Compliance Investigator

4 weeks ago

Montreal, Canada Chubblifefund Full time

FRANÇAIS

FRANÇAIS - Description du rôle

L’objectif principal du rôle d’enquêteur de conformité est de superviser les règlementations sur la conduite des marchés, les règlements proposés et l’activité de l’effectif de vente pour s’assurer que les systèmes de marketing de la Compagnie et les pratiques des représentants des ventes respectent les règlementations de chaque province.

Ce rôle traitera toutes les plaintes en lien avec les représentants par le biais d’enquêtes, le cas échéant, inspectera/vérifiera les pratiques de vente des représentants, alertera les dirigeants de la compagnie et formulera des recommandations lorsque les règlementations ou règlements actuels ou proposés pourraient nécessiter que certains changements soient apportés au système de marketing de la compagnie ou que l’activité de l’effectif de vente ne respecterait pas les diverses règles de l’industrie ou de la compagnie.

LE POSTE

C’est un poste permanent à temps plein sous la supervision du v.-p. adjoint de la conformité comprenant un ensemble complet et compétitif de rémunération et de récompenses. Nous recherchons quelqu’un qui assumera les responsabilités clés suivantes:

- Enquêter sur toutes les plaintes en lien avec les représentants.
- Surveiller et enquêter sur les situations de signal d’alarme potentiel lié aux représentants, ce qui inclut les violations des règles de souscription de la compagnie, des règles de conduite professionnelle et les violations majeures des règles.
- Aider les conseillers juridiques internes et externes sur les questions juridiques en lien avec les agents.
- Coordination des enquêtes sur les cas de concurrence déloyale.
- Inspecter les pratiques de vente des représentants sur la route.
- Communiquer avec des organismes externes, tels que les organismes de règlementation provinciaux.
- Participer ou diriger des projets spéciaux, des initiatives, des examens, des audits, etc.

ENGLISH

The key objective of the Compliance Investigator is to monitor Market Conduct regulations, proposed regulations, and salesforce activity to ensure Company marketing systems and sales representatives practices are in compliance with regulations in every Province.

This role will handle all agent-related complaints through investigations when required, inspect/audit agents’ sales practices, alert Company executives and make recommendations when current or proposed regulations may require some changes in Company marketing systems or salesforce activity may not be in compliance with the various industry or Company rules.

THE ROLE

This role is a full-time permanent role reporting to the AVP, Compliance with a competitive total rewards and compensation package. We are seeking someone who will take ownership for the following key responsibilities:

- Investigate all agent-related complaints.
- Monitor and investigate any agent potential red flag situations, which include violations of Company’s Underwriting Rules, Business Conduct Rules and Major Violations Rules.
- Assist internal and external legal counsel on any agent-related legal issues.
- Coordination of investigations into unfair competitive matters.
- Inspect field agent sales practices.
- Correspond with outside organizations, such as provincial insurance regulators.
- Participate or lead special projects, initiatives, reviews, audits, etc.

#J-18808-Ljbffr

  • Compliance Investigator

    1 week ago

    Montreal, Quebec, Canada Chubb External Full time

    L'objectif principal du rôle d'enquêteur de conformité est de superviser les règlementations sur la conduite des marchés, les règlements proposés et l'activité de l'effectif de vente pour s'assurer que les systèmes de marketing de la Compagnie et les pratiques des représentants des ventes respectent les règlementations de chaque province.Ce rôle...

  • Clinical Investigator

    1 week ago

    Montreal, Quebec, Canada Altasciences Full time $120,000 - $180,000 per year

    Your New CompanyAt Altasciences we all move in unison to assist and work in the discovery, development, and manufacturing of new drug therapies to get them faster to people who need them. No matter your role, we all play an important part and you will have a significant impact on the health and well-being of people across the globe. By living our values of...

  • Enquêteur / Investigator

    1 week ago

    Montreal, Canada AURAY Full time

    Job DescriptionLa Chambre de l’assurance, créée à la suite de la fusion de la Chambre de l’assurance de dommages (ChAD) et de la Chambre de la sécurité financière (CSF), poursuit la mise en place de sa gouvernance, tout en assurant la continuité des activités. La Chambre de l'assurance a le mandat d'offrir un encadrement de qualité au secteur de...

  • Investigation Analyst

    7 days ago

    Montreal, Canada Manulife Full time

    The Group Benefits Health and Dental Claims Risk Management department is a diverse and dynamic team delivering a broad range of services in support of key operational objectives. Our responsibilities include online claims risk management, claims abuse management and monitoring programs, fraud investigations, data analytics, and claims experience management....

  • Clinical Investigator

    1 week ago

    Site Montreal - Beaumont, Canada Altasciences Full time $120,000 - $180,000 per year

    Your New CompanyAt Altasciences we all move in unison to assist and work in the discovery, development, and manufacturing of new drug therapies to get them faster to people who need them.  No matter your role, we all play an important part and you will have a significant impact on the health and well-being of people across the globe. By living our values of...

  • Investigation Analyst – Member Risk

    3 weeks ago

    Montreal, Canada Manulife Full time

    Manulife’s Group Benefits Health and Dental Claims Risk Management department is a diverse and dynamic team delivering a broad range of services in support of key operational objectives. Our responsibilities include digital claims risk management, claims abuse management and monitoring programs, fraud investigations, data analytics, and claims experience...

  • Investigation Analyst – Member Risk

    1 week ago

    Montreal, Quebec, Canada Manulife Full time $44,775 - $74,525 per year

    Manulife's Group Benefits Health and Dental Claims Risk Management department is a diverse and dynamic team delivering a broad range of services in support of key operational objectives. Our responsibilities include digital claims risk management, claims abuse management and monitoring programs, fraud investigations, data analytics, and claims experience...

  • Anti-Money Laundering L1 Investigator –

    3 days ago

    Montreal, Quebec, Canada BNP Paribas Full time

    In a changing world, unprecedented challenges require unmatched talent. Join one of Montreal's Top Employers in 2025. We are a dynamic and growing organization having its main establishment located in downtown Montreal and part of a leading international banking institution fully committed to building a more sustainable future. Note that the position may be...

  • Anti-Money Laundering L1 Investigator

    1 day ago

    Montreal, Quebec, Canada BNP Paribas Full time

    In a changing world, unprecedented challenges require unmatched talent. Join one of Montreal's Top Employers in 2025. We are a dynamic and growing organization having its main establishment located in downtown Montreal and part of a leading international banking institution fully committed to building a more sustainable future. Note that the position may be...

  • Enquêteur(euse) / Investigator

    4 weeks ago

    Montreal, Canada Holt, Renfrew & Co. Full time

    Holt Renfrew offers you an inspiring, fashion-driven environment with opportunities to learn and grow. From our incredible partnerships with iconic luxury brands, to our commitments to corporate social responsibility, you will be inspired every day.A job at Holt Renfrew offers a competitive total compensation, a generous employee discount, pension, and...