Examiner, Business Conduct Compliance

**Position Title: Business Conduct Compliance Examiner (ID)** **Department: Business Conduct Compliance** **Location: Montreal** **Status: Permanent, Full-time (Hybrid)** As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory and investment industry standards...

**Position Title: Trading Conduct Compliance Examiner (Bilingual)** **Department: Trading Conduct Compliance** **Region: Montreal** **Status: Permanent Full-time (Hybrid)** New Self-Regulatory Organization of Canada, a consolidation of IIROC and the MFDA, is a pan-Canadian organization that oversees all investment dealers and trading activity in marketplaces...

**Position Title: Manager, Trading Conduct Compliance (ID) - Bilingual** **Department: Trading Conduct Compliance** **Location: Montreal, Toronto, Calgary or Vancouver** **Status: Permanent Full-time (Hybrid)** The Manager will assist the Directors in providing leadership to a team of Trading Conduct Compliance examiners. The role of Trading Conduct...

**Venture outside the ordinary - TMX Careers** The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we’re connecting cross-functionally, traversing industries and geographies, moving opportunity into...

**Position Title: Business Conduct Compliance Examiner** **Department: Business Conduct Compliance** **Location: Montreal** **Status: Contract 12 months (Hybrid)** **Day in the life of**: As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory and investment...

Custom Healthcare Compliance Solutions is a boutique consulting firm based in Montreal, Quebec. We partner with medical device and pharmaceutical companies worldwide to design, maintain, and strengthen compliance programs that manage risks under international healthcare fraud and abuse laws. We are looking for a bright, motivated **Associate Consultant** to...

**Position Title: Market Compliance Coordinator** **Department: Trading Conduct Compliance & Trade Review and Analysis** **Location: Montreal** **Status: Permanent, Full-time (Hybrid)** Reporting to the Director, Trading, the Market Compliance Coordinator is accountable for providing technical and administrative support for the Trading Conduct Compliance...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

**Responsibilities**: Societe Generale is a global financial institution and one of the largest foreign corporate and investment banks. As such, it has a diverse population which fosters opportunity to collaborate with colleagues in different countries as well as access to international mobility. The firm recently unveiled its new brand platform “The...