Investment Advisor Associate

3 weeks ago

Eastern Ontario, Canada RBC Full time

Job Summary

Job Description

APPLICATION DEADLINE: MARCH 31, 2025

Employment will be subject to the necessary regulatory approvals and relocation will be per the terms of RBC’s Global Mobility framework

What is the opportunity?

RBC Dominion Securities is a relationship-focused investment and wealth management firm. We are proud of our collaborative, supportive culture that enables success at every level and equips us to help our clients achieve their financial goals.

The RBC Dominion Securities branch located in Grand Cayman is looking for a resourceful, efficient and collaborative individual to join our leading wealth management firm as an Investment Advisor Associate.

By providing ongoing, exceptional service and support to our clients and our Investment Advisors, you will help our team deepen existing relationships and welcome new clients to the firm. As an invaluable internal and external point of contact, you will play a key role in maintaining client accounts, ensuring account administration and documentation remains up-to-date and compliant and working with an Investment Advisor in managing client portfolios and wealth management planning opportunities.

What will you do?

  • Maintain existing client accounts and identify opportunities to contact clients. You will be responsible for managing timelines and key dates for accounts to help ensure clients feel supported by our team.
  • Respond to client inquiries in an understanding and time-efficient manner (account transactions, requests, account documentation, account reporting, etc.).
  • Execute client wire transfer requests.
  • Assist with management of client investment portfolios including trade execution, portfolio re-balancing and trade settlement.
  • Tap into your superior problem resolution skills to provide proactive client service. Working collaboratively, you will at times liaise with various departments to provide smooth and timely solutions.
  • Effectively manage incoming communications from clients, Advisors and other internal and external partners.
  • Assist the Advisor team in welcoming and onboarding new clients.
  • Leverage your passion for planning to coordinate and prepare meetings for Advisors with their clients/prospects.
  • Become well-versed in internal controls and industry regulatory requirements, ensuring client files and other necessary documentation is accurate, up-to-date and compliant.
  • Draw on your marketing skills to update the team’s electronic and physical communication channels.

What do you need to succeed?

Must Have

  • Canadian Securities Course (CSC) and Conduct and Practices Handbook Course (CPH), their equivalent or the ability to obtain within 6 months of employment.
  • A relevant university degree.
  • Relevant international financial services experience and willingness to engage in continuing education.
  • Strong skills working with business applications/technology, including Microsoft Office Suite. High quality time management and organization skills.
  • Demonstrated skills in providing world-class client service that will come across as professional, warm, and friendly to our clients.
  • Exceptional verbal and written communication skills.

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. You will also benefit from:

Job Skills

Account Management, Customer Success, Decision Making, Financial Regulation, Group Problem Solving, Interpersonal Relationships, Investment Risk Management.

Additional Job Details

Address: RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City: TORONTO

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: WEALTH MANAGEMENT

Job Type: Regular

Pay Type: Salaried

Posted Date: 2025-01-08

Application Deadline: 2025-04-01

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above.

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

#J-18808-Ljbffr

  • Investment advisor

    4 weeks ago

    Eastern Ontario, Canada RBC Full time

    Job SummaryJob DescriptionGrow your business, your way with RBCAs an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals, while we help you reach yours. Maybe you've dreamed of starting your own business, but haven't had the training, support, and resources from a company like RBC. Here, you'll find what you need for...

  • Investment advisor

    4 weeks ago

    Eastern Ontario, Canada RBC Full time

    Job SummaryJob DescriptionGrow your business, your way with RBCAs an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals, while we help you reach yours. Maybe you've dreamed of starting your own business, but haven't had the training, support, and resources from a company like RBC. Here, you'll find what you need for...

  • Global Banking

    3 weeks ago

    Eastern Ontario, Canada Goldman Sachs Full time

    Job DescriptionOur ImpactOur division works on some of the most complex transactions in the market today. Whether advising on a merger, providing financial solutions for an acquisition, or structuring an initial public offering, we handle projects that help clients at major milestones.We advise clients on various financial transactions including mergers and...

  • Associate Advisor

    3 weeks ago

    Markham, Ontario, I3P, CA The Vantage Talent Group Full time

    In this role one will work closely with Senior Financial Advisors to provide outstanding support to the firm’s clientele. The Associate Advisor role will be responsible for developing financial plans, managing client relationships, reviewing portfolio performance, and coordinating the response to client service requests. While the development of new...

  • Associate, Investment Banking, Mergers

    3 weeks ago

    Eastern Ontario, Canada Scotiabank Full time

    Associate, Investment Banking, Mergers & Acquisitions (M&A) - Toronto, ONTorontoCAD 125,000 - 150,000Requisition ID: 216614Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Global Banking and MarketsGlobal Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a...

  • Associate, Investment Banking, Mergers

    3 weeks ago

    Eastern Ontario, Canada Scotiabank Full time

    Associate, Investment Banking, Mergers & Acquisitions (M&A) - Toronto, ONTorontoCAD 125,000 - 150,000Requisition ID: 216614Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Global Banking and MarketsGlobal Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a...

  • Corporate Legal Advisor

    3 days ago

    Eastern Ontario, Canada Lysander Funds Limited Full time

    Job SummaryLysander Funds Limited is a leading investment fund manager based in Toronto, with regional offices in Montréal and Vancouver. We provide investment products to investment and mutual fund advisors and their clients, aiming to help investors achieve their long-term financial goals.We have an entrepreneurial culture that values hard work, honesty,...

