Current jobs related to Compliance Analyst - Toronto - Legal Aid Ontario

  • Compliance Analyst

    1 month ago

    Toronto, Ontario, Canada First National Full time

    Position Overview: Compliance AnalystThe Compliance Analyst plays a crucial role in supporting regulatory adherence by conducting thorough compliance assessments and delivering meticulous compliance evaluations. This position is integral to fostering a robust culture of compliance and risk management within the organization.In this role, the Analyst will...

  • Compliance Analyst

    1 month ago

    Toronto, Ontario, Canada First National Full time

    Position Overview: Compliance AnalystThe Compliance Analyst plays a crucial role in supporting regulatory adherence and ensuring the integrity of compliance processes. This position is focused on executing thorough compliance assessments, delivering precise compliance evaluations, and fostering a robust culture of compliance and risk management.In...

  • Compliance Analyst

    1 month ago

    Toronto, Ontario, Canada First National Full time

    Position Overview: Compliance AnalystThe Compliance Analyst is responsible for supporting regulatory adherence through comprehensive reviews and delivering meticulous compliance assessments. This role plays a crucial part in fostering a robust culture of compliance and risk management within the organization.Key Responsibilities:Collaborate with various...

  • Compliance Analyst

    1 month ago

    Toronto, Canada Questrade Financial Group Full time

    Compliance Analyst 5700 Yonge St, North York, ON M2M 4K2, Canada Req #2900 Friday, August 16, 2024 Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing...

  • Compliance Analyst

    2 weeks ago

    Toronto, Canada Optimize Wealth Management Full time

    Company DescriptionOptimize Wealth Management is a premier financial advisory firm that provides personalized financial solutions and advice to help clients achieve their financial goals. Our financial services and solutions cover everything from financial planning and portfolio management to tax preparation, debt management, and estate planning. We pride...

  • Compliance Analyst

    3 weeks ago

    Toronto, Canada Optimize Wealth Management Full time

    Company Description Optimize Wealth Management is a premier financial advisory firm that provides personalized financial solutions and advice to help clients achieve their financial goals. Our financial services and solutions cover everything from financial planning and portfolio management to tax preparation, debt management, and estate planning. We pride...

  • Compliance Analyst

    5 days ago

    Toronto, Canada Canada Life Assurance Company Full time

    Compliance Analyst **Description: - Permanent Full Time- The Compliance Analyst is accountable for collection and reporting duties associated with the ITSM processes. The Compliance Analyst works closely with the process managers and process owners to ensure that timely, clear, and concise data is provided for each process. Canada Life’s control set...

  • Compliance Analyst

    3 weeks ago

    Toronto, Canada Optimize Wealth Management Full time

    Company Description Optimize Wealth Management is a premier financial advisory firm that provides personalized financial solutions and advice to help clients achieve their financial goals. Our financial services and solutions cover everything from financial planning and portfolio management to tax preparation, debt management, and estate planning. We pride...

  • Compliance Analyst

    3 weeks ago

    Toronto, Canada Optimize Wealth Management Full time

    Company DescriptionOptimize Wealth Management is a premier financial advisory firm that provides personalized financial solutions and advice to help clients achieve their financial goals. Our financial services and solutions cover everything from financial planning and portfolio management to tax preparation, debt management, and estate planning. We pride...

  • Compliance Analyst

    2 weeks ago

    Toronto, Canada Optimize Wealth Management Full time

    Company DescriptionOptimize Wealth Management is a premier financial advisory firm that provides personalized financial solutions and advice to help clients achieve their financial goals. Our financial services and solutions cover everything from financial planning and portfolio management to tax preparation, debt management, and estate planning. We pride...

  • Compliance Analyst

    3 weeks ago

    Toronto, Canada Optimize Wealth Management Full time

    Company DescriptionOptimize Wealth Management is a premier financial advisory firm that provides personalized financial solutions and advice to help clients achieve their financial goals. Our financial services and solutions cover everything from financial planning and portfolio management to tax preparation, debt management, and estate planning. We pride...

  • Compliance Analyst

    3 months ago

    Toronto, Canada Pala Interactive Full time

    **Pala Interactive** is a full-service, real-money and social gaming technology provider and operator. Pala offer a full spectrum of games across all distribution channels (web, download, tablet & smartphone) which include casino, poker and bingo for real money and social gaming. **Overview** Pala Interactive is looking for a Compliance Analyst to work in...

  • Compliance Analyst

    2 weeks ago

    Toronto, Ontario, Canada MUFG Full time

    Unlock Your Potential in a Dynamic Financial EnvironmentMitsubishi UFJ Financial Group (MUFG), a leading global financial institution, is seeking a highly skilled Compliance Analyst to join our team. As a key member of our compliance department, you will play a critical role in ensuring the integrity of our financial operations and maintaining a strong...

  • Compliance Analyst

    2 weeks ago

    Toronto, Ontario, Canada MUFG Full time

    Unlock Your Potential in a Dynamic Financial EnvironmentMitsubishi UFJ Financial Group (MUFG), a leading global financial institution, is seeking a highly skilled Compliance Analyst to join our team. As a key member of our compliance department, you will play a critical role in ensuring the integrity of our financial operations and maintaining a strong...

  • Compliance Analyst

    3 weeks ago

    Toronto, ON, Canada Optimize Wealth Management Full time

    Company DescriptionOptimize Wealth Management is a premier financial advisory firm that provides personalized financial solutions and advice to help clients achieve their financial goals. Our financial services and solutions cover everything from financial planning and portfolio management to tax preparation, debt management, and estate planning. We pride...

