions
  • Strong relationship management skills and ability to work effectively within both enterprise and business level project groups
  • Strong collaborative skills and experience partnering with business units
  • Ability to manage multiple deadlines and priorities

Additional Information:

  • Accounting designation (i.e. CPA, CA) or Audit Designation (CIA) is an asset
  • Audit or Compliance testing experience is required
  • CSC/CPH and other relevant industry courses are an asset

About Us:

The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.

Total Rewards Package:

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.



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