Compliance Advisor

6 days ago


Quebec City, Canada iA Groupe financier iA Financial Group Full time

Sector: Insurance, Individual Savings and Retirement / Compliance/Law/ Permanent / Telework or Hybrid

Are you familiar with individual life insurance and savings operations? Do you want to use your analytical skills, judgement, and advisory services to ensure compliance and risk management in an important business sector? Are you looking for a job with varied and stimulating files and the opportunity to have a real impact on decisions?

We are looking for a professional to join the Compliance and Risk Management team for Insurance, Individual Savings, and Retirement.

Your next role and responsibilities will involve:

- Actively participating in business projects and initiatives in the individual sector to ensure sound management of legal, regulatory, and operational risks
- Investigating compliance issues related to administrative processes and specific requests related to client files
- Simplifying compliance issues
- Advising operational teams and management on the resolution of complex files
- Actively participating in legislative and regulatory monitoring. Understanding, assessing the impact, simplifying, and producing summaries of changes affecting our sector.
- Influencing management teams and supporting operational teams as an expert in understanding the impacts of legislative requirements on our sector and implementing the necessary elements to ensure compliance with operations
- Collaborating with the team responsible for the relationship with regulatory authorities and linking with different teams in the business line
- Participating in the coordination of internal and external audit mandates, as well as regulatory authorities, and following up and implementing action plans in collaboration with different sector teams
- Assisting teams with various compliance-related issues
- Sharing your compliance expertise with your colleagues through coaching

Profile required:

- Undergraduate degree in Law
- Minimum of 5 years of relevant experience
- Knowledge of the regulatory framework of the Canadian life insurance industry OR a thorough knowledge of the internal processes of a life insurer
- Excellent language skills in French and English, both oral and written, due to frequent interactions with Anglophone and Francophone clients and internal colleagues/partners across Canada
- Great autonomy, sense of priorities, judgement
- Good analysis and synthesis skills
- Ability to communicate effectively, simplify and influence to find solutions to various issues encountered;

Join a dynamic team that is excited to work with you

**Company Overview**:
**About**:
iA Financial Group is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

**Our commitment to Diversity and Inclusion**:
At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here. Someone from our team will be happy to assist you.



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