  • Compliance Analyst

    3 weeks ago

    Toronto, ON, Canada Optimize Wealth Management Full time

    Company DescriptionOptimize Wealth Management is a premier financial advisory firm that provides personalized financial solutions and advice to help clients achieve their financial goals. Our financial services and solutions cover everything from financial planning and portfolio management to tax preparation, debt management, and estate planning. We pride...

  • Compliance Analyst

    5 days ago

    Old Toronto, Ontario, Canada TD Full time

    Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at TD. As a key member of our Compliance function, you will play a critical role in ensuring that our business operations are in compliance with regulatory requirements and internal policies.Key ResponsibilitiesProvide research and analytical support to internal partners to ensure...

  • Compliance Analyst

    5 days ago

    Old Toronto, Ontario, Canada TD Full time

    Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at TD. As a key member of our Compliance function, you will play a critical role in ensuring that our business operations are in compliance with regulatory requirements and internal policies.Key ResponsibilitiesProvide research and analytical support to internal partners to ensure...

  • Compliance Analyst

    2 weeks ago

    Toronto, Canada Swoon Full time

    One of our Top 5 Banking clients is looking for a Compliance Analyst. The ideal candidate will perform regulatory and compliance program required monitoring and control testing (M&T) for Personal & Business Banking (P&BB) lines of business. Must-Have Skills:• 3-5+ years Banking Compliance experience, specifically in Personal and Commercial banking...

  • Sr. Compliance Analyst

    3 weeks ago

    Toronto, Canada FleetCor Technologies Full time

    Sr. Compliance Analyst What We NeedThe Sr. Compliance Analyst position is responsible to plan, direct and manage the operational performance of Policy Management for the Corpay Cross-Border Compliance department, including responsible for delivering an efficient and high-quality policy management se

Compliance Analyst

5 months ago

Toronto, Canada Legal Aid Ontario Full time

**Company Bio**

Legal Aid Ontario employees are committed to making a difference in the lives of our clients.

As an integral partner in the Justice system, working at Legal Aid Ontario is more than just a job. It's an opportunity to help people who need it the most; to ensure each client receives the access to justice afforded to them under the law.

If you are looking for a new challenge in your already meaningful career with a team dedicated to justice, and innovation in a flexible and supportive work environment consider this opportunity below.

**Primary function**

Reporting to the Manager, within an environment of rapid change, this position works under general direction and with a considerable degree of independence, receiving instruction and advice only on matters involving significant departures from established policy.

Home Location: Toronto
Secondary Location: Not applicable

Report to: Manager, Audit And Compliance Unit

**Key accountabilities**
- Supports the piloting of Financial Eligibility audit process; including development of the program, development of business specific data and analytical reports, tests and conducts audits, obtains relevant statistical and anecdotal information required to provide analysis and reporting to the division
- Supports the manager by providing analysis and research to assist in the development of and implementation of projects and initiatives
- Develops Power BI databases for reporting purposes
- Obtains relevant statistical and anecdotal information required to provide analysis of regional data
- Development of audit specific data analysis and queries from PeopleSoft and SQL queries
- Provides advice and input on key data requirements and decision points in all audit processes; including Financial Eligibility audits
- Develops and tests system enhancements
- Provides user support during the post-implementation phase of new processes as well as support for day-to-day system issues.
- Prepares comprehensive, succinct written reports that address the key issues of the examination findings, setting out facts cogently, objectively and accurately and in appropriate detail, and including a well-reasoned analysis and objective assessment of accounts.
- Identifies options and/or makes recommendations for subsequent changes on the portal and work procedures to decrease risk and increase efficiency.
- Where required, conducts various types of examinations: a) in-depth target examinations on high-risk lawyers; b) random examinations; c) high-risk breach examinations; d) block billing examinations; e) pre-payment/spot checking; f) on-going monitoring. This process includes communicating with lawyers, providing analyses of results, and recommending further action.
- Provides support to PeopleSoft enhancements including the ACU Audit page technical changes and the Breach Implementation project.

**Required skills & experience**
- University degree or equivalent training in regulatory compliance or auditing.
- Minimum of 2-3 years of experience in related fields such as regulatory or compliance audits.
- Analytical skills to identify issues, analyze problems and develop innovative solutions to risk management affecting various levels of organization management.
- Experience with the Financial Eligibility Intake process, conducting audit reviews on PS data for Financial Eligibility, identifying low and high risk clients
- Advanced skills using database software (MS Access and Power BI). Ability to use SQL coding to develop and implement complex reports.
- Experience in using sophisticated software systems (e.g. PeopleSoft, Golden, Power BI).
- Ability to work independently, work on and manage multiple projects
- Experience with comparing policies, procedures and regulations to ensure compliance with processes.
- Demonstrated ability to analyze, summarize and synthesize data.
- Exhibit ability to collate and present reports to stakeholders as well as assist Manager with presentations to senior management on complex issues, policies, strategic plans, research findings and recommendations.

**Equity Statement**

Building a diverse workforce that represents the communities we serve while promoting a safe culture and work environment that dismantles systemic barriers, welcomes fresh perspectives and embraces differences as a priority is a core value at LAO. LAO encourages applicants from equity-seeking groups, including but not limited to individuals who are First Nations, Inuit or Métis, Black and racialized, as well as persons with disabilities, women and members of the 2SLGBTQ+ community.

We recognize the value of equity, diversity and inclusion and are committed to addressing systemic barriers, and prioritizing, attracting and retaining diverse staff. All interested and eligible people will be considered, with due consideration to all protected grounds under the Ontario Human Rights Code.

Legal Aid Ontario values integrity, respect, responsiveness, excellence, independe