Compliance Officer

3 weeks ago


Vancouver, Canada Insurance Council of BC Full time

The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 50,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia.

**Why Work for the Insurance Council?**

Work with a great team of people in a rewarding career that makes a difference. We’re in a downtown location with plenty of amenities nearby. The Insurance Council has a friendly and collaborative environment with a team who’s committed to protecting the public.
- We offer a comprehensive employee benefits plan.
- Work-life balance.
- This position is mostly remote work enabled. The incumbent would be required to come into the office as needed.
- Professional development.
- Equitable employment opportunities.

**The Opportunity**

The primary focus of this role is the handling of complaints. In addition, the Compliance Officer will provide guidance on inquiries on issues surrounding the responsibilities of licensees, as well as identifying trends that may have an impact on the insurance industry.

**Duties and Responsibilities**
- Review complaints against licensees or former licensees to determine whether the matter is within the Insurance Council’s jurisdiction, identify non-compliance with requirements and potential risks to the public which require investigation
- Identify precedents.
- Draft and issue reminder letters where conduct concerns are identified but can be addressed remedially.
- Prepare and present reports and letters for consideration by a Review Committee and/or Voting Council.
- Document minutes of meetings or interactions with Licensees or witnesses as required.
- Assist the public in resolving complaints or concerns with licensees by providing information and direction where possible.
- Review, research and respond both verbally and in writing to inquiries.
- Prepare both external and internal written communications as required.
- Liaise with other departments as required.
- Identify emerging trends and work with the Manager, Compliance to develop recommended courses of action.
- Remain current on legislation, practices and regulation.
- Assist the Manager, Compliance as required and handle other duties as assigned.

**Qualifications and Experience**
- Minimum of 5 years’ experience in the Life insurance industry.
- Background in client service and conflict resolution.
- Post-secondary education, such as a university degree in a related field like Business Administration, or equivalent experience.
- Certification, such as CLU, FLMI, CFP, CEBS, OR CHS would be an asset.
- Proficiency with Microsoft Office suite, specifically with Word, Excel and Teams.
- Familiarity with life insurance products including universal life, whole life and segregated funds.
- An understanding of life insurance policy concepts and strategies.
- Strong verbal and written communication skills.


  • Compliance Officer

    1 month ago


    Vancouver, Canada Insurance Council of BC Full time

    The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 45,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. **Why Work for the Insurance Council?** Work with a great team of people in a...

  • Compliance Officer

    1 month ago


    Vancouver, Canada Insurance Council of BC Full time

    The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 45,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. **Why Work for the Insurance Council?** Work with a great team of people in a...

  • Compliance Officer

    1 month ago


    Vancouver, Canada Insurance Council of BC Full time

    The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 50,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. **Why Work for the Insurance Council?** Work with a great team of people in a...


  • Vancouver, Canada Raymond James Financial Full time

    **AML Compliance Officer, RJLU** - 2302725 - At Raymond James,_ _**_we_**_ _**_develop,_ _**_we_**_ _**_collaborate,_ _**_we_**_ _**_decide,_ _**_we_**_ _**_deliver, and_ _**_we_**_ _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking...


  • Vancouver, Canada BCLC Full time

    **BCLC exists to generate win-wins for the greater good.** **For our people, our players, our communities, our industry, and our planet.** **Lottery | Casino | Sports** Being a social purpose company, we are not only able to better align our business decisions with our purpose, but more importantly, we are committing to doing our part in creating a better...

  • Compliance Analyst

    4 days ago


    Vancouver, Canada iA Groupe financier iA Financial Group Full time

    **_Vancouver/ Hydrid _**: **Purpose and accountability** Working under the direct supervision of the Compliance & Risk Management Specialist, the incumbent will monitor and report on compliance and risk management activities, including all provincial agent licensing regulations, and will assist with the implementation of compliance procedures and processes....

  • Compliance Assessor

    1 month ago


    Vancouver, Canada COBS Bread Full time

    Great Place to Work® Certified **Compliance Assessor (Part Time, 14 month Contract)** Reports to: Senior Compliance Officer Location: Vancouver, BC An exciting opportunity exists for a Part Time **Compliance Assessor** to join COBS Bread on a 14 month contract to assess the standards of our Franchised bakeries and provide feedback to our Franchisees and...


  • Vancouver, Canada Peoples Trust Full time

    Job Details Description About us : Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 35 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge...


  • Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** **What will you do?** - Seek to remain current and informed about marketing compliance regulations, RBC GAM policies, and PH&N Institutional business standards. - Review marketing materials, sales communications, social media and other content; - Monitor compliance to Canadian securities laws and regulations, as...


  • Vancouver, Canada Dentons Full time

    Vancouver, British Columbia, CA- Feb 23, 2024Dentons is designed to be different. Our firm leads the way in a rapidly changing legal marketplace. We challenge the status quo and deliver consistent results as well as uncompromising quality and value to our clients. Our global presence is renowned as a firm with over 21,000 individuals in more than 200 offices...


  • Vancouver, Canada LGM Financial Services Inc. Full time

    LGM is a national leader in providing warranty, finance, and insurance services to the Canadian automotive industry. Since 1998, LGM has been successfully supplying quality products and leading training solutions to Canadian car dealerships. Dealer partnerships are complemented with the strong backing and support of their automotive manufacturing brands,...

  • Port Captain

    4 weeks ago


    Vancouver, Canada Seaspan Marine Full time

    **Port Captain - Regulatory & Compliance**: The Port Captain - Regulatory & Compliance is accountable for the regulatory compliance and security of all vessels in the marine fleet. Working in collaboration with various departments within Marine Operations and the HSEQ Department, this position ensures operation standards and safety procedures are in place...


  • Vancouver, British Columbia, Canada Canonical - Jobs Full time

    The Security Compliance Engineer works in the office of the CISO in the Risk & Compliance team to help Canonical to achieve overall security & compliance goals and relevant certifications, as well as compliance with regulatory frameworks and other relevant standards.The team's role is to ensure that Canonical conducts its business processes in compliance...


  • Vancouver, Canada The City of Vancouver Full time

    **Requisition ID**:40630 **Organization** Located on the traditional, ancestral and unceded lands of the xʷməθkʷəy̓əm (Musqueam), Sḵwx̱wú7mesh (Squamish), and səlilwətaɬ (Tsleil-Waututh) Peoples, Vancouver has a commitment to becoming a City of Reconciliation. Vancouver consistently ranks as one of the world’s most liveable cities and is...


  • Vancouver, Canada University of British Columbia Full time

    Staff - Non Union Job Category M&P - AAPS Job Profile AAPS Salaried - Information Systems and Technology, Level D Job Title Lead Advisor, Information Security Compliance Department Information Security Compliance Support | Safety & Risk Services | VP Finance and Operations Compensation Range $7,278.33 - $11,372.33 CAD Monthly The Compensation...

  • Registrations Officer

    4 weeks ago


    Vancouver, Canada Raymond James Financial Full time

    **Registrations Officer** - 2204527 **Registrations Officer** **Description - External** **Job Summary** Raymond James Ltd. is seeking a Registrations Officer to join our team at our Vancouver, Toronto, or Montreal locations. Raymond James Ltd. is Canada’s leading independent investment dealer offering high quality investment products and services to...

  • Office Manager

    4 weeks ago


    Vancouver, Canada TTG CanadaTORQUE Strategies Full time

    **Office Manager** Are you ready to progress your career with a vibrant sports and entertainment agency? We are looking for someone with the energy and drive to work with our team of professionals. As the Office Manager, you will be responsible for daily financial transactions, HR support, and office management and administration. You will play a critical...


  • Vancouver, Canada City of Vancouver Full time

    Main Purpose and Function Risk Management is responsible for providing risk mitigation strategies to ensure ongoing compliance with Payment Card Industry (“PCI”) data security standards, by staying abreast of industry best practices, by promoting risk awareness among business units, and by ensuring that proper documentation and audit evidence is...

  • Office Manager

    2 weeks ago


    Vancouver, BC, Canada Spexi Geospatial Inc. Full time

    At Spexi Geospatial, we’re revolutionizing accessibility to high-resolution geospatial imagery through cutting edge drone technology. As we continue to expand, we’re seeking an experienced Office Coordinator to bolster our administrative and accounting endeavours. In this position, you will be working out of our exciting new office in the 800 block of...


  • Vancouver, Canada City of Vancouver Full time

    PCI Compliance Senior Advisor and Internal AssessorRequisition ID: 41448 OrganizationLocated on the traditional, ancestral and unceded lands of the xʷməθkʷəy̓əm (Musqueam), Sḵwx̱wú7mesh (Squamish), and səlilwətaɬ (Tsleil-Waututh) Peoples, Vancouver has a commitment to becoming a City of Reconciliation. Vancouver consistently ranks as one of...