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Compliance Director
2 months ago
We are seeking a highly skilled and experienced Compliance Director to lead our Global Trade Surveillance team. As a key member of our Compliance function, you will be responsible for ensuring adherence to regulatory requirements and developing strategies to strengthen our global program.
Key Responsibilities- Lead a dynamic team of compliance professionals responsible for multijurisdictional trade surveillance.
- Establish and implement business strategies, annual plans, and ongoing initiatives to ensure compliance with governing regulations.
- Develop and maintain risk assessments and programs to drive compliance with applicable regulatory requirements.
- Collaborate with the Compliance technology team and other stakeholders on trade surveillance system-related data governance, enhancements, and deployments.
- Represent the surveillance program in interactions with external regulators, Internal Audit, and other investigative bodies.
- College Diploma or University Degree preferred.
- 3-5 years of management experience or leading a team of direct reports.
- 5 or more years of directly relevant investment industry experience with a Bank, Buy-side firm, or an IIROC member firm in a senior compliance or surveillance role.
- Exposure to automated trade surveillance solutions.
- Strong written and verbal business communication skills.
- Superior knowledge of Microsoft applications and familiarity with the internet and related applications used to facilitate compliance-related research.
As a Compliance Director at Scotiabank, you will have the opportunity to work with a talented team of professionals and contribute to the development of our global trade surveillance program. We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.
