Manager, Internal Audit, Financial Crimes

4 weeks ago

Halifax, Canada Royal Bank of Canada Full time

**Job Summary**

**What is the opportunity?**

As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines within RBC (i.e., US Capital Markets, US Wealth Management, Global Asset Management, WFC branch and the NY Credit Branch) and City National Bank (CNB) in the US.

The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.

**What will you do?**
- Be part of a team of professional auditors responsible for audits with a focus on AML/Compliance and other support functions in the U.S.
- Lead by example by collaborating with teams across IA to effectively plan and execute audits.
- Maintain effective working relationships with key stakeholders ensuring they get maximum value from engagement work.
- Conduct periodic meetings with business to provide updates on audit results and status of open audit issue.
- Coordinate and escalate regional issues to the Director for IA US AML/Compliance and Other Support Functions, Deputy US CAE, and US CAE in accordance with the IA escalation model.
Assist with the validation of regulatory matters issued by relevant regulatory bodies, including the Office of the Comptroller of the Currency (OCC).
- Assist in presenting regulatory validation approaches and results to IA Senior Management, including preparation of materials
- Work together with the Director for IA US AML/Compliance and Other Support Functions and Deputy US CAE to shift the capabilities of team members towards a predictive insights driven organization.
- Work together with the Director for IA US AML/Compliance and Other Support and Deputy US CAE to create networks and relationships with key stakeholders, to ensure their team is equipped with the right data, capabilities and tools for data analysis

**What do you need to succeed?**

**Must-Have**
- Minimum 2-5 years of experience working in a financial institution, preferably in lending
Knowledge of the US rules and regulations on AML/Sanctions
- Regulatory/Compliance experience
- Experience leading integrated business audits with technology auditors
- Experienced in incorporating data analytics into the traditional audit programs and continuous auditing

**Nice to have**
- MBA, accounting designation and/or CFA
- ACAMS certification or studying towards ACAMS certification
- Interest in pursuing a career in Risk Management
- Industry knowledge and experience
- Previous experience using online research tools such as SNL, Bloomberg, KMV, or using S&P/Moody's/Fitch ratings

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions and stock where applicable.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to do challenging work.
- Opportunities to take on progressively greater accountabilities.
- Ability to make a difference and lasting impact.

CNB

**Job Skills**

Adaptability, Auditing (Inactive), Commercial Acumen, Communication, Detail-Oriented, Financial Crime Risk Management, Financial Crimes Compliance, Internal Auditing, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

**Additional Job Details**

**Address**:
120 WESTERN PKY:BEDFORD

**City**:
BEDFORD

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Internal Audit

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2024-04-09

**Application Deadline**:
2024-04-23

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

  • Manager, Internal Audit Financial Crimes

    1 month ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Manager, Internal Audit, Financial Crimes

    4 weeks ago

    Halifax, Nova Scotia, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines...

  • Analyst, Internal Audit, Financial Crimes

    4 weeks ago

    HALIFAX, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the Opportunity?As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Analyst will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines...

  • 2024 Cae Group, Fall Financial Crimes

    1 month ago

    Halifax, Canada Royal Bank of Canada Full time

    **Job Summary** The Financial Crimes & AML (FC&AML) and Regulatory Compliance Audit Co-Op Student is a curious, dynamic, adaptable, solution oriented team player and self-starter with entry-level knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be assisting with enterprise level audit assurance...

  • Manager, Capital Markets Audit, Internal Audit

    1 month ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • 2024 CAE Group, Fall Financial Crimes

    1 month ago

    HALIFAX, Canada Royal Bank of Canada Full time

    Job SummaryThe Financial Crimes & AML (FC&AML) and Regulatory Compliance Audit Co-Op Student is a curious, dynamic, adaptable, solution oriented team player and self-starter with entry-level knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be assisting with enterprise level audit assurance...

  • 2024 CAE Group, Fall Financial Crimes

    1 month ago

    Halifax Regional Municipality, Canada Royal Bank of Canada> Full time

    Job SummaryThe Financial Crimes & AML (FC&AML) and Regulatory Compliance Audit Co-Op Student is a curious, dynamic, adaptable, solution oriented team player and self-starter with entry-level knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be assisting with enterprise level audit assurance...

  • Audit Senior

    1 month ago

    Halifax, Canada Bdocri Full time

    Audit Senior | Financial Services | Halifax Audit Senior | Financial Services | Halifax  (Full time) Employment type: Full timeJob title: Audit SeniorLevel: ExperiencedReference: HFXSR24Locations: CNS (Halifax, NS)Contact person: David WhiteWe have opportunities for Audit Seniors to join our office in Halifax, Nova Scotia, Canada. This is a fantastic...

