Compliance Officer

2 weeks ago


Toronto, Canada Queensbury Securities Inc Full time

Duties: Review daily trading activity; support advisors on compliance, policy and product knowledge; Conduct Advisor audits (travel required); work with compliance department in all areas of CIRO(formerly IIROC) compliance as assigned.

**Job Types**: Full-time, Permanent

**Salary**: $55,849.00-$75,017.00 per year

**Benefits**:

- Disability insurance
- Extended health care

Schedule:

- Monday to Friday

Supplemental pay types:

- Bonus pay

**Experience**:

- IIROC compliance: 2 years (required)

Work Location: In person


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