Assistant Manager, Retail New Issues, Equity

2 weeks ago

Toronto, Canada Scotiabank Full time

Requisition ID: 194301

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**Assistant Manager, Retail New Issues, Equity Capital Markets (Contract) - Toronto, ON**

**Global Banking and Markets**

Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.

Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.

Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries We work together to drive ambition for every future

**Purpose**
Contributes to the overall success of Equity Capital Markets (ECM) in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures.

**What You'll Do**:

- Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge
- Responsible for administrative procedures related to retail distribution equity new issues (including equity, equity-linked, and structured products)
- Provide day-to-day operational support to the retail wealth management branches to ensure proper settlement for all equity new issue products, including inventory management and contracting
- Retrieve and communicate retail statistics and information as requested to all relevant stakeholders, including ECM, syndicate partners, corporate & investment banking, as required
- Maintain a variety of retail databases and update systems as information becomes available
- Provide administrative support and backup to retail, operations/settlements, structured products, and the ECM department as a whole
- Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions
- Actively pursue effective and efficient operations of your respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk
- Contribute to a high-performance and inclusive work environment

**What You'll Bring**:

- Undergraduate degree or equivalent experience
- Completion of the Canadian Securities Course (CSC) is preferred
- Capital markets knowledge and experience is an asset
- Excellent organizational, oral, & written communication skills
- Strong sense of urgency and ability to manage multiple responsibilities simultaneously
- Ability to demonstrate sound and fair judgment
- Superior interpersonal and customer service skills

**Work Arrangement**:
LI-Hybrid, #LI-Onsite

**Interested?**

At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. That’s why we work to grow and diversify talent and engage employees in a performance-oriented culture.

**What's in it for you?**
Scotiabank wants you to be able to bring your best self to work - and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs.

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

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