Chief Compliance Officer

4 weeks ago


Toronto, Canada BJRC Recruiting Full time

Our Client
Is a leading Financial Services, Real Estate and Asset Management company.

Responsibilities
Develop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.
Manage Compliance budgeting, risk assessment, and planning activities.
Conduct Compliance Monitoring, Testing, and subject matter reviews, covering various areas such as credit risk and property management.
Perform Annual Compliance Self-assessment and participate in ICAAP Planning and Risk Assessment.
Review monthly compliance reports and provide Quarterly and Annual Compliance Reporting to Board and Senior Management.
Prepare and submit Regulatory Reporting, and respond to surveys and information requests.
Coordinate on-site and desktop regulatory examinations and implement new regulatory developments.
Stay updated on regulatory changes through research, conferences, and communications.
Develop and deliver Compliance training programs for employees, including management and ongoing sessions.
Oversee Corporate Governance tasks, including corporate secretarial duties, board training, governance guideline assessments, and new director coordination.

Requirements
Possess a minimum of 10 years of compliance and/or risk management experience within an OSFI regulated Deposit Taking Institution, such as a Bank or Trust Company.
Hold a degree from a post-secondary institution, with specialization in commerce, accounting, business, finance, economics, or related fields.
Additional qualifications such as a post-graduate degree or relevant professional designation/certification would be advantageous.



  • Toronto, Canada Admiral Markets Full time

    Admiral Markets Canada Limited ("Admirals Canada") is a registered investment dealer, Member of the Investment Industry Regulatory Organization of Canada (IIROC) and Canadian Investor Protection Fund (CIPF). We are a member of Admirals Group AS. The firm is an order-execution-only (OEO) dealer in "contracts for difference" and over-the-counter (OTC) foreign...


  • Toronto, Canada Peak6 Full time

    Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to support clients such as Stash, Betterment, SoFi, and WeBull, and more than 20 million of our...


  • Toronto, Canada Apex Clearing Full time

    Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to support clients such as Stash, Betterment, SoFi, and WeBull, and more than 20 million of our...


  • Toronto, Canada Agentis Capital Full time

    **Our Firm**: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution. Agentis is dedicated to providing our clients with transparent, comprehensive financial services that unlock value at every stage. We advise across a multitude of sectors and geographies, for global...


  • Toronto, Canada Rogers Communications Full time

    **Who we are**: At Rogers, we connect Canadians to a world of possibilities and the memorable moments that matter most in their lives. Every day we wake up with one purpose in mind. To bring loved ones together from across the globe. To connect people to each other and the world around them. To help an entrepreneur realize their dream. A sports fan...


  • Toronto, Canada CCBST College Full time

    **Key Responsibilities** - Responsible for the overall security of the works - Responsible for the delivery of all aspects of security management for the Works, including Security Risk Assessment, CPTED (crime prevention through environmental design) and other threat and vulnerability assessments. - Be the project’s contact for all communications with the...

  • Compliance Officer

    4 weeks ago


    Toronto, Canada Coinsquare Full time

    **About the Role**: The Compliance Officer (“CO”) contributes to the overall performance of the Regulatory Compliance Department within Coinsquare Capital Markets Limited (“CCML”). CCML is registered across Canada as an investment dealer and is a dealer and marketplace member of the New Self Regulatory Organization of Canada (“New SRO”). CCML is...


  • Toronto, Canada Raymond James Financial Full time

    **Compliance Officer - RJLU** - 2300382 **Job Summary** Raymond James Ltd. is seeking a Compliance Officer for its subsidiary company Raymond James (USA) Ltd. (RJLU). RJLU is cross-border firm that is registered in the United States with the Securities and Exchange Commission as a Registered Investment Advisor and with the Financial Industry Regulatory...

  • Chief Officer

    1 hour ago


    Toronto, ON, Canada Toronto Transit Commission Full time

    Chief Capital Officer's Office (20000708) - Chief Capital Officer's Office & Staff (30000267) Weekly Hours: 35, Off Days: Saturday and Sunday Shift: Day Charla Sevitti, Manpower -The Toronto Transit Commission (TTC) is North America's third largest transit system and has been recognized as one of the top places to work in the GTA. Since 2022, the TTC has...


