Compliance Specialist

3 weeks ago


Calgary, Canada TC Energie Full time

Determined. Imaginative. Curious. If these are some of the ways you describe yourself — we want to learn more about you At TC Energy, we are Energy Problem Solvers — passionate about transitioning North America to cleaner energy while meeting the energy demands of today and tomorrow. If that sounds like a challenge you want to help tackle, we want you to join our team

**Posting close date**: Posting will remain open until filled

The Opportunity

TC Energy is evolving to meet the needs of our growing Power & Energy Solutions business. The role is located in Houston, Texas or Calgary, Alberta.

We are seeking a motivated, self-starting Compliance Specialist to support TC Energy's growing commodity trading and marketing business. This individual will report to the Manager, Trading Compliance and provide compliance support to our electricity and natural gas trading and origination groups. Primary responsibilities include oversight of front office trading functions and execution of applicable compliance programs. The successful applicant will conduct continuous communication and contact with the regulators, market monitors and agencies.

What You'll Do

Compliance oversight of front office commodity trading and marketing activities
Administer and execute TC Energy's commodity marketing compliance program
Perform routine and as-necessary compliance training for front office staff
Complete regulatory reporting requirements in the US and Canada
Analyze complex structured commodity transactions for compliance risk
Liaise between front office staff and TC Energy's Corporate Compliance group
Provide compliance expertise, analysis and support for front-office staff on a real-time basis
Monitor and analyze trends and changes in regulatory and compliance requirements; assess impacts of regulatory matters applicable to TC Energy's Power, Storage and Commercial Marketing team
Act as a first point of contact with regulators, market monitors, agencies and quasi-regulatory entities
Contribute or lead regulatory filings, including liaising with legal, risk and accounting departments
Other related duties as required

**Minimum Qualifications**:
University degree in Economics, Management/Business, or other related field
Minimum 5 years of experience working in a compliance role with direct experience in US energy commodity markets.
Proven ability to work directly with trading and marketing staff to administer the compliance program

**Strong understanding of any of the following is prerequisite**:
physical power trading
physical gas trading
financial commodity trading
Strong understanding of trading risk controls
Exceptional communication, interpersonal, and relationship-building skills, with the ability to effectively communicate with all internal and external stakeholders
Ability to create and sustain critical partnerships with internal and external stakeholders and a strong ability to develop effective networks

**Preferred Qualifications**:
Direct experience in physical or financial energy commodity (power or natural gas) trading is strongly preferred
Familiarity with swap/derivative reporting and dealer requirements
Experience in FERC compliance
Exposure to Commodity Futures and Trading Commission (CFTC) compliance
Advanced analytical ability to gather and evaluate complex information obtained from a variety of sources
Strong problem solving and decision-making skills to resolve complex and ambiguous issues

To remain competitive, support our high-performance culture and allow for more flexibility in the way we work, we offer a hybrid work model and flexible dress code for our eligible office-based workforce in Canada, the U.S. and Mexico. #LI-Hybrid

About our business

TC Energy is a leading energy infrastructure company in North America. We have three complementary businesses of natural gas pipelines, liquids (oil) pipelines, and power generation. Our operations span three countries, seven Canadian provinces, and 34 U.S. states.

TC Energy is an equal opportunity employer.

Learn more

Thank you for choosing TC Energy in your career search.
- Applicants must have legal authorization to work in the country in which the position is based with no restrictions.
- All positions require background screening. Some require criminal and/or credit checks to comply with regulations.


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