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Compliance Business Oversight Analyst II

1 month ago


Toronto, Canada TD Securities Full time

Compliance Business Oversight Analyst II (3924) Work Location: Toronto, Ontario, Canada Hours: 37.5 hours per week Line Of Business: Compliance Pay Details: $69,700 - $98,400 CAD Job Description KEY ACCOUNTABILITIES CUSTOMER Assist in the development and implementation of appropriate Compliance policies, processes and controls Facilitate the periodic Compliance risk and self-assessment activities for designated business using TD’s Enterprise Compliance Risk Assessment Framework Monitor that assessments are completed and communicated in a continuous and timely fashion Guide and complement the assigned portfolio in terms of financial, regulatory and risk management requirements #J-18808-Ljbffr