Compliance Assistant

3 weeks ago


Kahnawake, Canada Playground Full time

Playground is rapidly expanding and is currently seeking an organized and detail-oriented Compliance Assistant to support our gaming operations and compliance requirements.

Reporting to the Chief Compliance Officer, the Compliance Assistant will work to ensure that all regulations set by the local gaming authority are respected and abided by.

If you thrive in a guest-centric, ever-changing environment and are focused on building a rewarding career with a well-established and rapidly growing organization, this could be the ideal opportunity for you

**Schedule**: Monday to Friday (standard office hours)

**Responsibilities will include but are not limited to the following**:

- Assists the Chief Compliance Officer in making sure policies and procedures are kept current while continuously looking for ways to improve processes
- With the support of HR, ensures KGC registrations forms are in prepared for all required personnel (ensuring receipt and accuracy of all documentation and regular maintenance and updating of master file)
- Supports the Chief Compliance Officer in the review of records, documents, and forms
- Attends regularly scheduled meetings with the Chief Compliance Officer that pertain to compliance-related matters
- Regularly updates/maintains Playground’s Internal Control Standards document
- Prepares written reports of findings and recommendations and completes compliance files with documentation to substantiate findings
- Assists the Chief Compliance Officer in planning, coordinating, and executing all compliance related audits with 3rd parties including the Kahnawake Gaming Commission as well as any other external parties (Kahnawa:ke Fire Brigade, Kahnawa:ke Peacekeepers, etc.)
- Performs all other related and compatible duties as assigned

**Qualifications**:

- Ability to read, analyze and interpret simple documents, such as safety rules, operating and maintenance instructions and procedure manuals
- Ability to take minutes and/or notes
- Ability to establish priorities and organize own workload
- Strong written and oral communication skills are required (in English)
- Must possess superior organizational skills and thrive within a collaborative, team-structured environment
- Be able to develop and maintain positive peer relationships and provide assistance in a friendly, helpful manner to all Playground employees, officials as well as representatives of other agencies and departments
- Must have ability to interpret data, records, reports, and forms
- Possess basic analytical and deductive reasoning ability
- Strong computer skills to include effective working knowledge of Google Suite and/or Microsoft Office
- Ability to carry out assignments discreetly, effectively, and efficiently in sensitive, confidential circumstances when performing all duties
- Have an understanding of the Kahnawa:ke’s gaming jurisdiction

Playground est en pleine expansion et recherche actuellement un(e) assistant(e) de conformité organisé(e) et soucieux(se) des détails pour soutenir nos opérations de jeu et nos exigences de conformité.

Relevant du chef de la conformité, l'assistant à la conformité veillera à ce que tous les règlements établis par l'autorité locale en matière de jeu soient respectés et appliqués.

Si vous vous épanouissez dans un environnement centré sur le client et en constante évolution et que vous souhaitez bâtir une carrière enrichissante au sein d'une organisation bien établie et en pleine croissance, ce poste pourrait être l'occasion idéale pour vous

**Horaire**: Du lundi au vendredi (heures de bureau standard)
- Les responsabilités comprennent, sans s'y limiter, les éléments suivants:

- Aider le chef de la conformité à s'assurer que les politiques et les procédures sont maintenues à jour tout en recherchant continuellement des moyens d'améliorer les processus.
- En collaboration avec le formateur des croupiers et le directeur du poker, traiter toutes les demandes de badges de croupiers, les renouvellements et les demandes de renseignements en veillant à la conformité avec les règlements du KGC.
- Avec l'aide des RH, s'assurer que les formulaires d'inscription au KGC sont prêts pour tout le personnel requis (en veillant à la réception et à l'exactitude de tous les documents, ainsi qu'à la maintenance et à la mise à jour régulières du fichier principal).
- Soutenir l'agent de conformité en chef dans l'examen des dossiers, des documents et des formulaires.
- Participer à des réunions régulières avec l'agent de conformité en chef sur des questions de conformité.
- Mettre à jour/tenir à jour régulièrement le document des normes de contrôle interne de Playground.
- Préparer des rapports écrits sur les résultats et les recommandations et compléter les dossiers de conformité avec la documentation pour justifier les résultats.
- Assister l'agent de conformité en chef dans la planification, la coordination et l'exécution de to



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