Manager, Sanctions Investigations

2 weeks ago

Toronto, Canada Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Manager, Sanctions Investigations & Scanning

**What is the opportunity?**

As Manager, you review and decision alerts generated, as well investigate client files, to ensure the sanctions risk(s) relating to a specific sanctioned country are addressed. You directly mitigate RBC’s exposure to regulatory, legal, reputational and financial risks, and thoroughly review and accurately assess incidents in a fast paced and high pressure environment. Please note that your time allocation will be agile, based on operational requirements within the Global Economic Sanctions Investigation Team from week to week.

**What will you do?**
- Mitigate RBC’s regulatory, legal, reputational, and financial risks by investigating clients that 1) may have been identified as Cuban Nationals and/or reside in a sanctioned country; and 2) may have a connection to a sanctioned country, individual and/or entity
- Maintain an in-depth knowledge of Canadian, US, UK and EU sanctions regulations and stay abreast of changes to sanctions regulations
- Day-to-day management of the country and investigation scanning queues in the Global Case Management (GCM) system
- Assess potential sanctions risk(s), ensuring that clients are not engaging in prohibited activities through RBC accounts
- Maintain accurate documentation of investigations and assessments of sanctions regulations per established procedures, including obtaining additional information from key stakeholders and clients and drafting Certification Letters
- Act as a point of escalation to internal partners that require guidance/direction, including in the absence of the Senior Manager, Global Economic Sanctions Investigations
- Identify clients who pose unacceptable sanctions risk(s) to RBC and engage the Senior Management in Global Economic Sanctions for further guidance
- Provide support where required during vacations and on an exceptional basis to the Global Economic Sanctions Advisory Team, who provides advisory support on economic sanctions risks related to clients booked in RBC’s Wealth Management, Capital Markets, and Investor & Treasury Services units.

**What do you need to succeed?**

**Must-have**
- 4+ years of direct Financial Industry Compliance or legal experience, ideally including prior sanctions experience at a Canadian Financial Institution
- Highly developed organizational and time management skills with an ability to be agile to shifting priorities
- Experience excelling in a fast paced, high pressure environment
- Experience demonstrating strong written and oral communication skills
- Undergraduate Bachelor’s Degree

**Nice-to-have**
- ACAMS or ACSS Certification
- Legal experience an asset
- Proficient knowledge of US, EU, UK and Canadian sanctions regulations
- Canadian Securities Course or equivalent is an asset

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in an agile, collaborative, progressive, and high-performing team

**Job Summary**

**Address**:
TORONTO, Ontario, Canada

**City**:
CAN-ON-TORONTO

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Group Risk Management

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2023-02-09-08:00

**Application Deadline**:
2023-02-23-08:00

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

  • AVP, Global Sanctions

    3 weeks ago

    Old Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • AVP, Global Sanctions

    3 weeks ago

    Old Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • AVP, Global Sanctions

    3 weeks ago

    Old Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • AVP, Global Sanctions

    4 weeks ago

    Toronto, ON, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they...

  • Private Investigator

    5 days ago

    Toronto, Canada Raven Research & Investigations Full time

    **About us** At our agency, we take pride in being a collaborative, respectful, and relaxed team. We understand that the work we do can be stressful, which is why we prioritize creating a positive and supportive work environment for our team. Our team of experienced investigators works closely together to ensure that our clients receive the highest level...

  • Sanctions Analyst Officer

    4 weeks ago

    Toronto, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Investigator

    2 weeks ago

    Toronto, Canada Scotiabank Full time

    The Investigator contributes to the overall success of the Major Case Unit in Corporate Security globally ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and...

  • Manager, Global Economic Sanctions Program Oversight

    4 weeks ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** The Global Economic Sanctions (GES) team is a unique function within the Financial Crimes that provides support to Global AML Compliance teams and Business Units at an enterprise level for Canadian, US, UK, EU/Europe, APAC and Caribbean economic sanctions. **What will you do?** **What do you need to...

  • Global Financial Crimes

    1 week ago

    Toronto, ON, Canada Bank of America Full time

    Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to...

  • Global Financial Crimes – Canada Sanctions Director

    1 week ago

    Old Toronto, Canada Bank of America Full time

    Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work...

  • Global Financial Crimes – Canada Sanctions Director

    1 week ago

    Old Toronto, Canada Bank of America Full time

    Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work...

  • Global Financial Crimes – Canada Sanctions Director

    1 week ago

    Old Toronto, Canada Bank of America Full time

    Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work...

  • Senior Investigator

    1 week ago

    Toronto, Canada Scotiabank Full time

    Senior Investigator contributes to the overall success of Corporate Security in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures Is this role...

  • Group manager, aml financial crime risk investigations

    7 days ago

    Toronto, ON, Canada TD Full time

    Lieu de travail: Toronto, Ontario, Canada Horaire: 37.5 Secteur d’activité: Lutte blanchiment d’argent Détails de la rémunération : Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre...

  • Group manager, aml financial crime risk investigations

    7 days ago

    Old Toronto, Canada TD Full time

    Lieu de travail:Toronto, Ontario, CanadaHoraire:37.5Secteur d’activité:Lutte blanchiment d’argentDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à...

  • Group manager, aml financial crime risk investigations

    7 days ago

    Old Toronto, Canada TD Full time

    Lieu de travail:Toronto, Ontario, CanadaHoraire:37.5Secteur d’activité:Lutte blanchiment d’argentDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à...

  • Group manager, aml financial crime risk investigations

    7 days ago

    Old Toronto, Canada TD Full time

    Lieu de travail:Toronto, Ontario, CanadaHoraire:37.5Secteur d’activité:Lutte blanchiment d’argentDétails de la rémunération :Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à...

  • Aml Investigator

    1 week ago

    Toronto, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Investigator

    4 weeks ago

    Toronto, Canada Professional Engineers Ontario Full time

    **Are you looking for a rewarding and exciting opportunity to make a difference with a great organization? Look no further!** **Overview** As we move through a period of exciting transformation and organizational change, Professional Engineers Ontario (PEO) has an immediate opening for an **Investigator**. Under the authority of the _Professional...

  • Manager - Aml Investigations

    7 days ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As a Manager (Canadian Banking) within the AML Financial Intelligence Unit (FIU) Investigations team, you are the Subject Matter Expert (SME) on AML Investigations and work with the team members as a mentor. You will be involved in the implementation of the training in the Unit by mentoring staff and provide...