Senior ETC Testing Analyst
4 weeks ago
Job Title: Senior ETC Testing Analyst
Job Summary:
The Senior ETC Testing Analyst will be responsible for providing support for the wealth testing and monitoring program. The ideal candidate will have significant controls testing/audit experience and a strong understanding of regulatory compliance.
Key Responsibilities:
- Plan and execute compliance testing programs and communicate compliance testing results
- Identify and document regulatory compliance controls
- Prepare documentation in accordance with established policies and standards
- Budget and be responsible for tracking of work efforts versus budgets
- Develop and execute monitoring activities
- Provide knowledgeable recommendations to businesses for control improvements
- Ensure key regulations and key regulatory changes are captured in assigned testing programs
- Participate in business initiatives as assigned
- Proactively contribute to team processes and projects
- Seek process improvements and more efficient ways to deliver value to our businesses
- Lead testing engagements and review the work of other testers
Requirements:
- Significant controls testing/audit experience is required
- Work experience in the financial industry, experience with compliance and wealth-related businesses preferred
- Exceptional communication skills with the ability to draft superior quality analyses
- Ability to work independently, apply critical and strategic thinking to issues and make timely decisions
- Ability to read and interpret regulations as well as understand how the regulations may impact our business partners
- Strong problem-solving skills and ability to recommend value-added solutions
- Strong relationship management skills and ability to work effectively within both enterprise and business level project groups
- Strong collaborative skills and experience partnering with business units
- Ability to manage multiple deadlines and priorities
Additional Information:
- Accounting designation (i.e. CPA, CA) or Audit Designation (CIA) is an asset
- Audit or Compliance testing experience is required
- CSC/CPH and other relevant industry courses are an asset
About Us:
The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.
Total Rewards Package:
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.
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