Compliance Advisor

6 months ago


Quebec City, Canada iA Groupe financier iA Financial Group Full time

Sector: Insurance, Individual Savings and Retirement / Compliance/Law/ Permanent / Telework or Hybrid

Are you familiar with individual life insurance and savings operations? Do you want to use your analytical skills, judgement, and advisory services to ensure compliance and risk management in an important business sector? Are you looking for a job with varied and stimulating files and the opportunity to have a real impact on decisions?

We are looking for a professional to join the Compliance and Risk Management team for Insurance, Individual Savings, and Retirement.

Your next role and responsibilities will involve:

- Actively participating in business projects and initiatives in the individual sector to ensure sound management of legal, regulatory, and operational risks
- Investigating compliance issues related to administrative processes and specific requests related to client files
- Simplifying compliance issues
- Advising operational teams and management on the resolution of complex files
- Actively participating in legislative and regulatory monitoring. Understanding, assessing the impact, simplifying, and producing summaries of changes affecting our sector.
- Influencing management teams and supporting operational teams as an expert in understanding the impacts of legislative requirements on our sector and implementing the necessary elements to ensure compliance with operations
- Collaborating with the team responsible for the relationship with regulatory authorities and linking with different teams in the business line
- Participating in the coordination of internal and external audit mandates, as well as regulatory authorities, and following up and implementing action plans in collaboration with different sector teams
- Assisting teams with various compliance-related issues
- Sharing your compliance expertise with your colleagues through coaching

Profile required:

- Undergraduate degree in Law
- Minimum of 5 years of relevant experience
- Knowledge of the regulatory framework of the Canadian life insurance industry OR a thorough knowledge of the internal processes of a life insurer
- Excellent language skills in French and English, both oral and written, due to frequent interactions with Anglophone and Francophone clients and internal colleagues/partners across Canada
- Great autonomy, sense of priorities, judgement
- Good analysis and synthesis skills
- Ability to communicate effectively, simplify and influence to find solutions to various issues encountered;

Join a dynamic team that is excited to work with you

**Company Overview**:
**About**:
iA Financial Group is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

**Our commitment to Diversity and Inclusion**:
At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here. Someone from our team will be happy to assist you.



  • Quebec City, Canada iA Groupe financier iA Financial Group Full time

    Are you someone who is a Team Player who is proactive and loves to learn? Are you interested in pursuing a career in Compliance and Risk Management? We are looking to hire a Risk Management and Compliance Advisor to join our close-knit team! Reporting to the Director of iA-Dealer Services Compliance & Risk Management, you will act as resource and one of the...

  • Compliance Analyst

    6 months ago


    Quebec City, Canada iA Groupe financier iA Financial Group Full time

    Compliance/Legal/Insurance/Individual Savings and Retirement sector/Permanent/Telework/_ Quebec/Montreal/Toronto If you are interested in the insurance and financial products and services distribution sector, this is an opportunity you shouldn't miss! The Compliance department that oversees the distribution networks of iA's individual financial products and...


  • Quebec City, Canada iA Groupe financier iA Financial Group Full time

    **PPI company overview**: **PPI (an independent subsidiary of iA Financial)** is an Insurance Marketing Organization that sits between independent advisors and insurance companies. From coast-to-coast, we provide value-added services and support such as digital tools, education, marketing, and processing, to help Advisors elevate and grow their business with...

  • Advisor, Securities

    4 weeks ago


    Quebec City, Canada Desjardins Full time

    As an investment assistant, you play a hands-on role supporting the advisors by performing all the administrative and operational tasks involved in securities account management. You track client account transactions on a daily basis and resolve various administrative situations. You have to be proactive and think ahead. You have the leadership required to...

  • Advisor, Securities

    4 months ago


    Quebec City, Canada Desjardins Full time

    As an investment assistant, you play a hands-on role supporting the advisors by performing all the administrative and operational tasks involved in securities account management. You track client account transactions on a daily basis and resolve various administrative situations. You have to be proactive and think ahead. You have the leadership required to...


  • Quebec City, Canada Sephora Full time

    **Job ID**: 233295 **Location**: QC-Quebec Capitale (0866) **Address**: (Les Galeries de la Capitale) 5401 Boulevard des Galeries, Unit 121, Grande Prairie, QC G2K 1N4, Canada (CA) **Full Time/Part Time**: Part Time **Position Type**: Temporary **Who we are behind the stripes**: Sephora has been changing the face of prestige cosmetics since its debut in...


