Trade Execution Specialist

2 weeks ago


Toronto, Canada Royal Bank of Canada Full time

**Job Summary**

**What is the opportunity?**

RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm. We are committed to helping our clients build financial success through a personalized approach that draws on the full resources of RBC Wealth Management. We take pride in hiring and nurturing talented individuals who share our commitment to helping our clients build and preserve their wealth so they can achieve the goals that matter most to them.

The Managed Solutions Group head office team located in Toronto is looking for a resourceful, efficient, and collaborative individual to join our leading wealth management firm as a Trade Execution Specialist.

By providing ongoing, exceptional service and support to our Advisor teams, you will help our team deepen existing relationships and provide Advisors and Associates with best practice concepts and strategies to assist them in making knowledgeable decisions. As an invaluable internal point of contact, you will play a key role in providing real-time advisor and associate support with bulk trading and fulfillment execution for discretionary and non-discretionary fee-based clients as a first point of contact.

**What will you do?**

Private Investment Management Trade Execution Support (40%) - Discretionary
- Correspond with Trading Desks, Portfolio Management Consultants, Application Support teams, Operations teams, and escalate issues to proper channels.
- Review the weekly bulk trade for violations and escalate to the Portfolio Risk Advisors when needed.

A+ Trade Execution Support (40%) - Advisory and Discretionary
- Work with A+ teams to provide support with trade execution using the online pricing tool and target allocation calculator (TAC), modeling, and change requests.

General Team Support (20%)
- Proactive ongoing communication with management and the Portfolio Management Consultant (PMC) Team regarding the status of current project initiatives; obtain guidance and approval as required to advance initiatives.
- Ad hoc projects and initiatives.

**What do you need to succeed?**

**Must have**
- A minimum of 3 years in the financial services industry, preferably with Dominion Securities, CFA Level 1 or CIM, or, strong and proven understanding of trading securities.
- Strong interpersonal skills (empathetic listener, coach, and negotiator), strong communication (oral and written) and customer service focus required.
- Thrives in a fast-paced environment, and an ability to deal with multiple competing priorities.
- Driven, eager to learn and thrives in a high-performance environment with ability to analyze, prioritize, adjust to multiple demands and with good problem-solving skills.
- Advanced computer skills, with emphasis on Excel.

**Nice-to-have**
- Bi-lingual (English, French).
- Experience in a Head Office support or Training role working with advisors, front or back-office experience with Fee Based and Managed Programs
- Enjoys both technical aspects of investment management and the systems that support it and working with many different people on an ongoing basis.

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
- Leaders who support your development through coaching and managing future opportunities.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Flexible work/life balance options.
- Opportunities to do challenging work.
- Opportunities to take on progressively greater accountabilities.

**Job Skills**

Communication, Critical Thinking, Customer Service, Detail-Oriented, Industry Knowledge, Information Capture, Investment Banking, Negotiation, Product Services, Teamwork

**Additional Job Details**

**Address**:
RBC CENTRE, 155 WELLINGTON ST W:TORONTO

**City**:
TORONTO

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Wealth Management

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2024-04-16

**Application Deadline**:
2024-05-03

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jo


  • Trade Execution Specialist

    Found in: beBee S CA - 2 weeks ago


    TORONTO, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm.  We are committed to helping our clients build financial success through a personalized approach that draws on the full resources of RBC Wealth Management. We take pride in hiring and nurturing talented...

  • Trade Execution Specialist

    Found in: Talent CA C2 - 7 days ago


    Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity?RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm.  We are committed to helping our clients build financial success through a personalized approach that draws on the full resources of RBC Wealth Management. We take pride in hiring and nurturing talented...

  • Trade Execution Specialist

    Found in: beBee S CA - 2 weeks ago


    Toronto, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?RBC Dominion Securities is Canada's leading full-service investment and wealth management firm. We are committed to helping our clients build financial success through a personalized approach that draws on the full resources of RBC Wealth Management. We take pride in hiring and nurturing talented individuals...

  • Crossborder Trade Compliance Specialist TCRS3804

    Found in: beBee jobs CA - 4 days ago


    Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full time

    HIGH LEVEL OVERVIEWWill be the subject matter expert in Trade Compliance for this family owned Global Company working in the University of Toronto, Mississauga campus area. Will be 100% on site with flexible working hours.EXPECTATIONSHere are some of the responsibilities:SME for all Trade Compliance - #1 positionFull responsibility for all Customs/Gov't...

  • Crossborder Trade Compliance Specialist TCRS3804

    Found in: beBee S CA - 4 days ago


    Toronto, Canada Trade Compliance Recruiting Solutions Full time

    HIGH LEVEL OVERVIEWWill be the subject matter expert in Trade Compliance for this family owned Global Company working in the University of Toronto, Mississauga campus area. Will be 100% on site with flexible working hours.EXPECTATIONSHere are some of the responsibilities:SME for all Trade Compliance - #1 positionFull responsibility for all Customs/Gov't...

  • Crossborder Trade Compliance Specialist TCRS3804

    Found in: Talent CA C2 - 7 days ago


    Toronto, Canada Trade Compliance Recruiting Solutions Full time

    HIGH LEVEL OVERVIEWWill be the subject matter expert in Trade Compliance for this family owned Global Company working in the University of Toronto, Mississauga campus area. Will be 100% on site with flexible working hours.EXPECTATIONSHere are some of the responsibilities:SME for all Trade Compliance - #1 positionFull responsibility for all Customs/Gov’t...


