Compliance Manager

2 weeks ago


Vancouver, Canada DNBC Financial Group Full time

Responsible for the design, implementation, and maintenance of the compliance program of the group.
- Prepare and respond to regulatory enquiries and manage examinations
- Research and report on regulatory developments and make suggestions with respect to related compliance policy and procedure enhancements.
- Compliance Management Program: develop and maintain a risk-based compliance management program for DSBC’s global payments, comprehensively considering its products and services. The program may call for risk assessments, policies and procedures, training, monitoring and testing issues management, complaint management, and reporting. Ensure that BSA, AML, and Sanctions topics are fully and adequately covered for the MSB/MTL activities and all products and services.
- Regulatory Examination Management: entirely manage State regulatory examinations, including receiving notifications of exams, responding to initial examination requests for materials, hosting regulators onsite or offsite, responding to subsequent requests for materials and meetings, and preparing management responses to examinations. Post examination, ensuring findings and recommendations are addressed appropriately.

**Requirements**:
Minimal 3 years of professional compliance experience as a compliance risk professional at MSB/MTL, financial institutions, banks, fin-tech companies, financial regulatory agencies, or professional services firms serving financial institution clients.

Bachelor’s degree required.

Familiarity with regulatory requirements applicable to MSBs/MTL institutions.

Knowledge of MSB/MTL or payments experience, and experience with OFAC and AML compliance; FATCA and tax rules experience a plus.

A business mindset with a drive to find solutions that allow business and market share growth in a prudent and long-term-oriented approach.

Experience working with state and/or federal regulators and agencies (i.e., FinCEN, California Money Transmitter Division,..).

Certified Anti-Money Laundering Specialist (CAMS) and/or Certified Regulatory Compliance Manager (CRCM) strongly preferred.

Experience in and understanding of payments, gateway, e-money or wallet products and services, banking functions, MSBs, and/or merchant processing.

**Salary**: From $80,000.00 per year

Schedule:

- 8 hour shift
- Monday to Friday

COVID-19 considerations:
No

Ability to commute/relocate:

- Vancouver, BC V6C3E8: reliably commute or plan to relocate before starting work (preferred)



  • Vancouver, Canada ActiveState Full time

    **License Compliance Manager** Location: Vancouver or anywhere in North America We are seeking an experienced License Compliance Manager to join Activestate with a focus on compliance related activity along with the ActiveState Account Management and Account Executive team.This position will be responsible for client compliance management of our subscription...


  • Vancouver, Canada Lululemon Full time

    who are we lululemon is an innovative performance apparel company for yoga, running, training, and other athletic pursuits. Setting the bar in technical fabrics and functional design, we create transformational products and experiences that support people in moving, growing, connecting, and being well. We owe our success to our innovative product, emphasis...


  • Vancouver, Canada Artemis Gold - Blackwater Project Full time

    Overview: Artemis Gold Inc., listed on the TSX Venture exchange, is a well-financed, growth-oriented gold development company with strong financial capacity aimed at creating shareholder value through the identification, acquisition and development of gold properties in mining friendly jurisdictions. Our current focus is construction of the Blackwater Mine...


  • Vancouver, Canada HashiCorp Full time

    **Manager, Governance, Risk & Compliance**: **About the Role**: We're looking for a GRC manager to lead, develop and mature the commercial compliance (SOC 2 Type 2, ISO 27001/17/18) and policy/controls programs at HashiCorp. This role will be heavily focused on scaling, automating, and managing compliance capabilities across HashiCorp. We're looking for a...


  • Vancouver, Canada VoPay International Inc. Full time

    **About VoPay International Inc.** VoPay International is a high-growth, innovative payment technology delivering a range of cutting-edge payment solutions to major corporations, banks and SMEs globally in over 80 countries. **The Opportunity** We are looking for a Risk Management and Compliance Officer, who possesses experience with financial services...