  • Toronto, Canada MANI WONDERS Full time

    Mani Wonders Inc. is a leading product design brand in the fashion technology space. Our precision-engineered lifestyle products are designed in Toronto and distributed worldwide. At Mani Wonders, we believe in creating products that combine innovation, style, and functionality to enhance everyday life. We are currently seeking an experienced and visionary...


  • Toronto, Canada MANI WONDERS Full time

    Mani Wonders Inc. is a leading product design brand in the fashion technology space. Our precision-engineered lifestyle products are designed in Toronto and distributed worldwide. At Mani Wonders, we believe in creating products that combine innovation, style, and functionality to enhance everyday life. We are currently seeking an experienced and...


  • Toronto, Canada MANI WONDERS Full time

    Mani Wonders Inc. is a leading product design brand in the fashion technology space. Our precision-engineered lifestyle products are designed in Toronto and distributed worldwide. At Mani Wonders, we believe in creating products that combine innovation, style, and functionality to enhance everyday life. We are currently seeking an experienced and dynamic...


  • Old Toronto, Canada Rubicon Path Full time

    About the job Chief Financial Officer (CFO) Our client, the BIG FOUR consulting firm, is hiring for the CFO position in Toronto. This is a contract position. They are looking to hire an independent contractor for their upcoming engagements. The hourly compensation rate is negotiable. The Chief Financial Officer (CFO) may be responsible for but is not...


  • Old Toronto, Canada Rubicon Path Full time

    About the job Chief Financial Officer (CFO)Our client, the BIG FOUR consulting firm, is hiring for the CFO position in Toronto. This is a contract position. They are looking to hire an independent contractor for their upcoming engagements. The hourly compensation rate is negotiable. The Chief Financial Officer (CFO) may be responsible for but is not limited...


  • Old Toronto, Canada Rubicon Path Full time

    About the job Chief Financial Officer (CFO)Our client, the BIG FOUR consulting firm, is hiring for the CFO position in Toronto. This is a contract position. They are looking to hire an independent contractor for their upcoming engagements. The hourly compensation rate is negotiable. The Chief Financial Officer (CFO) may be responsible for but is not limited...


  • Old Toronto, Canada Rubicon Path Full time

    About the job Chief Financial Officer (CFO)Our client, the BIG FOUR consulting firm, is hiring for the CFO position in Toronto. This is a contract position. They are looking to hire an independent contractor for their upcoming engagements. The hourly compensation rate is negotiable. The Chief Financial Officer (CFO) may be responsible for but is not limited...


  • Toronto, ON, Canada Rubicon Path Full time

    About the job Chief Financial Officer (CFO) Our client, the BIG FOUR consulting firm, is hiring for the CFO position in Toronto. This is a contract position. They are looking to hire an independent contractor for their upcoming engagements. The hourly compensation rate is negotiable. The Chief Financial Officer (CFO) may be responsible for but is not...

  • Chief Legal Officer

    4 days ago


    Old Toronto, Canada CAMH Full time

    The Centre for Add The Centre for Addiction and Mental Health (CAMH) is Canada's largest mental health teaching hospital and one of the world's leading research centres in its field. CAMH is fully affiliated with the University of Toronto and is a Pan American Health Organization/World Health Organization Collaborating Centre. With a dedicated staff of...

  • Chief Legal Officer

    3 hours ago


    Toronto, ON, Canada CAMH Full time

    The Centre for Add The Centre for Addiction and Mental Health (CAMH) is Canada's largest mental health teaching hospital and one of the world's leading research centres in its field. CAMH is fully affiliated with the University of Toronto and is a Pan American Health Organization/World Health Organization Collaborating Centre. With a dedicated...


  • Toronto, Canada Colleges Ontario Full time

    **Description**: As Ontario’s association representing the province’s 24 public colleges, Colleges Ontario promotes the college sector’s pivotal role in strengthening the economy by producing graduates with the professional qualifications and expertise to succeed in rewarding careers. Colleges Ontario champions policy measures to enhance the quality of...