Wealth Branch Supervision Specialist

A major financial institution in Toronto is seeking a candidate to support sales supervision activities across Private Wealth branches. The role involves providing supervision education, managing compliance issues, and executing strategic initiatives. Ideal candidates should have 3-5 years of experience and a relevant degree. Experience with supervision...

Requisition ID: 177491 As a cornerstone business within Scotia Wealth Management®, ScotiaMcLeod has earned a reputation for integrity based on service excellence and trusted investment advice. Our advisors and teams pride themselves on exploring innovative approaches to protecting and growing their clients' assets. When you join ScotiaMcLeod, you’ll be...

Requisition ID: 224222 As a cornerstone business within Scotia Wealth Management®, ScotiaMcLeod has earned a reputation for integrity based on service excellence and trusted investment advice. Our advisors and teams pride themselves on exploring innovative approaches to protecting and growing their clients' assets. When you join ScotiaMcLeod, you’ll be...

100 King Street West Toronto Ontario,M5X 1A1 Supports sales supervision activities and regulatory activities for designated branches to meet all regulatory requirements. - Evaluates the strength and effectiveness of supervision and adoption of policies, processes at the branch level and develops actions plans to improve supervision. - Acts as a designee on...

**Aviso Wealth**: **The Opportunity**: We’re looking for a Compliance Officer to join our Compliance team. Reporting to the Senior Manager, Branch Examination, the Compliance Officer is responsible for conducting onsite and/or remote branch and sub-branch examinations of CIRO dealer business locations. As this is a hybrid role, work will be performed from...

Application Deadline:11/26/2025Address:100 King Street West Job Family Group:Business ManagementSupports sales supervision activities and regulatory activities for designated Private Wealth branches to meet all regulatory requirements.Acts as a designee on supervision objectives for the branch.Provides ongoing supervision education to assigned branch /...

100 King Street West Toronto Ontario,M5X 1A1Supports sales supervision activities and regulatory activities for designated Private Wealth branches to meet all regulatory requirements.Acts as a designee on supervision objectives for the branch.Provides ongoing supervision education to assigned branch / portfolio.Provides support and guidance to branch...

Line of Business : Private Wealth Duration : 6 months (Possibility of Extension or Conversion) Location : Hybrid - Downtown Toronto - 2.5 days per week in office (Wed & Thurs), which actually means 2 days one week and three the next. With it being ever other Friday in the office. Job Description Supports sales supervision activities and regulatory activities...

Our client is a top financial institution with significant North American holdings. They have operations across most major verticals, including institutional & corporate, wealth management, private client, commercial banking, treasury, and retail banking. Introduction:Robertson is seeking a skilledBranch Supervision Administratorto join our...

A financial services firm in downtown Toronto is seeking a candidate for a 6-month contract role focusing on supervision activities in Private Wealth. This position requires 1-3 years of financial service experience, particularly in auditing or investing. Ideal candidates will have strong communication, collaboration, and problem-solving skills. The role...