  • Vancouver, Canada BCLC Full time

    **BCLC exists to generate win-wins for the greater good.** **For our people, our players, our communities, our industry, and our planet.** **Lottery | Casino | Sports** Being a social purpose company, we are not only able to better align our business decisions with our purpose, but more importantly, we are committing to doing our part in creating a better...

  • Compliance Counsel

    4 days ago


    Vancouver, Canada Lululemon Full time

    **who we are**: lululemon is an innovative performance apparel company for yoga, running, training, and other athletic pursuits. Setting the bar in technical fabrics and functional design, we create transformational products and experiences that support people in moving, growing, connecting, and being well. We owe our success to our innovative product,...

  • Compliance Officer

    2 weeks ago


    Vancouver, Canada Haywood Securities Inc. Full time

    Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment opportunities to a...

  • Compliance Officer

    2 weeks ago


    Vancouver, Canada Haywood Securities Inc. Full time

    Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment opportunities to a...

  • Compliance Officer

    2 weeks ago


    Vancouver, Canada Haywood Securities Inc. Full time

    Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment opportunities to a...


  • Vancouver, Canada Vancouver Fraser Port Authority Full time

    **BE PART OF THE TEAM THAT BRINGS THE WORLD TOGETHER.** **Career Opportunity**:Compliance Monitoring Specialist Join an organization that plays a critical role in Canada’s economy. At the Vancouver Fraser Port Authority, we focus on doing the incredible work it takes to become the world’s most sustainable port. The Vancouver Fraser Port Authority is...

  • Compliance Officer

    2 weeks ago


    Vancouver, Canada Insurance Council of BC Full time

    The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 45,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. **Why Work for the Insurance Council?** Work with a great team of people in a...

  • Compliance Officer

    2 weeks ago


    Vancouver, Canada Insurance Council of BC Full time

    The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 45,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. **Why Work for the Insurance Council?** Work with a great team of people in a...

  • Compliance Officer

    2 weeks ago


    Vancouver, Canada Insurance Council of BC Full time

    The Insurance Council of British Columbia is the regulatory organization that licenses and regulates the activities of over 50,000 life and general insurance agents, general insurance salespersons, insurance adjusters, and restricted travel insurance agents in British Columbia. **Why Work for the Insurance Council?** Work with a great team of people in a...

  • Compliance Officer

    Found in: Jooble CA O C2 - 2 weeks ago


    Vancouver, BC, Canada Haywood Securities Inc. Full time

    Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment opportunities to a...

  • Payments Compliance Analyst

    Found in: Talent CA C2 - 1 week ago


    Vancouver, Canada Peoples Trust Full time

    Job Details Description About us : Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 35 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge...

  • Compliance Analyst

    16 hours ago


    Vancouver, Canada The City of Vancouver Full time

    **Requisition ID**:38527 **Organization** Located on the traditional, ancestral and unceded lands of the xʷməθkʷəy̓əm (Musqueam), Sḵwx̱wú7mesh (Squamish), and səlilwətaɬ (Tsleil-Waututh) Peoples, Vancouver has a commitment to becoming a City of Reconciliation. Vancouver consistently ranks as one of the world’s most liveable cities and is...

  • Compliance Analyst

    17 hours ago


    Vancouver, Canada Fasken Full time

    **Who We Are** Fasken is a leading international business law and litigation firm, and was recently voted one of Canada’s Best Employers for 2023. Our firm’s 950 lawyers are located across offices in Vancouver, Surrey, Calgary, Toronto, Ottawa, Montréal, Québec City, London and Johannesburg And an office in the professional and retail district known...


  • Vancouver, Canada Agentis Capital Full time

    **Our Firm**: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution. Agentis is dedicated to providing our clients with transparent, comprehensive financial services that unlock value at every stage. We advise across a multitude of sectors and geographies, for global...


  • Vancouver, Canada CWB Financial Group Full time

    At CWB , we strive to build value for the people who choose us every day: our people, our clients and our investors. We do this by holding true to the values that guide us. We put people first and build relationships with intention. We seek out and embrace new ideas, knowing that better is always possible. We believe that how we do things is as important...