  • Investment advisor

    4 weeks ago

    Southwestern Ontario, Canada RBC Full time

    Job SummaryGrow your business, your way with RBCAs an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals, while we help you reach yours. Maybe you've dreamed of starting your own business, but haven't had the training, support, and resources from a company like RBC. Here, you'll find what you need for your career and...

  • Investment advisor

    4 weeks ago

    Southwestern Ontario, Canada RBC Full time

    Job SummaryGrow your business, your way with RBCAs an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals, while we help you reach yours. Maybe you've dreamed of starting your own business, but haven't had the training, support, and resources from a company like RBC. Here, you'll find what you need for your career and...

  • Investment Banking Analyst

    3 weeks ago

    Eastern Ontario, Canada Agentis Capital Full time

    Investment Banking Analyst - Infrastructure M&A Advisory - 2025TorontoCAD 100,000 - 125,000Be among the first applicants.7 days agoOur FirmAgentis Capital Advisors is a leading global financial advisor with a reputation for delivering unparalleled value and advice to its clients. The firm has been the recipient of numerous industry rewards in recent years,...

  • Drilling & Workover Advisor - Relocate to Saudi Arabia

    3 weeks ago

    Eastern Ontario, Canada Saudi Aramco Full time

    Press continue to see content specific to your location.Hong KongTorontoCAD 100,000 - 125,000Aramco occupies a unique position in the global energy industry. We are the world's largest producer of hydrocarbons (oil and gas), with the lowest upstream carbon intensity of any major producer.With our significant investment in technology and infrastructure, we...

  • Litigation Associate

    3 weeks ago

    Eastern Ontario, Canada Ignite Talent Solutions Full time

    Ignite Talent Solutions is working with a top-ranked international law firm to find a Litigation Associate to join their downtown Toronto office.What you will need to succeedTo be considered for this position, you must have a minimum of 3 years relevant experience. You must have a strong work ethic, exceptional problem-solving skills, and be comfortable...

  • Group Business Manager

    3 weeks ago

    Eastern Ontario, Canada TD Securities Full time

    Work Location:Toronto, Ontario, CanadaHours:37.5Line Of Business:TD SecuritiesPay Details:$135,000 - $135,000 CADThis role is eligible for a discretionary variable compensation award that considers business and individual performance.TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill...

  • Group Business Manager

    3 weeks ago

    Eastern Ontario, Canada TD Securities Full time

    Work Location:Toronto, Ontario, CanadaHours:37.5Line Of Business:TD SecuritiesPay Details:$135,000 - $135,000 CADThis role is eligible for a discretionary variable compensation award that considers business and individual performance.TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill...

  • Canadian Equity Portfolio Advisory

    4 weeks ago

    Eastern Ontario, Canada RBC Full time

    Job SummaryJob DescriptionWhat is the opportunity?RBC Wealth Management's Toronto-based Portfolio Advisory Group ("PAG") provides independent investment advice to over 2,000 investment advisors working under the RBC Dominion Securities ("RBC DS") banner in Canada. The Canadian Equity Portfolio Advisor will support the broader team's efforts to provide RBC DS...

  • Canadian Equity Portfolio Advisory

    4 weeks ago

    Eastern Ontario, Canada RBC Full time

    Job SummaryJob DescriptionWhat is the opportunity?RBC Wealth Management’s Toronto-based Portfolio Advisory Group (“PAG”) provides independent investment advice to over 2,000 investment advisors working under the RBC Dominion Securities (“RBC DS”) banner in Canada. The Canadian Equity Portfolio Advisor will support the broader team’s efforts to...

  • General Counsel Support Specialist

    2 days ago

    Eastern Ontario, Canada Lysander Funds Limited Full time

    About UsLysander Funds Limited is an independent investment fund manager headquartered in Toronto. We offer investment products to investment and mutual fund advisors and their clients, aiming to help them reach their long-term financial goals.We have an entrepreneurial culture that values hard work, honesty, and flexibility. Our team works collaboratively...

  • Associate Portfolio Manager

    3 weeks ago

    Eastern Ontario, Canada RPIA Full time

    We are currently seeking a full-time permanent Associate Portfolio Manager (High Yield, Multi-Credit) to join our Portfolio Management team.As an Associate Portfolio Manager, you will play a crucial role on our Portfolio Management team. You will actively manage a portfolio of high-yield corporate bonds, form credit views on companies and sectors, identify...

  • Investment Specialist

    2 weeks ago

    Lindsay, Ontario, Canada BMO Financial Group Full time

    Address:16 William Street SouthJob Family Group:Retail Banking Sales & ServiceProvides financial and investment planning and advice to deliver a solution in the best interests of the customer. Determines client needs and provides solutions though the sales of managed products and services (e.g. mutual funds, retirement savings plans, and similar products)....

  • Senior Financial Advisor

    3 weeks ago

    Eastern Ontario, Canada Scotiabank Full time

    Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.About the roleWhat your role will be…Senior Financial AdvisorAt Scotiabank we help employees build their futures – where they can be themselves, and win together. With a commitment to diversity and inclusion and a performance-oriented culture that...