Aml Compliance Analyst

3 days ago

Toronto, Canada Peoples Group Full time

**About us**:
Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 30 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge and experience.

Our culture here at Peoples Group is formed by our values; Strength-Based, Relationship Focused, and Passionate Execution. We believe people don't choose a company to work for, they choose a company to _join_. We also believe that people come first and each day we strive to be willing, trustworthy, and creative.

**About You**:
You are a highly motivated individual and who thinks outside the box. You don’t wait for direction from others and love to roll up your sleeves and get the work done. You strive to improve processes in your work and the work of others; and have a passion for building relationships with coworkers and clients.

In addition, the AML Compliance Analyst will provide support to the business units in AML compliance matters, assist with AML policies and procedures, department audits, perform investigations of unusual account activity for the FI including recommending and filing Suspicious Activity Reports with FINTRAC and other ongoing projects related to AML compliance.

**About you/Qualifications**:

- Minimum 2-5 years of AML compliance experience within the financial services industry in Canada
- Experience conducting research and investigations related to AML/ATF and filing Suspicious Transaction Reports
- Proven ability to analyze large amounts of data in order to report critical information.
- A solid understanding of current AML/ATF legislation and regulations
- Exposure to regulatory AML/ATF compliance, risk management disciplines and best practices
- Certification in a professional association such as the Association of Certified Anti-Money Laundering Specialists (ACAMS) or Certified Financial Crime Specialist (CFCS) would be considered an asset
- Proficiency with MS Office (focusing on Word, Excel, Outlook)
- Knowledge of FINTRAC web reporting (FWR - formerly F2R)
- Able to handle sensitive and confidential information with discretion
- Strong critical thinking, analytical and decision-making skills
- Strong written and oral communication skills, with the ability to deliver written and oral messages confidently and accurately
- A self starter who can work independently and as part of a team

**About the day-to-day**:

- Assist in the implementation of Peoples Group AML/ATF program to ensure compliance with all legislative and regulatory requirements, including PCMLTFA and OSFI Guidelines
- Review and independently assess cases derived from unusual activity reports submitted by internal business units, employees, and program managers
- Conduct an end-to-end review of potential suspicious activity.
- Compare observed activity with client KYC expected activity profiles for anomalous transactions or behaviors
- Ensure efficient identification and monitoring of suspicious activities and transactions and reporting of suspicious transactions to the CAMLO and FINTRAC within specified timeline.
- Administer the implementation of regulatory compliance control databases
- Ensure that actual and potential compliance violations and risk situations are pro-actively identified, investigated, and resolved or escalated in an appropriate and timely manner
- Assist with monthly AML audits of various business units/branches
- Assist with keeping AML/ATF related policies and procedures current
- Maintain current understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, industry best practice, criminal typologies and developing trends
- Regularly exercise good judgment and in making decisions or recommendations in relation to case investigations
- Timely execution of instructions received from manager and/or CAMLO
- Assist with Peoples Group annual AML training module and other compliance training to business units as needed
- Support regulatory examinations and external/internal audits
- Other AML/ATF compliance tasks as assigned

NOTE: Please accept our utmost appreciation for your interest; however only those applicants under consideration will be contacted. Peoples Group is an Equal Employment Opportunity employer.

  • Compliance Analyst, Aml

    2 weeks ago

    Toronto, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping Canadians become much more financially successful and secure. We are everything a traditional financial institution is not. Our vision is to revolutionize financial services for the benefit of Canadians by providing the most innovative and cost efficient financial services online. That’s...

  • AML ATF Compliance Analyst

    4 weeks ago

    Toronto, Ontario, Canada DUCA Financial Services Credit Union Full time

    AML/ATF Compliance AnalystDUCA is seeking 2 AML/ATF Compliance Analysts to join our growing team.Job Purpose & SummaryThe AML/ATF Compliance Analyst will execute and enhance the AML/ATF Compliance Program at DUCA. This includes having a strong understanding of the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (

  • Aml Atf Compliance Analyst

    3 weeks ago

    Toronto, Canada DUCA Financial Services Credit Union Ltd. Full time

    **Why DUCA?** We’re a vibrant, exciting credit union that lives its "profits with a purpose" philosophy in every financial transaction, product, interest rate, and community initiative we offer. Founded in 1954, DUCA has grown from a single branch credit union in Toronto to 19 branches across Southern Ontario with over 85,000 Members we are proud to...

  • Aml Atf Compliance Analyst

    4 days ago

    Toronto, Canada DUCA Financial Services Credit Union Ltd. Full time

    **Why DUCA?** We’re a vibrant, exciting credit union that lives its "profits with a purpose" philosophy in every financial transaction, product, interest rate, and community initiative we offer. Founded in 1954, DUCA has grown from a single branch credit union in Toronto to 19 branches across Southern Ontario with over 85,000 Members we are proud to...

  • AML ATF Compliance Analyst

    3 weeks ago

    Toronto, Ontario, Canada DUCA Full time

    Why DUCA?We're a vibrant, exciting credit union that lives its "profits with a purpose" philosophy in every financial transaction, product, interest rate, and community initiative we offer. Founded in 1954, DUCA has grown from a single branch credit union in Toronto to 19 branches across Southern Ontario with over 85,000 Members we are proud to serve.We...