  • Toronto, Canada S&P Global Full time

    S&P Global Market Intelligence **The Role**: Client Service/Product Specialist, Trading Analytics Associate **The Team**: S&P Global Trading Analytics delivers cutting-edge quantitative tools which help brokers and asset managers synchronize trade execution quality management and meet regulatory compliance reporting needs. Our sophisticated evaluation...


  • Toronto, Canada OTT Financial Group Full time

    We are looking for Operations Specialist, Trading Analysis Specialist and Risk Control Specialist to support the growth of our business in North America and Asia. The Specialists will have the chance to be exposed to various aspects of business operations in payments, foreign exchange, financial technology and those related middle-office work, such as risk...

  • E-comm Trading

    7 days ago


    Toronto, Canada Pandora Jewelry Full time

    Do you want to be a part of the world’s leading jewelry company while putting your experience in into use? If yes, then we might have an exciting opportunity for you! You will be part of an exciting business area and work in an international organisation of can-do spirited, passionate, and performance-driven people. **About the Team**: The Ecommerce Web...


  • Toronto, Ontario, Canada OTT Financial Full time

    We are looking for Operations Specialist, Trading Analysis Specialist and Risk Control Specialist to support the growth of our business in North America and Asia. The Specialists will have the chance to be exposed to various aspects of business operations in payments, foreign exchange, financial technology and those related middle-office work, such as risk...


  • Toronto, Canada OTT Financial Full time

    We are looking for Operations Specialist, Trading Analysis Specialist and Risk Control Specialist to support the growth of our business in North America and Asia. The Specialists will have the chance to be exposed to various aspects of business operations in payments, foreign exchange, financial technology and those related middle-office work, such as risk...

  • Compliance analyst, Trade surveillance

    Found in: Jooble CA O C2 - 1 week ago


    Toronto, ON, Canada Nexus Systems Group Inc. Full time

    Trade Surveillance Analyst x 2 Typical Day in Role: The Trade Surveillance Analyst will report into the Senior Manager, OTC Trade Surveillance and collaborate with various internal stakeholders to support processes within the Trade Surveillance program. Candidate should possess a combination of in-depth knowledge of Capital Markets, OTC Products, trade...

  • Manager, Brand Marketing

    Found in: beBee jobs CA - 1 week ago


    Toronto, Ontario, Canada Trade Desk Full time

    The Trade Desk is changing the way global brands and their agencies advertise to audiences around the world. How? With a media buying platform that helps brands deliver a more insightful and relevant ad experience for consumers –– and sets a new standard for global reach, accuracy, and transparency. We are proud of the culture we have built. We value the...

  • Trade Compliance Manager

    Found in: Jooble CA O C2 - 7 days ago


    Toronto, ON, Canada SHEIN Full time

    About SHEIN SHEIN is a global fashion and lifestyle e-retailer committed to making the beauty of fashion accessible to all. We use on-demand manufacturing technology to connect suppliers to our supply chain, reducing inventory waste and enabling us to deliver a variety of affordable products to customers around the world. Founded in 2012, SHEIN works with...

  • Trade Compliance Manager

    Found in: Whatjobs CA C2 - 7 days ago


    Toronto, Canada SHEIN Full time

    About SHEIN SHEIN is a global fashion and lifestyle e-retailer committed to making the beauty of fashion accessible to all. We use on-demand manufacturing technology to connect suppliers to our supply chain, reducing inventory waste and enabling us to deliver a variety of affordable products to customers around the world. From our global offices, we reach...

  • Trade Surveillance Analyst x 2

    Found in: Jooble CA O C2 - 1 week ago


    Toronto, ON, Canada Nexus Systems Group Inc. Full time

    Trade Surveillance Analyst x 2Typical Day in Role: The Trade Surveillance Analyst will report into the Senior Manager, OTC Trade Surveillance and collaborate with various internal stakeholders to support processes within the Trade Surveillance program. Candidate should possess a combination of in-depth knowledge of Capital Markets, OTC Products, trade...

  • Trade Compliance Manager

    Found in: Jooble CA O C2 - 9 hours ago


    Toronto, ON, Canada Shein E-Commerce Co. Ltd. Full time

    About SHEIN SHEIN is a global fashion and lifestyle e-retailer committed to making the beauty of fashion accessible to all. We use on-demand manufacturing technology to connect suppliers to our supply chain, reducing inventory waste and enabling us to deliver a variety of affordable products to customers around the world. From our global offices, we reach...

  • Trade Compliance Manager

    Found in: Jooble CA O C2 - 7 days ago


    Toronto, ON, Canada SHEIN Full time

    About SHEIN SHEIN is a global fashion and lifestyle e-retailer committed to making the beauty of fashion accessible to all. We use on-demand manufacturing technology to connect suppliers to our supply chain, reducing inventory waste and enabling us to deliver a variety of affordable products to customers around the world. From our global offices, we reach...

  • Trade Officer

    5 days ago


    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity**? The Trade Officer supports with end-to-end processing of Trade Finance product i.e. Guarantees/Standby Letter of Credit. The competence with which the incumbent’s duties are carried out has a major impact on operational, financial and on the reputation risks of the RBC globally and on its clients. **What will...


  • Toronto, Canada Havas Media Network Full time

    Job Description: The Performance Specialist is a subject matter expert within the Performance team responsible for overseeing the end-to-end execution of Programmatic media campaigns, ensuring optimal performance and delivering exceptional results for our clients. As a Performance Specialist, you are motivated and a self-starter who has a strong grasp of the...