Current jobs related to Chief Compliance Officer - Toronto, Ontario - Transamerica


  • Toronto, Ontario, Canada Alterna Savings Full time

    Job Title: VP & Chief Compliance OfficerAt Alterna Savings, we are seeking a highly skilled and experienced VP & Chief Compliance Officer to join our team. The successful candidate will be responsible for designing, implementing, and operating our Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization...


  • Toronto, Ontario, Canada Alterna Savings Full time

    Job Title: VP & Chief Compliance OfficerAt Alterna Savings, we are seeking a highly skilled and experienced VP & Chief Compliance Officer to join our team. The successful candidate will be responsible for designing, implementing, and operating our Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization...


  • Toronto, Ontario, Canada Alterna Savings Full time

    Job SummaryThe Chief Compliance Officer will be responsible for the design, implementation, and operation of Alterna Savings' Regulatory Compliance Management Framework and associated compliance frameworks. This role will ensure compliance with applicable regulatory requirements through appropriate policies, guidelines, and processes.Key...


  • Toronto, Ontario, Canada Aviso Wealth Full time $135,000 - $158,000

    Director, Chief Compliance OfficerAviso Wealth is seeking a seasoned professional to lead our compliance efforts as Director, Chief Compliance Officer. This key role will oversee compliance within our organization, ensuring adherence to regulatory requirements and internal policies.Key Responsibilities:Develop and implement comprehensive compliance programs...


  • Toronto, Ontario, Canada Aviso Wealth Full time $135,000 - $158,000

    Director, Chief Compliance OfficerAviso Wealth is seeking a seasoned professional to lead our compliance efforts as Director, Chief Compliance Officer. This key role will oversee compliance within our organization, ensuring adherence to regulatory requirements and internal policies.Key Responsibilities:Develop and implement comprehensive compliance programs...


  • Toronto, Ontario, Canada Transamerica Full time

    Job Title: Chief Compliance OfficerTransamerica is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our company operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...


  • Toronto, Ontario, Canada Transamerica Full time

    Job Title: Chief Compliance OfficerTransamerica is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our company operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...


  • Old Toronto, Ontario, Canada Bankonloop Full time

    Job Title: VP Investments and Chief Compliance OfficerBankonloop is seeking a seasoned professional to fill the role of VP Investments and Chief Compliance Officer. This position requires a deep understanding of both portfolio management and compliance of regulated financial services businesses.Key Responsibilities:Manage the investment products offered by...


  • Toronto, Ontario, Canada Transamerica Full time

    Job SummaryWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Transamerica. The successful candidate will be responsible for leading our compliance program and ensuring that our business practices align with regulatory requirements.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure...


  • Old Toronto, Ontario, Canada Aviso Wealth Inc Full time

    Job Title: Director, Chief Compliance OfficerAviso Wealth Inc is seeking a highly skilled and experienced Director, Chief Compliance Officer to join our team.About the Role:The Director, Chief Compliance Officer will be responsible for overseeing compliance within our organization, ensuring that all applicable laws, regulatory requirements, and internal...


  • Toronto, Ontario, Canada Alterna Savings Full time

    Job SummaryThe VP & Chief Compliance Officer will be responsible for the design, implementation, and operation of Alterna Savings' Regulatory Compliance Management Framework and associated compliance frameworks. This role will ensure compliance with applicable regulatory requirements through appropriate policies, guidelines, and processes.Key...


  • Toronto, Ontario, Canada Everest Re Group Full time

    About Everest Re GroupEverest Re Group, Ltd. is a leading global reinsurance and insurance provider, operating for nearly 50 years through subsidiaries in various regions.Job Title: Associate General Counsel and Chief Compliance Officer, CanadaWe are seeking a highly skilled and experienced Associate General Counsel and Chief Compliance Officer to join our...


  • Toronto, Ontario, Canada Alterna Savings Full time

    Job SummaryThe VP & Chief Compliance Officer is accountable for the design, implementation, and operation of Alterna Savings' Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and support the attainment of strategic goals.Key ResponsibilitiesOversee compliance with laws, regulations, and guidelines...


