Managing Director, Capital Markets Internal Audit

2 weeks ago

Toronto, Canada Royal Bank of Canada Full time

**Job Summary**

**What is the opportunity?**

As Managing Director Internal Audit - Capital Markets and RBC Non-Trading Products, you will support of the Global Vice President Capital Markets, Internal Audit in providing independent, objective risk assessment and evaluation of the effectiveness of risk management practices, internal control and corporate governance processes for the Non-Trading books in RBC Capital Markets. It focuses on all the operational and administrative activities across Capital Market and includes coverage for Corporate and Investment Banking. This includes all the compliance, AML, risk management and IT infrastructure that supports operations. The role works with management on achieving business objectives by creating solutions to improve business operations, while remaining objective and independent. Results ultimately impact shareholders, employees and customers.

The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.

**What will you do?**
- Lead a team of directors, senior managers and professional auditors responsible for complex and large engagements in terms of product, location or client relation
- Direct, counsel, and instruct staff assigned to the engagement and review audit plan, findings and reports for sufficient scope and for accuracy
- In concert with the Vice President, develop the annual Audit Plan for RBC Capital Markets Non-Trading desks ensuring that audits conform to regulatory and internal audit requirements
- Provide input and participate in the IA Capital Market strategic planning process
- Direct/ supervise/ implement the execution of audit plan and ensure effective audit practices for traditional and continuous monitoring
- Integrate data analytics in audit execution and provide horizontal opinion on RBC Global Markets and the operations and administration activities across RBC
- Provide consulting and advisory services or lead audits which are consistent with our role to evaluate and improve the effectiveness of risk management, control, and governance processes, providing the services do not represent a conflict of interest or detract from our mandate
- Communicate trends in risk and control issues to senior management on the results of ongoing reviews of RBC Capital Markets

**What do you need to succeed?**

**Must-have**
- 7-12 years’ experience of Capital Market with people management
- Excellent communication and problem solving skills
- Outstanding interpersonal relationship and collaboration skills
- Strong organization, time management, people management and prioritization skills

**Nice-to-have**
- Business degree and or CPA; MBA nice to have

**What’s in it for you? This is standard**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Flexible work/life balance options

**Job Skills**

Adaptability, Business Units, Detail-Oriented, Internal Auditing, Interpersonal Relationship Management, Investment Banking, Long Term Planning, Multi-Level Communication, Organizational Savvy and Politics, Results-Oriented, Risk Management Strategies

**Additional Job Details**

**Address**:
20 KING ST W:TORONTO

**City**:
TORONTO

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Internal Audit

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2024-02-21

**Application Deadline**:
2024-03-06

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

  • Manager, Capital Markets Audit, Internal Audit

    2 days ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As the Manager, Capital Markets Internal Audit, you will provide independent and objective assessment of the effectiveness of risk management practices, internal controls and governance processes of the Capital Markets business. You will work with management in achieving business objectives by creating solutions...

  • Manager, Capital Markets Audit, Internal Audit

    Found in: beBee S CA - 10 hours ago

    TORONTO, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?As the Manager, Capital Markets Internal Audit, you will provide independent and objective assessment of the effectiveness of risk management practices, internal controls and governance processes of the Capital Markets business. You will work with management in achieving business objectives by creating...

  • Manager, Capital Markets Audit, Internal Audit

    Found in: Talent CA C2 - 2 days ago

    Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity?As the Manager, Capital Markets Internal Audit, you will provide independent and objective assessment of the effectiveness of risk management practices, internal controls and governance processes of the Capital Markets business. You will work with management in achieving business objectives by creating...

  • Manager, Capital Markets Audit, Internal Audit

    Found in: beBee S CA - 1 day ago

    Toronto, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?As the Manager, Capital Markets Internal Audit, you will provide independent and objective assessment of the effectiveness of risk management practices, internal controls and governance processes of the Capital Markets business. You will work with management in achieving business objectives by creating...

  • Audit Manager

    2 days ago

    Toronto, Canada BMO Financial Group Full time

    55 Bloor Street West Toronto Ontario,M4W 3N5 Conducts audit engagements to critically assess management and internal control processes, approving the nature, extent and timing of the audit, its execution and the formulation of insightful audit reports. Reports on audits to provide clear, concise and memorable insights on issues and potential issues to...

  • Senior Manager, Financial Risk, Internal Audit

    Found in: beBee jobs CA - 2 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity? An exciting opportunity to be a key member of the Internal Audit, Financial risk team. As a Senior Manager, you will provide an independent and objective assessment of the effectiveness of RBC's risk management practices with a primary focus on Market Risk and Counterparty Credit Risk, and support effective...

  • Senior Manager, Financial Risk, Internal Audit

    Found in: Talent CA C2 - 3 days ago

    Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity? An exciting opportunity to be a key member of the Internal Audit, Financial risk team. As a Senior Manager, you will provide an independent and objective assessment of the effectiveness of RBC’s risk management practices with a primary focus on Market Risk and Counterparty Credit Risk, and support...