  • Aml Atf Compliance Analyst

    4 days ago

    Toronto, Canada DUCA Financial Services Credit Union Ltd. Full time

    **Why DUCA?** We’re a vibrant, exciting credit union that lives its "profits with a purpose" philosophy in every financial transaction, product, interest rate, and community initiative we offer. Founded in 1954, DUCA has grown from a single branch credit union in Toronto to 19 branches across Southern Ontario with over 85,000 Members we are proud to...

  • AML Analyst

    2 weeks ago

    Toronto, Ontario, Canada BeachHead Full time

    Working with one of the top financial clients this role calls for an Anti-Money Laundering (AML) Analyst who will play a pivotal role in safeguarding the client against financial crimes. The AML Analyst will be responsible for monitoring financial transactions, identifying suspicious activities, and ensuring compliance with regulatory standards. The ideal...

  • AML Analyst

    2 weeks ago

    Toronto, Ontario, Canada BeachHead Full time

    Working with one of the top financial clients this role calls for an Anti-Money Laundering (AML) Analyst who will play a pivotal role in safeguarding the client against financial crimes. The AML Analyst will be responsible for monitoring financial transactions, identifying suspicious activities, and ensuring compliance with regulatory standards. The ideal...

  • Analyst / Associate, Aml & Sanctions Compliance

    1 week ago

    Toronto, Canada Sumitomo Mitsui Banking Corporation Full time

    Overview: The Analyst/Associate is responsible for assisting the AML Director to conduct key AML & Sanctions Compliance tasks. SMBC Canada Branch (“Branch”) shall comply with all laws, rules, regulations and regulatory guidelines, as well as SMBC Head Office directives. The Analyst/Associate will provide analytical, advisory and administrative support to...

  • Aml Compliance Analyst

    3 days ago

    Toronto, Canada Wave HQ Full time

    We believe small businesses are at the heart of our communities, and championing them is worth fighting for. We empower small business owners to manage their finances fearlessly, by offering the simplest, all-in-one financial management solution they can't live without. **6-Month Contract Role** **About the Team**: Our Compliance team is growing as we...

  • Aml Compliance Analyst

    7 days ago

    Toronto, Canada Wave HQ Full time

    We believe small businesses are at the heart of our communities, and championing them is worth fighting for. We empower small business owners to manage their finances fearlessly, by offering the simplest, all-in-one financial management solution they can't live without. Wavers are a special breed. We could write a novel on our award-winning culture and what...

  • AML Compliance Analyst

    4 weeks ago

    Toronto, Ontario, Canada Manulife Full time

    The Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) Operations team is responsible for ensuring compliance with AML/ATF regulations on behalf of all Canadian domiciled entities of Manulife. This includes The Manufacturers Life Insurance Company, Manulife Investment Management Limited, Manulife Wealth, Manulife Investments and Manulife Bank and...

  • AML Compliance Officer

    2 weeks ago

    Toronto, Canada IFG - International Financial Group Full time

    IFG - International Financial Group provided pay rangeThis range is provided by IFG - International Financial Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeCA$30.00/hr - CA$30.00/hrWe are seeking an AML Compliance Officer for a 6-month contract, responsible for ensuring the...

  • Senior Compliance Analyst, AML Advisory

    3 weeks ago

    Toronto, Canada myGwork Full time

    This job is with American Express, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.You Lead the Way. We’ve Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you...

  • Senior Compliance Analyst, AML Advisory

    2 weeks ago

    Toronto, Ontario, Canada American Express Full time

    You Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...

  • Aml Analyst

    1 week ago

    Toronto, Canada Robertson and Company Full time

    Our client is a top financial institution with significant North American holdings. They have operations across most major verticals, including institutional & corporate, wealth management, private client, commercial banking, treasury, and retail banking. Introduction: Robertson is seeking a skilled AML Analyst to join our client. Contract Dates: 12 months...

  • Aml Business Analyst

    2 weeks ago

    Toronto, Canada Xforia Full time

    * - 8+ years of experience in a similar Business Analyst Role - 5+ years of experience using SQL with atleast 1 year experience in data extraction from Hadoop platform - 3+ years of experience demonstrating BA skills on AML Transaction Monitoring, Payments and exposure to Data Quality and Remediation projects and OFAC/Sanctions experience - Must have strong...

  • Compliance Analyst

    1 week ago

    Toronto, Canada Amex Full time

    You Lead the Way. We’ve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you create a...

  • Aml/atf/fraud Analyst

    6 days ago

    Toronto, Canada Duca Full time

    **AML/ATF/Fraud Analyst** **Job Purpose & Summary** The AML/ATF/Fraud Analyst works effectively to execute and enhance the AML/ATF and Fraud Program at DUCA. The AML/ATF/Fraud Analyst has a strong understanding of the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (“PCMLTFA”), the associated regulations, and the patterns and trends of...

  • AML Compliance Officer

    4 days ago

    Toronto, Ontario, Canada IFG - International Financial Group Full time

    We are seeking an AML Compliance Officer for 6 months contract, responsible for ensuring the organization's adherence to Anti-Money Laundering (AML) regulations and policies. This role involves monitoring transactions, conducting investigations, and implementing compliance strategies to mitigate financial crime risks. The officer will work closely with...