Manager, Trade Conduct Compliance

4 weeks ago

Montreal, Canada iA Financial Group Full time

Job TitleManager, Trade Conduct Compliance Build the future with us Are you driven by integrity and regulatory excellence and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Manager, Trade Conduct Compliance, you will play a key role in ensuring rigorous compliance standards and robust controls across all trading activities within iA Private Wealth. This position is a great opportunity to showcase your leadership and strategic thinking skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation. What you’ll accomplish with us As a Manager, Trade Conduct Compliance, you’ll be at the core of our mission. Here are the main responsibilities: Lead and oversee the Trade Conduct Compliance team (Compliance Officers, Analysts, Interns), ensuring high performance and accountability. Develop, adjust, and implement departmental plans and priorities to address operational challenges and support evolving business objectives. Foster a culture of accountability and continuous professional development through coaching and guidance. Ensure compliance with industry regulations by proactively adapting strategies and processes. Serve as a subject matter expert and registered supervisor for trading desks, including Forex, while identifying and mitigating risks in trading activities. What could accelerate your success in this role We’re looking for someone who: Is known for their strategic thinking and sound judgment in complex regulatory environments. Stands out for their leadership and ability to develop high-performing teams. Demonstrates strong analytical, problem-solving, and communication skills. Is recognized for their deep understanding of trading processes and compliance frameworks. Has 7 years of experience in the investment industry, preferably with a CIRO member firm. Has completed key industry certifications (CSC, IDSC, CPH, Futures Licensing, Derivatives Fundamentals, Commodity Supervisors Exam). Full working proficiency in French is essential. Why you’ll love working with us A work environment where learning and development merge with a collective pursuit of excellence; A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed; The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces; Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more Apply now and get ahead of your career, where your talent really belongs Still unsure about applying? At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you #J-18808-Ljbffr

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