Financial Institution Compliance Officer

Company OverviewRobertson & Company Ltd. is a well-established investment firm dedicated to delivering long-term financial success for its clients.We pride ourselves on our collaborative, high-performance culture and are seeking a skilled Compliance Officer to join our team.Job DescriptionAs a Compliance Officer, you will be responsible for ensuring...

Job DescriptionWe are seeking a skilled Transaction Management Specialist to fill a 4-month contract in Toronto. As a key member of our team, your primary responsibilities will include:- Administering compliance and account reconciliations for low to medium complexity funds- Preparing financial reports, including financial statements and audit schedules,...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.  JOB...

**Core Responsibilities**The AML Officer will be responsible for conducting monitoring and testing routines of existing Business Unit internal controls and QA reviews on AML team adjudications and investigations to test for adherence to the Bank's AML/TF policies and procedures. Additionally, they will consolidate data across various sources to analyse...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.  JOB...

About the RoleThis exciting opportunity requires a skilled and experienced professional to join our team as a Manager, RJLU Compliance. As a key member of our compliance program, you will collaborate with various members of the compliance and legal teams at Raymond James Ltd. and Raymond James Financial to dispense advice and provide regulatory guidance to...

Job Title: Officer, Compliance - Institutional Location: Toronto, ON or Calgary, AB Contract - 18 Months The Client: Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance...

Job Title: Officer, Compliance - Institutional Location: Toronto, ON or Calgary, AB Contract - 18 Months The Client: Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance...

Job Title: Officer, Compliance - InstitutionalLocation:Toronto, ON or Calgary, ABContract - 18 MonthsThe Client:Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance Officer to join...

Job Description WHAT YOU WILL DO -Conduct, monitor and document daily and monthly head office reviews of client account activity with a focus on criteria outlined in CIRO (mutual fund dealer and investment dealer) rules, other regulations, and corporate guidelines and policies -Identify trends developing in trading of specific advisors and/or client...

Friday, February 7, 2025Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, ThinkInsure, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, insurance, real estate services, financial services and more....

Friday, February 7, 2025Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, ThinkInsure, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, insurance, real estate services, financial services and more....

Friday, February 7, 2025Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, ThinkInsure, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, insurance, real estate services, financial services and more....

About UsWe're American Express, a global leader in consumer and commercial payments and card services. Our company was founded over 175 years ago, and today we have operations in over 130 countries. We're known for our commitment to excellence, customer satisfaction, and innovation, and we're proud of our reputation as one of the world's most trusted...

Join to apply for the Chief Compliance Officer role at OTT Financial GroupOTT Pay Inc. is an established, fully funded fintech company focused on delivering streamlined financial payment solutions. With a strategic focus on both acquiring and issuing business, we are developing a mobile-first platform that offers a wide range of financial services, loyalty...

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.  JOB...

IFG International Financial Group Ltd is seeking a highly skilled Documentation Writer for Financial Institutions to join our team. As a Policy and Procedures Documentation Writer, you will be responsible for creating high-quality documentation that supports the company's goals and objectives.About the RoleThis role involves writing and maintaining policy...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.We are...

About the Role">The AML Manager will be responsible for leading the AML Investigation team and overseeing the day-to-day investigative activities of a group of AML analysts. This is a hybrid role, requiring 2-3 days of office work per week.Key Responsibilities:Manage and lead the AML Investigation teamOversee the day-to-day investigative activities of AML...