Compliance Officer, Lrc

2 weeks ago

Toronto, Canada BMO Financial Group Full time

100 King Street West Toronto Ontario,M5X 1A1

The employee will:

- assist in the ongoing implementation and maintenance of both global compliance programs by working with the businesses we support.
- build effective professional relationships with those we support.
- work alongside our first line of defence partners
- coordinate and perform monitoring and surveillance activities to ensure programs remains current and aligned with the BMO Enterprise Compliance Program.
- work with the line of businesses, groups and internal partners that we support to ensure regulatory, corporate and fiduciary obligations are met.
- identify risks and implements appropriate actions to mitigate them.
- be able to distill large amounts of data to key stakeholders for analysis and reporting purposes.
- identify, assess, effectively challenge and oversee the satisfactory resolution of issues, including ensuring adequate management remediation plans and validation.
- evaluate and escalate high profile issues to the Director of the group and management, when needed.
- represent the team and interact with internal, external and regulatory audits and examinations.
- identify and analyze risk and consequences of unaddressed compliance gaps and recommends appropriate controls.
- operate effectively within a high stress environment with constantly changing expectations and regulatory & audit scrutiny.
- access, monitor and report on sensitive Bank, customer, transactional and employee information to ensure compliance with regulatory requirements.
- exercise judgment to identify, diagnose and solve problems within given rules.
- work independently on a range of complex tasks, which may include unique situations.
- Broader work or accountabilities may be assigned as needed.

**Qualifications**:

- Hybrid working environment with two days per week in the office
- 1 - 3 years of relevant experience
- Strong knowledge of business operations & procedures and activities involving documented practices.
- Proficient in communication, critical thinking, relationship management and project management skills.
- Post-secondary degree or an equivalent combination of education and experience.
- Canadian Securities Course or similar preferred
- Conducts and Practices Handbook or similar preferred
- Data driven decision making - In-depth.
- Verbal & written communication skills - In-depth.
- Collaboration & team skills - In-depth.
- Analytical and problem solving skills - In-depth.
- Influence skills - In-depth

**We’re here to help**

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one - for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

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