Senior Wealth Management Compliance Director

A leading wealth and asset management firm in Canada is seeking a Senior Manager, Compliance to ensure adherence to provincial regulations and oversee compliance frameworks. The ideal candidate will have 7–10+ years of relevant experience, demonstrated leadership abilities, and proficiency in both French and English. This role is key to supporting the...

**Aviso Wealth**: **The Opportunity**: We’re looking for a Director, Governance, Risk, and Compliance (GRC) to join our Technology Security team. **Who you are**: - **Service** - You consider both internal and external stakeholders and demonstrate intent of understanding and putting the clients’ needs first. You advocate service excellence and work to...

Senior Manager Private Wealth AssociatesToronto, ONWe have a lot to be proud of at Nicola Wealth. Our sophisticated financial planning, our diversified private investment funds and their exceptional performance, our 98% client retention rate and our award-winning culture, combine to position us as a national leader in wealth management. Recognized as a Best...

Join to apply for the Director, Wealth Management role at Alterna Savings1 day ago Be among the first 25 applicantsJoin to apply for the Director, Wealth Management role at Alterna SavingsGet AI-powered advice on this job and more exclusive features.Direct message the job poster from Alterna SavingsThe Director is responsible for efficient and effective...

**Job Summary** **What is the opportunity?** The Associate director, as an integral member of the RCM (Regulatory Compliance Management) Oversight and Reporting Team (RORT), will support the Director in the administering and executing of RCM oversight responsibilities for Wealth Management and Insurance business segments. Responsible for ongoing monitoring...

A national wealth management firm in Toronto is seeking a Senior Manager for Private Wealth Associates. This pivotal leadership role involves guiding a high-performing team of Wealth Planning Associates while managing recruitment, performance coaching, and resource alignment. Candidates should have at least 5 years of leadership experience, preferably in...

Overview What is your opportunity? As Director, RBC Wealth Management Canada Compliance, you will play a key leadership role in support of the RBC Dominion Securities Inc. (Retail) (RBC DS) business, Canada’s largest investment dealer and wealth management firm. You will be responsible for a broad mandate, which includes: people management, advisory...

Overview At Aviso, we are dedicated to improving the financial well‑being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic...

Senior Wealth Planning Associate (Toronto) Location: Toronto, ON We have a lot to be proud of at Nicola Wealth. Our sophisticated financial planning, our diversified private investment funds and their exceptional performance, our 99% client retention rate and our award‑winning culture, combine to position us as a national leader in wealth management....

A leading wealth management firm in Toronto seeks a Senior Wealth Planning Associate to support Wealth Advisors, manage client reviews, and deliver personalized client service. The ideal candidate has over 3 years of client-facing experience in wealth management, strong communication skills, and has completed the Canadian Securities Course. This full-time...