Chief Compliance Officer
4 weeks ago
Our Client
Is a leading Financial Services, Real Estate and Asset Management company.
Responsibilities
Develop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.
Manage Compliance budgeting, risk assessment, and planning activities.
Conduct Compliance Monitoring, Testing, and subject matter reviews, covering various areas such as credit risk and property management.
Perform Annual Compliance Self-assessment and participate in ICAAP Planning and Risk Assessment.
Review monthly compliance reports and provide Quarterly and Annual Compliance Reporting to Board and Senior Management.
Prepare and submit Regulatory Reporting, and respond to surveys and information requests.
Coordinate on-site and desktop regulatory examinations and implement new regulatory developments.
Stay updated on regulatory changes through research, conferences, and communications.
Develop and deliver Compliance training programs for employees, including management and ongoing sessions.
Oversee Corporate Governance tasks, including corporate secretarial duties, board training, governance guideline assessments, and new director coordination.
Requirements
Possess a minimum of 10 years of compliance and/or risk management experience within an OSFI regulated Deposit Taking Institution, such as a Bank or Trust Company.
Hold a degree from a post-secondary institution, with specialization in commerce, accounting, business, finance, economics, or related fields.
Additional qualifications such as a post-graduate degree or relevant professional designation/certification would be advantageous.
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