Senior Compliance Specialist

1 month ago

Calgary, Alberta, Canada TSX Inc. Full time
Job Summary

We are seeking a highly skilled Senior Specialist, Compliance to join our team at TSX Inc. This role will be responsible for ensuring compliance with the Exchange's continued listing requirements, identifying noncompliance, and taking appropriate action.

Key Responsibilities
  • Analyze financial and continuous disclosure documentation to ensure compliance with Exchange requirements.
  • Identify and address noncompliance with Exchange policies and applicable securities and corporate legislation.
  • Conduct reinstatement reviews to ensure Issuers meet specific Exchange Requirements.
  • Prepare correspondence and negotiate with Issuer management and counsel.
  • Provide analysis and recommendations to Senior Team Manager.
  • Offer guidance and mentorship to public, Issuer, and advisor clients.
  • Perform special assignments as required by Senior Team Manager or Managing Director.
  • Ensure accurate billing and timely collection of fees.
Requirements
  • Bachelor's degree in Business or equivalent with a specialization in Accounting.
  • Ability to read and analyze financial statements with understanding of IFRS and US GAAP.
  • Enrolment in an accounting designation is an asset.
  • Minimum 2 years of related business experience, preferably in the securities industry.
  • Excellent analytical and communication skills.
  • Strong management, planning, and organizational skills.
  • Ability to work independently with time constraints.
  • Proficient computer skills in Microsoft Office and Google for work applications.
What We Offer
  • Competitive salary range: $75,000 - $80,000/yr.
  • Grade: 6.
  • Exciting work environment with opportunities for growth and development.
  • Collaborative and dynamic team culture.
  • Flexible work arrangements and generous time-off policies.
About Us

TSX Inc. is a leading exchange that provides a platform for companies to raise capital and connect with investors. We are committed to creating a collegial work environment that values diversity and inclusion.

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