Senior Compliance

A leading energy sector organization in Ontario is seeking a Senior Analyst in Compliance and Dispute Resolution. This role involves conducting compliance monitoring, investigating breaches in market rules, and working independently on major projects. Candidates should have advanced analytical and communication skills, and experience in regulatory...

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer . Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to...

Get AI-powered advice on this job and more exclusive features. Phoenix Search Group Inc. provided pay range This range is provided by Phoenix Search Group Inc.. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range CA$65,000.00/yr - CA$70,000.00/yr The Compliance Coordinator will report to the...

Reporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program. As the designated CCO under NI 31-103, you will oversee all compliance functions for our Canadian entities while also...

Reporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program. As the designated CCO under NI 31-103, you will oversee all compliance functions for our Canadian entities while also...

Reporting to the CEO and working closely with executive leadership in both Canada and the U.S., the Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the firm’s Canadian compliance program. As the designated CCO under NI 31-103, you will oversee all compliance functions for our Canadian entities while also...

About us:Clearlight Energy, one of North America's leading private renewable energy companies, operates more than 3,000 MW across 44 assets consisting of utility scale solar, wind, battery storage and renewable natural gas in North America. Approximately 2,700 MW of its operations are located in the U.S., across NYISO, MISO, PJM, ERCOT and CAISO markets,...

We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Market Dealer (EMD) with operations across all Canadian provinces and territories. The OSC acts as our principal regulator, and we operate within a robust and evolving regulatory...