Chief Risk Officer

6 days ago


Old Toronto, Canada Fidelity Canada Full time
b>Job Description

This is a hybrid role with a mix of remote and in-office working.

Company Overview:

Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.ca/

The Opportunity:

The Chief Risk Officer, FCC is a key role overseeing the Fidelity Clearing Canada (“FCC”) risk function and responsible for identifying and monitoring the various regulatory obligations and risks arising in connection with the operation of FCC and to provide strategic direction and vision for the Risk function across the organization. This role will oversee and continually develop the FCC risk management framework, related policies and processes, ensuring they meet business and regulatory expectations.

The Chief Risk Officer will be a leadership role supporting the growth of FCC and promote and protect the reputation and effectiveness of FCC through the continued development of critical risk programs in conjunction with other business stakeholders.

What You Will Do:

  • Lead the strategic oversight of FCC’s Risk Framework to ensure continual development, communication and success of FCC’s Risk Management program.
  • Lead the management of significant risk issues/events including assessment, root cause analysis, communication, and review and validation of remediation actions to prevent reoccurrence.
  • Develop regular reporting and formally present to each of Senior Management, the Risk and Controls Committee and the Audit Committee of the Board on the status of FCC's Risk Programs.
  • Lead or participate in cross Fidelity projects, ensuring operational risks are properly assessed.
  • Ensure new risk programs/initiatives and changes to existing programs are communicated effectively across the organization and that appropriate training is provided where required. Offer risk consultation services as required.

What We’re Looking For:

  • University degree or equivalent work experience
  • 10+ years of experience in risk management and risk programs
  • Prior experience in a compliance and back-office operations role
  • 10+ years of experience at the management level
  • Professional designation or certificate in risk management or internal control
  • CA designation is considered an asset

What You Will Bring:

  • A strong ability to communicate (written and verbal). li>
  • Emphasis on risk and an inquiring mind.
  • Broad knowledge of the financial services and wealth market in Canada.
  • Knowledge and understanding of clearing firm regulatory obligations, Canadian brokerage industry and brokerage operations, including the impact of technology on this market.
  • Experience managing projects and scaling processes with company growth.
  • Ability to plan, monitor, control projects, ensuring efficient utilization of technical and administrative resources, to achieve project objectives.


  • Old Toronto, Canada Questrade, Inc. Full time

    We are seeking a highly skilled and experienced Chief Credit Risk Strategy Officer to join our team at Questrade Financial Group of Companies.About the Role:The Chief Credit Risk Strategy Officer will be responsible for heading the development, implementation, and maintenance of the overall credit risk strategies for credit cards at the enterprise level....


  • Old Toronto, Canada TD Full time

    About the Role:We are seeking a seasoned cybersecurity professional to join our team as a Chief Technology Risk Officer. This role will be responsible for overseeing the management of technology risks across the organization, ensuring that our systems and processes are secure and compliant with regulatory requirements.Key Responsibilities:Provide strategic...


  • Old Toronto, Canada Stonewood Group Inc. Full time

    Job SummaryWe are seeking a highly skilled Chief Financial Officer, Treasury and Risk to join the Stonewood Group Inc. team. This is a challenging role that requires a strategic thinker with excellent leadership and communication skills.The ideal candidate will have a minimum of 10 years of experience in the treasury department of a fast-paced, large...


  • Old Toronto, Canada Risk & Insurance Management Society Inc Full time

    OverviewFiera Capital is seeking a highly skilled and experienced Director of Investment Risk to join its team. Reporting to the Global Chief Compliance and Investment Risk Officer, the successful candidate will play a critical role in enhancing and executing a robust quantitative and qualitative focused investment risk framework.About the RoleThe Director...

  • Chief Risk Officer

    1 week ago


    Old Toronto, Canada The Toronto-Dominion Bank (Canada) Full time

    Unlock your potential as a Chief Risk Officer in our Technology and Regulatory team at The Toronto-Dominion Bank (Canada). We are seeking an experienced leader to join our dynamic team and contribute to shaping the future of our technology and regulatory landscape.About the Role:As a Chief Risk Officer, you will be responsible for leading our Technology and...


  • Old Toronto, Canada Risk & Insurance Management Society Inc Full time

    Full-timeJob Location: Toronto or MontrealAt Fiera CapitalWe invest in creating a culture of purpose that makes our people feel valued, cared for, seen, and heard.Our approach to employee experience is tailored to your needs and ambitions:Your Inclusive Experience: We are committed to cultivating an inclusive, safe, and trusting work environment.Your Growth...


  • Old Toronto, Canada TD Bank Full time

    Discover a dynamic career opportunity at TD Bank as we seek a skilled Chief Risk Management Officer, Enterprise. This pivotal role is responsible for overseeing our comprehensive Risk Program, ensuring the optimal use of resources and adherence to regulatory standards.About UsTD Bank is one of the world's leading global financial institutions, serving over...


