Associate, Centralized Governance

2 weeks ago


Toronto, Canada CIBC Full time

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit

What You’ll Be Doing

Capital Markets and Direct Financial Services provides integrated services and products aimed at serving investors as well as corporate and institutional clients globally. The Capital Markets business is a recognized leader in the industry specializing in investment banking advisory services, corporate lending and research. In addition, the Direct Financial Services arm provides alternate services and solutions such as direct investing, direct banking and unique international payment solutions. Collectively, these lines of business are achieving CIBC’s core purpose: to help make our clients’ ambitions a reality.

The incumbent will join the Capital Markets Centralized Governance & Control Team, with a focus on supporting both Core Capital Markets (Global Markets and Corporate & Investment Banking) as well as Direct Financial Services (Alternate Solutions Group, Simplii and Direct Investing & Advice) Lines of Business (LOB). Working closely with the Director, Centralized Governance & Controls, the Associate is accountable for the implementation, maintenance and adherence of governance and control initiatives, programs, and processes. The incumbent may also be required to participate in initiatives, projects and committees as assigned.
- At CIBC we enable the work environment most optimal for you to thrive in your role. Details on your work arrangement (proportion of on-site and remote work) will be discussed at the time of your interview._

How You’ll Succeed- Controls Assessment - Executing controls programs in an efficient and timely manner, including creating test plans, testing Key Controls and communicating results as well as monitoring and managing deficiencies. Additionally, advising the business on the implementation and monitoring of Business-Managed Technology controls and assisting with the completion of their Risk and Control Self-Assessments.- AML - Performing Anti-Money Laundering (AML) Quality Assurance.- Reporting - Creating visually appealing, meaningful and concise management reporting on the status of our LOB own deficiencies. Participating in the Privacy incident reporting process.- Drive Efficiency - Supporting our LOBs with key attestations pertaining to relevant contracts, Canadian Anti-Spam Legislation, Compliance Training and CIBC’s Mandatory Training Program, Policies & Procedures (P&P), Records Management and Related Party.- Collaboration - Providing our LOBs with advice regarding development of their P&P, project plans, business requirements, executive presentation materials and training materials. Participation in ad-hoc business and CIBC-wide projects and committees, as required.- Build Relationships - Liaising on a regular basis with individuals in the various other CIBC LOBs and Capital Markets infrastructure partners (i.e. Finance, Operations, Technology, Risk Management, Compliance, Privacy, Audit), regarding CIBC’s governance and control initiatives and programs. Communicating with policy and program owners when providing data analysis and reports to support policy and program review.

Who You Are- You have an undergraduate degree in business or equivalent.- You can demonstrate 2-4 years of industry-related experience and understanding of the Capital Markets and Direct Financial Services LOBs, products and services. Demonstrated ability to effectively communicate with business partners.- You bring knowledge of the operational, regulatory, and reputational risks associated with Capital Markets and Direct Financial Services LOBs and a comprehension of the policies, standards, processes and controls that need to be in place to mitigate these risks.-
- You are technically savvy. High degree of computer literacy and familiarity with business tools (e.g. Excel, Word, PowerPoint and SharePoint) is a must. Experience with process automation components (i.e. Excel Macros) is an asset.- You’re motivated by collective success. Team player with good communication skills, both verbal and written, as well as the ability to be able to think cross-organizationally and build consensus.- Values matter to you. You bring your real self to work and you live our values - trust, teamwork, and accountability.

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.- We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay



  • Toronto, ON, Canada Canadian Imperial Bank of Commerce Full time

    Associate, Centralized Governance & Controls page is loaded Associate, Centralized Governance & Controls Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2409917 We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Associate, Centralized Governance & Controls page is loaded Associate, Centralized Governance & Controls Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2409917 We’re building a relationship-oriented bank for the modern world. We...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Associate, Centralized Governance & Controls page is loaded Associate, Centralized Governance & Controls Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2409917 We’re building a relationship-oriented bank for the modern world. We...


  • Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Associate, Centralized Governance & Controls page is loaded Associate, Centralized Governance & Controls Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2409917 We’re building a relationship-oriented bank for the modern world. We...


  • Toronto, Canada CIBC Full time

    How You’ll Succeed Controls Assessment - Executing controls programs in an efficient and timely manner, including creating test plans, testing Key Controls and communicating results as well as monitoring and managing deficiencies. Additionally, advising the business on the implementation and monitoring of Business-Managed Technology controls and assisting...


