Financial Examiner,institutions

**Requirements** **Tasks** - Identify clients' financial goals and objectives - Monitor client investments - Analyze clients' financial records - Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning - Arrange for sale of financial products and investments - Review and examine financial...

FSRA is guided by our vision of financial safety, fairness and choice for Ontarians. And we achieve this by public service through dynamic, principles-based and outcomes-focused regulation. FSRA is committed to attracting and retaining exceptional people who bring energy, expertise, and experience. This includes providing a comprehensive total rewards...

**Position Title**:Financial Examiner** **Department: Financial Compliance** **Location: Toronto** **Status: Fixed-term, Full-time 9 months (Hybrid)** **Key Responsibilities**: - Perform Examinations: Conduct financial examinations of CIRO Members and review of auditor working paper files following CIRO standard procedures. - Review and Analyze...

Senior Financial ExaminerRogertson & Company Ltd. is currently seeking a Senior Financial Examiner to join our team. As a key member of our organization, you will be responsible for ensuring the accuracy and integrity of financial data.Key Responsibilities:Analyze financial statements and identify areas for improvement.Develop and implement effective...

CI Financial is an independent company offering global wealth management and asset management advisory services through a diverse group of financial services firms. Since 1965, we have consistently anticipated and responded to the changing needs of investors. We are driven by a commitment to provide individuals and institutions with the highest-quality...

Lieu de travail :Toronto, Ontario, CanadaHoraire :37.5 heuresSecteur d'activité :Gouvernance et ContrôlesDétails de la rémunération :$91,200 - $136,800 CADLa TD a à cœur d'offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de...

Lieu de travail :Toronto, Ontario, CanadaHoraire :37.5 heuresSecteur d’activité :Gouvernance et ContrôlesDétails de la rémunération :$91,200 - $136,800 CADLa TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles...

**Branch Compliance Examiner** - 2300653 **Job Summary** **Essential Duties and Responsibilities** - Branch Examination: Conduct regular travel to various Branches. Prior to trips you will be required to conduct background reviews of the Branch offices. While there you will meet with staff including Branch Management and review required files. Also, there...

**Aviso Wealth**: **The Opportunity**: We’re looking for a Compliance Officer to join our Compliance team. This can be a remote role, however for those who would like to come into the office we are at 151 Yonge St, Toronto, ON. Reporting to the Manager, Branch Examination, the Compliance Officer is responsible for conducting onsite and/or remote branch...

**Truthfulness | Fairness | Value | Loyalty** As one of Canada's largest insurance providers, Western has more than 220 locations across Canada. With over 2,100 team members, our actions are anchored in our Guiding Principles, Truthfulness, Fairness, Value, and Loyalty. We take care to deliver the right insurance solution every time so our customers can...

**Compliance Branch Examiner** - 2402795 - At Raymond James, _**_we _**_develop, _**_we _**_collaborate, _**_we _**_decide, _**_we _**_deliver, and _**_we _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their...

TD Bank is seeking a highly skilled and experienced Compliance Manager to join our team. As a key member of the Wealth Governance & Control team, this individual will be responsible for supporting the regulatory examination process for TD Wealth Lines of Businesses and control partners.About the RoleThis exciting opportunity is part of TD's commitment to...

Work Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: Governance & ControlPay Details: $91,200 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices...

Work Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: Governance & ControlPay Details: $91,200 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices...

Work Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: Governance & ControlPay Details: $91,200 - $136,800 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices...

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base...

IFG International Financial Group Ltd is seeking a highly skilled Documentation Writer for Financial Institutions to join our team. As a Policy and Procedures Documentation Writer, you will be responsible for creating high-quality documentation that supports the company's goals and objectives.About the RoleThis role involves writing and maintaining policy...

Audit Manager, Financial Institutions:We are seeking an experienced Audit Manager, Financial Institutions to join our team. The successful candidate will be responsible for assessing the design and operating effectiveness of internal controls relating to capital markets trading and treasury activities in financial institutions.This is an exciting opportunity...

Credit Trainer Financial Institutions - Consultant (Part-time) - TorontoRequisition ID: 47708Business Unit: Fitch LearningCategory: FacultyLocation: Toronto, CADate Posted: Feb 14, 2025At Fitch, we have an open culture where employees are able to exchange ideas and perspectives, throughout the organization, irrespective of their seniority. Your voice will be...

Capital One is committed to helping associates live well—physically, financially and emotionally. When you join us, we support you and those who are most important to you, offering full coverage for spouses, domestic partners, and dependents.About the JobAs a Financial Institution Compliance Officer, you will be responsible for developing and maintaining...