Senior Advisor Compliance
7 hours ago
A career as a Senior Advisor within the Compliance team at National Bank Financial means contributing to maintaining an adequate oversight framework for wealth management. Joining our team allows you to grow in a dynamic and constantly evolving environment. This role enables you to have a positive impact on our organization through your ability to identify inherent risks and associated mitigating factors within the industry. Your role Detect high-risk situations, conduct various analyses, promptly alert regional directors and compliance supervisors, and ensure the necessary corrective actions are implemented in their region. Act as a key resource for surveillance matters, particularly for compliance supervisors, regional directors, and other partners. Maintain an adequate monitoring program while helping evolve our practices to address current and future risks. Ensure the protection of investors, investment advisors, and registered personnel in the risk management sector and at National Bank. Oversee the development, implementation, documentation, monitoring, and control of policies, standards, and procedures related to surveillance. Make recommendations to automate current processes and improve efficiency. Participate in committees or special projects requiring a high level of expertise and represent the Bank with various organizations, authorities, and stakeholders. Requirements University degree in a related field (Finance, Law, Accounting, or Economics) 7 to 10 years of experience in the securities industry with a solid understanding of financial products Completion of relevant courses, including:Canadian Securities Course (CSC), Conduct and Practices Handbook Course (CPH), Compliance Supervisor Course for securities brokers Strong understanding of regulatory requirements Completion of Derivatives Fundamentals and Options Licensing Course (DFOL) is an asset Excellent verbal and written communication skills to provide guidance to internal partners Rigor, analytical mindset, and agility Your benefits In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family. * Health and wellness program, including many options * Flexible group insurance * Generous pension plan * Employee Share Ownership Plan * Employee and Family Assistance Program * Preferential banking services * Opportunities to get involved in community initiatives * Telemedicine service * Virtual sleep clinic These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family. Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged. We're putting people first We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees. We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us. We welcome all candidates What can you bring to our team? Come live your ambitions with us
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Senior Advisor Compliance
2 weeks ago
Montreal, Canada National Bank Full timeAttendance Hybrid Job number 30343 Category Senior Professional Status: Permanent Type of Contract Permanent Schedule: Full-Time Full Time / Part Time? Full-Time Posting date 20-Jan-2026 Area(s) of interest: Wealth management, Risk management Location(s): Montreal A career as a Senior Advisor within the Compliance team at National Bank Financial means...
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Senior Advisor Compliance
1 day ago
Montreal, Canada National Bank Full timeA career as a Senior Advisor within the Compliance team at National Bank Financial means contributing to maintaining an adequate oversight framework for wealth management. Joining our team allows you to grow in a dynamic and constantly evolving environment. This role enables you to have a positive impact on our organization through your ability to identify...
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Senior Advisor Compliance
7 hours ago
Montreal, Canada National Bank Full timeA career as a Senior Advisor in the Wealth Management Compliance team at National Bank means acting as a compliance specialist and actively participating in the implementation and evolution of the compliance program of National Bank Trust (NBT), Natcan Trust Company (NTC), Canadian Western Trust (CWT) and Valiant Trust Company (VTC). It also means leading...
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Senior Advisor Compliance
7 hours ago
Montreal, Canada National Bank Full timeA career as a Senior Advisor in the Wealth Management Compliance team at National Bank means acting as a compliance specialist and actively participating in the implementation and evolution of the compliance program of National Bank Trust (NBT), Natcan Trust Company (NTC), Canadian Western Trust (CWT) and Valiant Trust Company (VTC). It also means leading...
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Senior Wealth Compliance Advisor
4 days ago
Montreal (administrative region), Canada Banque Nationale du Canada Full timeA leading Canadian bank is seeking a Senior Advisor for its Wealth Management Compliance team. The role involves overseeing compliance with regulations, providing advice during project management, and communicating with regulators. Candidates should have a university degree, significant experience in compliance or risk management, and a solid understanding...
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Senior Advisor Compliance
7 hours ago
Montreal (administrative region), Canada Banque Nationale du Canada Full timeArea(s) of interest: Wealth management, Risk management Location(s): Montreal A career as a Senior Advisor within the Compliance team at National Bank Financial means contributing to maintaining an adequate oversight framework for wealth management. Joining our team allows you to grow in a dynamic and constantly evolving environment. This role enables you...
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Senior Advisor, Operational Compliance
6 days ago
Montreal (administrative region), Canada Banque Nationale du Canada Full timeA major financial institution in Canada is seeking a Senior Advisor – Operational Compliance. You will act as a regulatory expert, ensuring compliance in operations investments. The role requires extensive knowledge of compliance standards in wealth management and investment products. Ideal candidates possess a bachelor's degree and 6 years of relevant...
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Montreal (administrative region), Canada Banque Nationale du Canada Full timeA major financial institution in Montreal seeks a Senior Advisor for its Compliance team to contribute to oversight in wealth management. This role entails detecting high-risk situations, assuring compliance, and participating in risk management strategies. Candidates should possess a university degree in a related field and have extensive experience in the...
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Senior Legal Advisor Compliance
7 hours ago
Montreal, Canada Banque Nationale du Canada Full timeA career as a Senior Legal Advisor in the Personal & Commercial Compliance – Business Conduct team means acting as a regulatory expert to support sound risk management. This role allows you to have a direct impact by contributing to consumer protection, anti-money laundering efforts, and the efficiency of our compliance processes. Your role - Act as a...
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Senior Customer Success Manager
7 hours ago
Montreal, Canada Dot Compliance Full timeSenior Customer Success Manager Dot Compliance is a leading provider of cloud Quality and Compliance management solutions for the life science industry. Dot’s SaaS solutions are based on salesforce.com, the world’s most innovative cloud technology provider. We are a young and innovative software company looking to dramatically change how pharma, biotech,...