  • Audit Senior

    1 month ago

    Halifax, Canada Bdocri Full time

    Audit Senior | Financial Services | Halifax Audit Senior | Financial Services | Halifax  (Full time) Employment type: Full timeJob title: Audit SeniorLevel: ExperiencedReference: HFXSR24Locations: CNS (Halifax, NS)Contact person: David WhiteWe have opportunities for Audit Seniors to join our office in Halifax, Nova Scotia, Canada. This is a fantastic...

  • Audit Senior

    2 months ago

    Halifax, Canada Bdocri Full time

    Audit Senior | Financial Services | Halifax Audit Senior | Financial Services | Halifax  (Full time) Employment type: Full timeJob title: Audit SeniorLevel: ExperiencedReference: HFXSR24Locations: CNS (Halifax, NS)Contact person: David WhiteWe have opportunities for Audit Seniors to join our office in Halifax, Nova Scotia, Canada. This is a fantastic...

  • Audit Firm Manager

    1 month ago

    Halifax, Canada CNS Accounting Solutions Ltd. Full time

    Work Term: Permanent - Work Language: English - Hours: 37.5 hours per week - Education: Master's degree - Experience: 5 years or more **Work setting**: - Business office - Financial management/services **Tasks**: - Assign, co-ordinate and review projects and programs - Hire, train, direct and motivate staff - Market business services - Plan and control...

  • Analyst, Internal Audit Shared Services Centre

    1 month ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Audit Manager

    1 month ago

    Halifax, Canada CNS Accounting Solutions Ltd. Full time

    **Company/Employer operating name**: CNS Accounting Solutions **Contact Information and contact information**: CNS Accounting Solutions Ltd. 1701 Hollis Street, Suite 720 Halifax, NS B3J 3M8 Tel: 902-377-3005 **Title of Position**:Audit Manager** (NOC 10029) **Number of Positions**: 1 **Term of employment**: Full-time (37.5 hours/week) and...

  • Audit Senior

    1 month ago

    Halifax, NS, Canada Bdocri Full time

    Audit Senior | Financial Services | Halifax Audit Senior | Financial Services | Halifax (Full time) Employment type: Full time Job title: Audit Senior Level: Experienced Reference: HFXSR24 Locations: CNS (Halifax, NS) Contact person: David White We have opportunities for Audit Seniors to join our office in Halifax, Nova Scotia, Canada. This is a...

  • Manager, Audit

    2 weeks ago

    Halifax, Canada Accountant Staffing Full time

    Job Description Our client, a highly reputable accounting firm, is seeking a Manager, Audit & Accounting to join their team in Halifax, NS. This is a permanent position, responsible for leading and overseeing engagements of public company clients. As the ideal candidate, you value teamwork and are passionate about leadership. Key Responsibilities for the...

  • Manager, Audit

    2 weeks ago

    Halifax, Canada Accountant Staffing Full time

    Job Description Our client, a highly reputable accounting firm, is seeking a Manager, Audit & Accounting to join their team in Halifax, NS. This is a permanent position, responsible for leading and overseeing engagements of public company clients. As the ideal candidate, you value teamwork and are passionate about leadership. Key Responsibilities for the...

  • Manager, Audit

    2 weeks ago

    Halifax, Canada Accountant Staffing Full time

    Job Description Our client, a highly reputable accounting firm, is seeking a Manager, Audit & Accounting to join their team in Halifax, NS. This is a permanent position, responsible for leading and overseeing engagements of public company clients. As the ideal candidate, you value teamwork and are passionate about leadership. Key Responsibilities for the...

  • Manager, Audit

    2 weeks ago

    Halifax, Canada Accountant Staffing Full time

    Job Description Our client, a highly reputable accounting firm, is seeking a Manager, Audit & Accounting to join their team in Halifax, NS. This is a permanent position, responsible for leading and overseeing engagements of public company clients. As the ideal candidate, you value teamwork and are passionate about leadership. Key Responsibilities for the...

  • Manager, Research Finance

    1 month ago

    Halifax, Canada Dalhousie - Financial Services Full time

    **Position Title**:Manager, Research Finance **Department/Unit**: Financial Services **Location**:Halifax, Nova Scotia, Canada **Posting Number**: S123-23 **Employee Group**: DPMG **Position Type**:Regular, On-Going **Employment Type**:Full Time **Full-time Equivalency (FTE)**:1.0 **Salary**: $74,183 - $99,507 per annum **Classification**:...

  • Manager, Financial Advisory Services

    1 month ago

    Halifax, Canada Province of Nova Scotia Full time

    **Department**:Finance and Treasury Board **Location**:HALIFAX **Type of Employment**:Term **Union Status**:Exclusion - Non Union - NSPG **Closing Date**:1/24/2023 (Applications are accepted until 11:59 PM Atlantic Time) **About Us**: At the Department of Finance and Treasury Board we strive to provide financial leadership, analysis and policies that...