Senior Governance

Apply for the Senior Governance & Control Analyst role at TD Securities. Work Location: Toronto, Ontario, Canada Hours: 37.5 hours per week Line Of Business: Governance & Control Pay Details: $76,800 - $115,200 CAD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Department Overview TD Securities' Governance & Control (G&C) team partners with the TDS businesses globally to oversee the design, implementation, maintenance, and monitoring of effective internal controls to ensure business activities remain within TD Bank's risk appetite and comply with regulatory requirements. Job Description Reporting to the Senior Manager, TDS G&C, the primary role of the Senior Analyst is to support TDS businesses in adhering to applicable Financial Crimes Risk Management (FCRM) and fraud requirements, managing this risk, and ensuring effective FCRM and fraud controls are in place. This role works in partnership with other G&C teams, TDS businesses, and risk partners to contribute to the ongoing management of FCRM and fraud risk. Key Accountabilities Support the execution of the AML and Anti‑Bribery and Corruption (ABAC) Risk assessments, including provision of data, inherent risk documentation, and control documentation, and automating data input. Execute testing of key controls within established deadlines, applying TD testing methodology. Ensure that exceptions are appropriately analyzed, reported, and tracked to resolution; assist TDS Businesses in developing action plans to address control gaps and root cause themes. Build and maintain constructive relationships with FCRM and fraud risk partners and other stakeholders to ensure requirements are understood and met. Identify and, as needed, escalated key FCRM and fraud issues and risks to the Manager. Assist with ad hoc governance, risk management and control projects or tasks of varying complexities within established deadlines. Support G&C executive reporting on the overall status of programs. Promote positive working relationships by effectively communicating and regularly sharing information, issues, learnings, and knowledge with the team. Job Requirements University or Post‑Graduate degree; compliance, auditing or risk management designation is an asset. Minimum 2 years of AML, Risk, and/or Audit experience (financial services industry preferred). Prior audit experience, quality control testing experience, or familiarity with TD Bank testing methodology. Strong interpersonal and relationship management skills. Flexibility to adapt quickly to changing and ambiguous initiatives or requirements and ability to work collaboratively across functions in a fast‑paced environment. Effective time management, multi‑tasking, and organizational skills to meet tight timeframes. Well‑developed written and verbal communication skills, confident presentation and facilitation skills. Ability to take initiative and work independently as well as in a team environment. Language Requirement (Québec only) Sans Objet Who We Are TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients. With more than 6,500 professionals operating in 40 cities worldwide, we help clients meet their needs today and prepare for tomorrow. Additional Information We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home. This opportunity is subject to provincial regulation for employment purposes. Each province or territory of Canada may have its own set of regulations and requirements. #J-18808-Ljbffr