  • Old Toronto, Ontario, Canada Bankonloop Full time

    About BankonloopBankonloop is a fast-growing FinTech company that enables businesses to manage money across borders. Our mission is to simplify operations and accelerate growth for our clients.We are seeking a seasoned professional to join our team as VP Investments and Chief Compliance Officer. This role requires a deep understanding of portfolio management...


  • Old Toronto, Ontario, Canada Bankonloop Full time

    About BankonloopBankonloop is a fast-growing FinTech company that enables businesses to manage money across borders. Our mission is to simplify operations and accelerate growth for our clients.We are seeking a seasoned professional to join our team as VP Investments and Chief Compliance Officer. This role requires a deep understanding of portfolio management...


  • Toronto, Ontario, Canada Loblaw Companies Limited Full time

    Job Title: Chief Financial OfficerAt Loblaw Companies Limited, we are seeking a highly skilled and experienced Chief Financial Officer to join our team. As a key member of our organization, you will play a critical role in shaping the financial direction of our company.Job Summary:The Chief Financial Officer will be responsible for leading our financial...


  • Toronto, Ontario, Canada Loblaw Companies Limited Full time

    Job Title: Chief Financial OfficerAt Loblaw Companies Limited, we are seeking a highly skilled and experienced Chief Financial Officer to join our team. As a key member of our organization, you will play a critical role in shaping the financial direction of our company.Job Summary:The Chief Financial Officer will be responsible for leading our financial...


  • Toronto, Ontario, Canada Aviso Wealth Full time

    About the RoleAviso Wealth is seeking a highly skilled and experienced Chief Compliance Officer, NEI to join our Asset Management team. As a key member of our leadership team, you will be responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer, regulated with the OSC and CSA.Key...


  • Toronto, Ontario, Canada Aviso Wealth Full time

    About the RoleAviso Wealth is seeking a highly skilled and experienced Chief Compliance Officer, NEI to join our Asset Management team. As a key member of our leadership team, you will be responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer, regulated with the OSC and CSA.Key...

  • Chief Risk Officer

    1 month ago


    Toronto, Ontario, Canada Fidelity Canada Full time

    Job Title: Chief Risk OfficerFidelity Canada is seeking a seasoned Chief Risk Officer to lead our risk management function and drive strategic growth.About the RoleThe Chief Risk Officer will be responsible for overseeing the development and implementation of our risk management framework, ensuring it meets business and regulatory expectations. This...

Chief Compliance Officer

2 months ago


Toronto, Ontario, Canada Transamerica Full time
Job Summary

We are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Transamerica. As a key member of our leadership team, you will be responsible for developing and implementing compliance policies and procedures to ensure our business operations are in line with regulatory requirements.

Key Responsibilities
  • Develop and maintain compliance policies and procedures to ensure regulatory compliance.
  • Conduct regular risk assessments to identify potential compliance risks and develop mitigation strategies.
  • Provide guidance and support to senior leadership on compliance matters.
  • Collaborate with internal stakeholders to ensure compliance with regulatory requirements.
  • Develop and implement training programs to ensure employees understand compliance policies and procedures.
Requirements
  • Bachelor's degree in a business field.
  • At least 10 years of experience in insurance compliance, including senior-level management responsibilities.
  • Comprehensive understanding of Canadian insurance regulatory requirements.
  • Excellent written and oral communication skills.
Preferred Qualifications
  • French speaking.
Working Conditions
  • Office or hybrid office/remote environment.
  • Moderate travel.

We offer a comprehensive benefits package, including competitive pay, bonus for eligible employees, pension plan, 401k match, employee stock purchase plan, tuition reimbursement, disability insurance, medical insurance, dental insurance, vision insurance, employee discounts, career training and development opportunities, paid time off, paid holidays, wellness program, parental leave, adoption assistance, employee assistance program, college coach program, back-up care program, PTO for volunteer hours, employee matching gifts program, employee resource groups, inclusion and diversity programs, employee recognition program, referral bonus programs, and peer recognition program.

We are an equal opportunity employer and welcome applications from diverse candidates. We are committed to creating a workplace that is inclusive and respectful of all employees. If you require an accommodation to apply for this role, please contact our HR department.