  • Old Toronto, Canada Brookfield Full time

    Position OverviewThe Director, Commercial Asset Management role at Brookfield is a key contributor to our growing team and reports directly to the Senior Vice President, Capital Management - Chief Actuary. This position requires close collaboration with internal teams responsible for Risk Management, Finance, Investments, and Operations, focusing on...


  • Old Toronto, Canada Building Ontario Fund Full time

    h3>The OpportunityReporting to the Chief Executive Officer, the Chief Strategy & Operations Officer will play a key role for leading and overseeing the strategic direction, operational excellence, and overall organizational effectiveness of the newly established government agency. This position is critical in ensuring the agency’s mandate is executed...

  • Chief Risk Officer

    2 months ago


    Toronto, Canada RFA Bank of Canada, RFA Mortgages Corp. Full time

    Chief Risk Officer - Toronto, ON **Date**: October 30, 2024 **Location**: Toronto, ON **Company**: RFA Bank of Canada **Job Type**: Permanent About RFA Founded in 1996, RFA (Realty Financial Advisors) is a leading Canadian-owned real estate firm. Through RFA Bank of Canada and RFA Mortgage Corporation, RFA offers mortgage brokers a complete range of Prime...


  • Old Toronto, Canada Haventreebank Full time

    About Haventree BankHaventree Bank is a pioneering Canadian Schedule 1 bank specializing in innovative mortgage programs and insured GIC deposits. We empower hardworking Canadians from coast-to-coast to achieve homeownership through our flexible mortgage solutions and competitive rates.Our bank is a fast-growing, privately-owned institution with a vision to...


  • Old Toronto, Canada GeoComply Full time

    h3>Chief Information Security Officer (Toronto, ON)We’re GeoComply! We are at the forefront of geolocation, cybersecurity, and anti-fraud innovation, developing and delivering cutting-edge technologies to help ensure regulatory compliance, combat bad online actors, alleviate user friction, and protect businesses from fraud.Achieving significant business...


  • Toronto, Ontario, Canada Neo Financial Full time

    About Neo FinancialAt Neo Financial, we're on a mission to transform financial services for the better. As one of the fastest-growing fintechs in Canada, we're building a more rewarding financial experience for all Canadians.We believe in empowering individuals to take control of their finances and make informed decisions. Our team is passionate about...


  • Toronto, Canada Unity Health Toronto Full time

    St. Michael's Hospital Foundation (SMHF) is the exclusive fundraising organization to generate and manage philanthropic funds for St. Michael¿s Hospital and Providence Healthcare, within Unity Health Toronto. Through multiple lines of fundraising income generation and stewardship activity, SMHF, in conjunction with Unity Health, will define and promote the...


  • Old Toronto, Canada Questrade, Inc. Full time

    At Questrade, Inc., we are committed to fostering a diverse and inclusive work environment. Our team reflects the diversity of the communities we serve and operate in.About UsWe are a leading financial services company dedicated to helping our customers achieve financial success and security. With multiple office locations around the world, we strive to push...


  • Toronto, Ontario, Canada RBC Full time

    About the RoleAre you a seasoned risk management professional looking for a new challenge? We are seeking an experienced Chief Model Risk Officer to join our team in Toronto.This is an exciting opportunity to oversee model risk management across the organization, ensuring that our quantitative models are accurate, reliable, and compliant with regulatory...


  • Old Toronto, Canada Sun Life Financial Full time

    About Sun Life FinancialSun Life Financial is a leading global financial services company dedicated to helping clients achieve lifetime financial security and live healthier lives. Our mission is to provide innovative products and services that meet the evolving needs of our clients.Job SummaryWe are seeking a highly skilled Chief Technology and Cyber Risk...


  • Old Toronto, Canada RBC Full time

    Oversee Enterprise-Wide Liquidity Risk ManagementRBC is seeking a highly skilled Chief Liquidity Risk Strategist to lead its enterprise-wide liquidity risk management practice. This is a unique opportunity for an innovative leader to shape the bank's risk profile and ensure strategic development of risk measurement capabilities.In this role, you will oversee...


  • Toronto, Ontario, Canada PointsBet Canada Full time

    Company Overview:PointsBet Canada, a leading sports and casino betting operator, is seeking an experienced professional to join its team as the Chief Payments and Risk Management Officer.This role will be responsible for overseeing daily operations of the Fraud & Payments team while maintaining service levels. The successful candidate will have strong...


  • Old Toronto, Canada CPP Investments Full time

    About the RoleWe are seeking a seasoned professional to fill the position of Chief Technology and Data Governance Officer. In this role, you will be responsible for overseeing the effective planning and execution of technology and data audits, providing subject-matter expertise on technology and data risks, and supporting the development of continuous...