  • Montreal, Quebec, G4F, CA National Bank Full time

    As a Senior Compliance Advisor in the Wealth Management Compliance team at National Bank, you’ll be responsible for establishing and maintaining an adequate oversight framework for wealth management. In this role, you’ll have the opportunity to make a positive impact on our organization through your knowledge of wealth management and investment products....


  • Québec City, Canada Desjardins Full time

    As a legal and regulatory compliance advisor, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You advise and assist clients and partners as part of intervention and development...

  • Banking Advisor

    6 months ago


    Quebec City, Canada National Bank of Canada Full time

    A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and colleagues. You’ll adopt a friendly approach and use your analytical skills in order to offer a people-centric experience for branch clients. This role offers...


  • Quebec City, Canada Desjardins Full time

    As a personal finance advisor, you’re responsible for developing and maintaining lasting and trusting business relationships with members and clients, to ensure they’re satisfied. Your role is to listen to members’ and clients’ needs, offer them advice that fits their financial situation and help them choose appropriate solutions to meet their...


  • Quebec City, Canada InnovMetric Software Inc. Full time

    Overview: Do you enjoy giving advice on contract negotiation, compliance, and risk management? Are you a rigorous and organized person who likes to take on stimulating challenges? This career prospect will pique your interest. We are looking for someone who will work closely with the management team, the heads of our global subsidiaries, and the various...


  • Quebec City, Canada Jean Coutu Full time

    **Lieu**: Québec**Type de poste**: Permanente **Position Title**: Retail Operations Advisor **Requisition ID**: 39940 **Career Group (ADSP)**: Administrative **Division**: Qc DP - Opérations détail Pharma (80292927) **Department**:Pharmacy Operations **Position Location**:New Brunswick and Eastern Ontario areas** **Position Type**: Permanent Come take...

  • Banking advisor

    7 months ago


    Quebec City, Quebec, Québec, Canada National Bank Full time

    A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and colleagues. You’ll adopt a friendly approach and use your analytical skills in order to offer a people-centric experience for branch clients. This role offers...

  • Banking Advisor

    2 weeks ago


    Quebec City, Canada National Bank of Canada Full time $49,000 - $60,700

    A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and colleagues. You’ll adopt a friendly approach and use your analytical skills in order to offer a people-centric experience for branch clients.This role offers...

  • Banking advisor

    7 months ago


    Quebec City, Canada National Bank Full time

    A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and colleagues. You’ll adopt a friendly approach and use your analytical skills in order to offer a people-centric experience for branch clients. This role offers...

  • Banking advisor

    7 months ago


    Quebec City, Canada National Bank Full time

    A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and colleagues. You’ll adopt a friendly approach and use your analytical skills in order to offer a people-centric experience for branch clients. This role offers...


  • Valcourt, Quebec, J0E, Brome-Missisquoi, Canada BRP Full time

    The Advisor, Tax Compliance - North America is responsible for ensuring the compliance of BRP’s Canadian legal entities with the Canadian tax legislations. In this role, they must monitor the evolution of different tax legislations and determine and communicate its impacts or opportunities for BRP. The selected candidate will also actively participate in...


  • Valcourt, Quebec, J0E, Brome-Missisquoi, Canada BRP Full time

    The Advisor, Tax Compliance - North America is responsible for ensuring the compliance of BRP’s Canadian legal entities with the Canadian tax legislations. In this role, they must monitor the evolution of different tax legislations and determine and communicate its impacts or opportunities for BRP. The selected candidate will also actively participate in...


  • Valcourt, Quebec, J0E, Brome-Missisquoi, Canada BRP Full time

    The Advisor, Tax Compliance - North America is responsible for ensuring the compliance of BRP’s Canadian legal entities with the Canadian tax legislations. In this role, they must monitor the evolution of different tax legislations and determine and communicate its impacts or opportunities for BRP. The selected candidate will also actively participate in...


  • Quebec City, Canada Desjardins Full time

    As a wealth management advisor, you’re responsible for developing and maintaining lasting and trusting business relationships with members and clients, to ensure they’re satisfied. Your role is to listen to members’ and clients’ needs, offer them advice that fits their financial situation and help them choose appropriate solutions to meet their...