  • Toronto, Canada TD Bank Full time

    **IA Centralized Client Service Associate - Cantonese/Mandarin**: - 430929BR **Job Category - Primary** - Wealth Management **Work Location** - TD Centre - South - 79 Wellington Street West **Employment Type** - Regular **City** - Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** - 37.5 **Workplace Model** - Hybrid **Pay...


  • Toronto, Ontario, Ontario, Canada CIBC Full time

    How You’ll SucceedControls Assessment - Executing controls programs in an efficient and timely manner, including creating test plans, testing Key Controls and communicating results as well as monitoring and managing deficiencies. Additionally, advising the business on the implementation and monitoring of Business-Managed Technology controls and assisting...


  • Toronto, Canada Ontario Dental Association Full time

    **Manager, Government Relations and Advocacy** Ontario Dental Association, Yorkville - Central location, close to TTC, bike lanes - Growth and advancement opportunities available - Meaningful non-profit organization work - Flexible location of work (remote or hybrid) We’re the Ontario Dental Association, and we represent over 90% of dentists in Ontario:...

  • Community Associate

    2 weeks ago


    Toronto, ON, Canada Canadian Imperial Bank of Commerce Full time

    Associate, Centralized Governance & Controls page is loaded Associate, Centralized Governance & Controls Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2409917 We’re building a relationship-oriented bank for the modern world. Capital Markets and Direct Financial Services provides integrated services and...


  • Toronto, Canada TD Bank Full time

    430929BR Wealth Management Toronto, ON January 23, 2024 Hours 37.5 Workplace Model Hybrid Pay Details Department Overview TD Wealth Private Investment Advice (PIA) is a premier full-service brokerage and investment management business with an unwavering focus on becoming the leading, most respected Wealth Management Advisory business in Canada,...


  • Toronto, Canada Ontario Health Full time

    At Ontario Health, we are committed to developing a strong organizational culture that connects and inspires all team members across the province. Our vision is that together, we will be a leader in health and wellness for all. Our mission is to connect the health system to drive improved and equitable health outcomes, experiences and value. How we work...


  • Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** Develops and implements global risk management reports, systems, and processes to minimize investments risks. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. **What is the Opportunity?** This role is part of Group Risk Management - U.S. Governance & Risk Reporting team and is...


  • Toronto, Canada The Travelers Companies, Inc. Full time

    Who Are We? - Solid reputation, passionate people and endless opportunities. That’s Travelers. Our superior financial strength and consistent record of strong operating returns mean security for our customers - and opportunities for our employees. You will find Travelers to be full of energy and a workplace in which you truly can make a difference. - Job...

  • Associate Director

    2 days ago


    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** Develops and implements global risk management reports, systems, and processes to minimize investments risks. Applies extensive, in-depth knowledge, skills, and practices to perform complex assignments. **What is the Opportunity?**: **This role is part of Group Risk Management - U.S. Governance & Risk Reporting team and will be responsible...


  • Toronto, Canada Sun Life Full time

    Job Description : Role Summary As part of our journey to modernize and drive efficiencies across the Finance function, the Finance Data and Analytics team within Enterprise Finance plays an important role being responsible for finance data governance, digital management reporting including the effective use of BI tools, the supporting underlying data...


  • Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity?RBC Clear, the new RBC Capital Markets US cash management platform, has undertaken a green field project which built a new capability to serve corporate clients. The primary function of this role is to help build and manage credit risk processes, monitor activity and provide insights & analysis to our...


  • Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity?RBC Clear, the new RBC Capital Markets US cash management platform, has undertaken a green field project which built a new capability to serve corporate clients. The primary function of this role is to help build and manage credit risk processes, monitor activity and provide insights & analysis to our...


  • Toronto, Canada TD Bank Full time

    409091BR Communications / Public Relations Toronto, ON May 10, 2023 Company Overview Department Overview The TD Canadian Government Relations team directs advocacy activity across the three orders of government in Canada, across all lines of business and corporate functions. We are looking for an experienced Government Relations professional to focus...


  • Toronto, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?RBC Clear, the new RBC Capital Markets US cash management platform, has undertaken a green field project which built a new capability to serve corporate clients. The primary function of this role is to help build and manage credit risk processes, monitor activity and provide insights & analysis to our team's...


  • TORONTO, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?RBC Clear, the new RBC Capital Markets US cash management platform, has undertaken a green field project which built a new capability to serve corporate clients. The primary function of this role is to help build and manage credit risk processes, monitor activity and provide insights & analysis to our...