Senior Compliance Officer – CMG Modernization

Position Title: Senior Compliance Officer, Compliance Modernization Group (CMG) Department: Compliance Modernization Group (CMG) Location: Toronto, Montreal, Calgary, Vancouver Employment Type: Regular Working Arrangement: Full-time, Hybrid About Us As a self-regulatory organization, our mission is to promote healthy capital markets by regulating fairly and...

A leading regulatory organization is seeking a Senior Compliance Officer to support and implement compliance programs. This role involves engaging with technology solutions, ensuring regulatory alignment, and enhancing compliance processes. Candidates should possess strong knowledge of Microsoft 365, excellent analytical skills, and the ability to work...

PWL Wealth Management is a premier independent Canadian Wealth Management firm. Canadian based High Net Worth families entrust PWL to manage their investment portfolios on a discretionary basis and provide holistic financial advice for all facets of their lives. Financial Planning, Tax and Estate services are delivered via PWL Conseil, and investment...

Job Description - Senior Compliance Officer, Product Risk - 12 Month Contract (2600047) Senior Compliance Officer, Product Risk - 12 Month Contract - 2600047 At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment...

Senior Data Analyst (34698) – Myticas ConsultingOur client, a large Canadian financial institution, is seeking a Senior Data Analyst to support its Security Office as part of a major modernization initiative involving issuer core banking systems. The role will focus on regulatory compliance related to anti-money laundering (AML) and tax evasion, while...

Senior Data Analyst (34698) – Myticas Consulting Our client, a large Canadian financial institution , is seeking a Senior Data Analyst to support its Security Office as part of a major modernization initiative involving issuer core banking systems. The role will focus on regulatory compliance related to anti-money laundering (AML) and tax evasion , while...

Votre équipe /Your team Pictet Montréal, faisant partie du Groupe Pictet (une banque privée suisse) forte de plus de 50 ans d’expertise en négociation de titres—cherche à renforcer son équipe de Conformité. La mission du département de Conformité est de prévenir et de détecter les infractions aux réglementations, de promouvoir des pratiques...

Votre équipe /Your teamPictet Montréal, faisant partie du Groupe Pictet (une banque privée suisse) forte de plus de 50 ans d'expertise en négociation de titres—cherche à renforcer son équipe de Conformité. La mission du département de Conformité est de prévenir et de détecter les infractions aux réglementations, de promouvoir des pratiques...

A leading independent investment dealer is seeking a highly qualified Senior Compliance Officer to oversee compliance with industry regulations and internal policies. Responsibilities include daily risk management tasks, preparing reports for regulatory examinations, and conducting compliance monitoring. The ideal candidate will have 5+ years in compliance,...

Senior Customer Success Manager Dot Compliance is a leading provider of cloud Quality and Compliance management solutions for the life science industry. Dot’s SaaS solutions are based on salesforce.com, the world’s most innovative cloud technology provider. We are a young and innovative software company looking to dramatically change how pharma, biotech,...