  • Associate Director, Capital Markets Compliance Advisory

    Found in: beBee jobs CA - 1 week ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?As Associate Director (AD), you are responsible for Capital Markets Compliance for the Global Equity Sales and Trading, Global Equity Derivatives, and the Wealth Management Agency desks. As a subject matter expert in equity and equity related products, you will be responsible to provide compliance guidance...

  • CAE Group/ Fall Capital Markets Financial Risk/ Internal Audit

    15 hours ago

    Old Toronto, Canada Royal Bank Of Canada Full time

    Job Summary The Fall 2024 Co-op Student, Capital Markets Financial Risk, Internal Audit, you will support the Financial Risk team in the Chief Audit Executive (CAE) group providing an independent and objective assessment of the effectiveness of RBC’s risk management practices with a primary focus on Market Risk and Counterparty Credit Risk. The role...

  • CAE Group/ Fall Capital Markets Financial Risk/ Internal Audit

    Found in: Jooble CA O C2 - 2 days ago

    Toronto, ON, Canada Royal Bank Of Canada Full time

    Job Summary The Fall 2024 Co-op Student, Capital Markets Financial Risk, Internal Audit, you will support the Financial Risk team in the Chief Audit Executive (CAE) group providing an independent and objective assessment of the effectiveness of RBC’s risk management practices with a primary focus on Market Risk and Counterparty Credit Risk. The role...

  • CAE Group/ Fall Capital Markets Financial Risk/ Internal Audit

    16 hours ago

    Old Toronto, Canada Royal Bank Of Canada Full time

    Job Summary The Fall 2024 Co-op Student, Capital Markets Financial Risk, Internal Audit, you will support the Financial Risk team in the Chief Audit Executive (CAE) group providing an independent and objective assessment of the effectiveness of RBC’s risk management practices with a primary focus on Market Risk and Counterparty Credit Risk. The role...

  • Senior Manager, Financial Risk, Internal Audit

    Found in: beBee S CA - 10 hours ago

    Toronto, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity? An exciting opportunity to be a key member of the Internal Audit, Financial risk team. As a Senior Manager, you will provide an independent and objective assessment of the effectiveness of RBC's risk management practices with a primary focus on Market Risk and Counterparty Credit Risk, and support effective...

  • Associate Director, Capital Markets Compliance Advisory

    Found in: Jooble CA O C2 - 2 weeks ago

    Toronto, ON, Canada Royal Bank of Canada Full time

    Job Summary Job Description What is the opportunity? As Associate Director (AD), you are responsible for Capital Markets Compliance for the Global Equity Sales and Trading, Global Equity Derivatives, and the Wealth Management Agency desks. As a subject matter expert in equity and equity related products, you will be responsible to provide...

  • Associate Director, Capital Markets Compliance Advisory

    Found in: Talent CA C2 - 2 weeks ago

    Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity?As Associate Director (AD), you are responsible for Capital Markets Compliance for the Global Equity Sales and Trading, Global Equity Derivatives, and the Wealth Management Agency desks. As a subject matter expert in equity and equity related products, you will be responsible to provide compliance guidance...

  • Associate Director, Capital Markets Compliance Advisory

    Found in: beBee S CA - 3 weeks ago

    TORONTO, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?As Associate Director (AD), you are responsible for Capital Markets Compliance for the Global Equity Sales and Trading, Global Equity Derivatives, and the Wealth Management Agency desks. As a subject matter expert in equity and equity related products, you will be responsible to provide compliance guidance...

  • Manager, Internal Audit

    1 week ago

    Toronto, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Director, Enterprise IT Internal Audit

    7 days ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the Opportunity?** Internal Audit continues to be a change agent within RBC, with an overall objective of enhancing and protecting RBC’s value through providing insightful assurance and advice, supporting senior management decision making across our global footprint. By integrating advanced data-driven analytics and...

  • Senior Audit Director, Global Finance

    Found in: beBee jobs CA - 2 days ago

    Toronto, Ontario, Canada Canadian Imperial Bank of Commerce Full time

    Senior Audit Director, Global Finance & Treasury page is loaded Senior Audit Director, Global Finance & Treasury Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right...

  • Internal Audit Opportunities- Managers

    Found in: Jooble CA O C2 - 1 week ago

    Toronto, ON, Canada Canadian Imperial Bank of Commerce Full time

    Internal Audit Opportunities- Managers & Sr. Managers page is loaded Internal Audit Opportunities- Managers & Sr. Apply locations Toronto, ON time type Full time posted on Posted Yesterday job requisition id 2240854 We’re building a relationship-oriented bank for the modern world. Please note that this posting is an opportunity for you to express...

  • Manager, Internal Audit

    3 days ago

    Toronto, Canada AGF Management Limited Full time

    About AGF: As an independent and diversified global asset management firm, AGF brings a disciplined approach to delivering excellence in investment management and to providing an exceptional client experience. Being an independent firm has allowed us to make strategic acquisitions that improve our client service experience and enable us to offer new and...