Analyst, Compliance

3 weeks ago

Toronto, Canada BentallGreenOak Full time

**Analyst, Compliance**

**1 York | Toronto, ON**

**Who We Are**: BentallGreenOak is a leading, global real estate investment management advisor and a globally-recognized provider of real estate services. BentallGreenOak serves the interests of more than 750 institutional clients with expertise in the asset management of office, industrial, multi-residential, retail and hospitality property across the globe. BentallGreenOak has offices in 27 cities across thirteen countries with deep, local knowledge, experience, and extensive networks in the regions where we invest in and manage real estate assets on behalf of our clients in primary, secondary and co-investment markets. BentallGreenOak is a part of SLC Management, which is the institutional alternatives and traditional asset management business of Sun Life.

BentallGreenOak promotes a corporate culture that attracts and retains the highest caliber people. We encourage opportunities for growth, development, and promotion by providing our employees with the resources to work effectively and continually strive to perform better. We are committed to a safe and sustainable work environment.

**The Opportunity**:Primarily responsible for conducting day-to-day compliance oversight activities for the BGO group of companies, including for BentallGreenOak (Canada) Limited Partnership (“BentallGreenOak Canada”), BGO Capital (Canada) Inc. (“BGO Capital”), and/or its global affiliates. The Analyst, Compliance may also assist in the implementation and oversight of group level risk and compliance policies and procedures applicable to the BGO group of companies.

BGO is a leading, global real estate investment management advisor and a globally recognized provider of real estate services. BentallGreenOak Canada provides real estate investment advisory and management services to its clients. BGO Capital is a Canadian securities registered portfolio manager, investment fund manager, and exempt market dealer. BGO is a part of SLC Management, the institutional asset management business of Sun Life Financial Inc.

**What You Will Do**:

- Assist with implementing and maintaining compliance policies and procedures, including Anti-Money Laundering/Anti-Terrorist Financing (“AML/ATF”), Anti-Bribery and Anti-Corruption (“ABAC”), Privacy, Code of Business Conduct and Compliance Manuals, in accordance with regulatory requirements and firm policies.
- Perform compliance monitoring and testing of controls, including controls that are required for oversight of securities regulated activities. This may include performing initial and ongoing AML/ATF name screening, helping monitor the conduct of registered representatives, and other routine compliance reviews and testing, as required.
- Assist with regulatory filings.
- Assist in administering compliance training.
- Assist in conducting compliance risk assessments.
- Assist with maintaining BGO’s Corporate Business Continuity program.
- Special ad-hoc projects as required.

**Who You Are**:

- **Education -** A bachelor's degree;
- A minimum of 2 years of relevant experience in a compliance role, for example, with a Canadian financial services or wealth management firm;
- Completion of the Canadian Securities Course is an asset;
- Knowledge of the National Registration Database (“NRD”) is an asset;
- Knowledge of provincial securities regulatory requirements applicable to a portfolio manager, investment fund manager and an exempt market dealer is an asset, or the equivalent in the U.S.
- Knowledge of the Canadian commercial real estate investment market is an asset;
- Strong analytical skills, with a focus on critical thinking and deductive reasoning;
- Should have the ability to draft clear and professional correspondence;
- Impeccable ethics and strong judgment;
- A reliable and resourceful team player who is assertive, enthusiastic, and diplomatic.
- Ability to work well within a small and geographically dispersed team and collaborate with internal business groups and individuals;
- Ability to manage multiple tasks and assignments in a changing environment with competing priorities;
- Microsoft Office skills;
- **Communication & Relationship Skills -** Ability to read, analyze and interpret general business periodicals, professional journals, technical procedures, and/or governmental regulations. Ability to write reports and business correspondence. Ability to communicate effectively with colleagues and business partners;
- **Police Clearance -** A criminal verification check is required for employment

We thank all applicants for their interest in employment with BentallGreenOak (Canada) LP, however only those selected for an interview will be contacted.

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