Head of Regulatory Compliance and Risk Oversight

Requisition ID: # Join a purpose-driven team dedicated to achieving results within an inclusive and high-performing culture. Purpose: Lead a proactive team of compliance experts responsible for cross-border trade oversight (including exchange-traded and over-the-counter products) for the activities conducted by the Wealth Management and Global Banking and...

Position Overview: Oversee a proactive team of compliance experts tasked with monitoring multijurisdictional trading activities, including both exchange-traded and over-the-counter products, within the Wealth Management and Global Banking sectors to ensure compliance with regulatory standards. Key Responsibilities: Develop and execute strategic business...

Legal & Compliance - Anti-Money Laundering Compliance, Vice PresidentThe Blackstone Group L.P. stands as a leader in alternative asset management, dedicated to fostering positive economic outcomes and sustainable value for our investors, the entities we engage with, and the communities we serve.The Vice President will report directly to the Global Head of...

Job SummaryAegon is seeking a highly experienced Chief Compliance Officer to lead its compliance program for the Canadian business. The successful candidate will be responsible for managing the compliance program, partnering with the compliance team and other leaders, and implementing reasonably designed compliance policies and procedures to ensure...

Job SummaryAegon is seeking a highly experienced Chief Compliance Officer to lead its compliance program for the Canadian business. The successful candidate will be responsible for managing the compliance program, partnering with the compliance team and other leaders, and implementing reasonably designed compliance policies and procedures to ensure...

Manager, Business Risk Oversight - Wealth Governance and Control, Regulatory AffairsLocation: CanadaSchedule: 37.5 hours/weekSector: General Positions TDJob Description:ABOUT TD WEALTHTD Wealth offers a full range of competitive wealth and asset management solutions to retail and institutional clients. We help individual and institutional clients protect,...

We’re LumiQ – an audio-first professional education platform for CPAs. We help CPAs get their continuing professional development (CPD) hours through engaging podcasts with business leaders (the CFOs of Slack, Shopify, Yelp, Yahoo!, TD Bank, and Wealthsimple just to name a few). CPD/CPE is the yearly required learning that CPAs generally dread doing....

The University is seeking an Assurance and Regulatory Compliance Manager to support the ongoing development of the University's assurance activities. This is one of two new roles in the assurance team in the Governance and Compliance Division and represents an exciting opportunity to work within a dynamic and growing team and to support the breadth of...

Job Overview:At Bank of America, our mission is to enhance financial well-being through meaningful connections. We are committed to Responsible Growth, which reflects our dedication to serving clients, teammates, communities, and shareholders effectively.We prioritize creating a workplace that is diverse and inclusive, ensuring that we attract individuals...

Lead Manager, Compliance Oversight Employment Type: Full-time Work Arrangement: Hybrid Location: Toronto, Ontario Department: Governance & Control Job Overview: The Lead Manager, Compliance Oversight is responsible for directing and enhancing the development of processes and controls across the organization, specifically within a newly...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

The Technology Regulatory Management division is crucial in overseeing the Bank's adherence to technology and security compliance risks. This is achieved by implementing the IT&S Regulatory Compliance Management (RCM) Framework, aligned with the regulatory standards set forth by OSFI's Guideline E13, and integrated with the Bank's comprehensive Regulatory...

Position: Lead Manager, Compliance Oversight Remote Type: Full-time Compliance Oversight The Lead Manager, Compliance Oversight is responsible for directing and managing the establishment of processes and controls within the organization, specifically within a newly formed KYC (Know Your Customer) function. This role is crucial for designing and...

Job SummaryWe are seeking a highly skilled Senior Director to lead our Risk Regulatory Initiatives team at the Canadian Imperial Bank of Commerce. As a key member of our organization, you will be responsible for overseeing the French Language Policy and related enterprise-wide initiatives, providing strategic leadership and applying your expert knowledge to...

Strategic Risk Solutions Inc. (SRS), a leading independent insurance management firm, is seeking a Chief Legal Officer. This remote role will provide comprehensive legal guidance and oversight to mitigate legal risks across the SRS organization, encompassing all sectors, regions, and functions. The Chief Legal Officer will report directly to the...

Lead Compliance Strategy Manager - Corporate FunctionsLocation: Toronto, ON, CANEmployment Type: Full-timeDepartment: Audit, Risk & ComplianceThis position is an individual contributor role with a flexible work arrangement based out of our downtown Toronto office.Key Responsibilities:Facilitates the execution, upkeep, and management of the compliance...

TITLE: IT Risk and Compliance Assurance LeadPERFORMANCE COACH: Manager, Compliance & AssuranceCOMPANY: Tampa Electric CompanyDEPARTMENT: IT Compliance and AssurancePOSITION CONCEPTLeads a team responsible for supporting activities related to assuring and maintaining Tampa Electric’s adherence to NERC CIP standards. This includes assessing and assuring...

Full TimeComplianceThe Chief Compliance Officer (“CCO”) will be responsible for managing the compliance program for World Financial Group Insurance Agency, Canada’s (“WFGIAC”) business. WGIAC is licensed to do business in all Canadian provinces and territories. The CCO will partner with the compliance team and other leaders within the organization...

Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Contributes to the overall success of the Global Finance, Regulatory Risk Governance group (1B) ensuring specific individual goals, plans, initiatives are executed/delivered in support of the team’s mandate and overall objectives. Ensures...

Overview We are seeking a skilled Compliance Officer with extensive experience in Risk Management and Compliance within the financial services sector. This role is crucial for ensuring that our operations align with regulatory standards while fostering a conducive business environment. The successful candidate will oversee compliance activities in our local...