Technology Compliance Specialist

3 weeks ago


Etobicoke, Canada BMO Financial Group Full time
Job Title: Technology & Risk Compliance Lead

BMO Financial Group is seeking a highly skilled Technology & Risk Compliance Lead to join our team. As a key member of our organization, you will play a critical role in ensuring the effective management of technology-related risks and compliance with regulatory requirements.

Key Responsibilities:
  • Provide expert regulatory compliance support, guidance, and advice to Technology & Operations (T&O) in support of the Enterprise Compliance Program (ECP) related to Technology.
  • Identify and communicate new and revised regulatory changes via the Enterprise Regulatory Development Framework (ERDF) and participate in the execution of activities for the implementation of the ECP.
  • Contribute to the sound, efficient operation of T&O by improving the understanding and execution of Risk requirements in accordance with the Enterprise Operational Risk Management Framework (ORMF) related to technology.
  • Perform risk assessments in accordance with ORMF and ECP requirements.
  • Maintain the T&O Process, Risk and Control (PRC) Framework, Tool, and Control Library to provide management with a holistic view of the control environment.
  • Manage oversight for all enterprise-level new/revised policies to determine T&O impact, including requests for review/feedback and communication of key policy changes.
  • Leverage data to perform root cause and predictive analysis, and provide qualitative and quantitative risk and compliance management reports.
  • Act as the primary lead in the assigned business unit, liaise with technology groups driving out strategic R&C priorities, participate in discussions with a risk-based mindset.
  • Provide management consulting services in support of Technology LOB and Enterprise needs.
  • Build and nurture strong client relationships with business leaders, representatives, and other business partners.
  • Ensure global, regional, and local Technology Risk initiatives are aimed at improving information protection, resiliency, and controls of technology processes and services.
  • Ensure regulatory gaps are communicated to key stakeholders; advise leadership on risk-based decisions supporting the completion of risk mitigation and remediation.
  • Manage complexity risk and compliance initiatives across technology, and interaction models.
  • Develop and champion best practices within the area of expertise, support Communication and Change Management activities across multiple stakeholders.
  • Identify opportunities to strengthen the capability at BMO. Analyze trends to proactively maintain strong controls.
  • Stay abreast of industry technical and business trends through benchmarking and/or participation in professional associations.
Qualifications:
  • Risk Assessment: 10 years (Required)
  • Regulatory Compliance: 10 years (Required)
  • Technical Knowledge: 10 years (Required)
  • Data Analytics & Data Governance: 10 years (Required)
  • Banking/Financial Industry: 10 years (Desired)
Education/Certifications:
  • Undergraduate Degree in a Related Field (Required)
  • CRISC, CGEIT, CISA, CISM, PMP, and/or Cloud compliance certification (Desired)

BMO Financial Group is an inclusive, equitable, and accessible workplace. We are committed to creating a diverse and inclusive environment where everyone feels valued and respected. Accommodations are available on request for candidates taking part in all aspects of the selection process.

To request accommodation, please contact your recruiter.



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