Finance Manager, Financial Crime Risk Management

4 weeks ago

Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time
h3>Group Manager, AML Financial Crime Risk Investigation (Enhanced Due Diligence, High Risk Customer Program)

Line of Business: Financial Crime Risk Management

Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are minimized.

The Group Manager, AML Financial Crime Risk Investigation (Enhanced Due Diligence, High Risk Customer Program) reports to the Senior Manager, AML Financial Crime Investigations (AML Enhanced Due Diligence, High Risk Customer Program) and the Associate Vice President (AVP), Head of Canada Enhanced Due Diligence and High Risk Investigations. The Group Manager supports the Senior Manager, and the AVP with the management and oversight of the High Risk Customer Program in Canada while partnering with stakeholders, working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls.Additionally, Group Manager oversees and manages the control activities of the High Risk Customer Program as well as a team of AML Financial Crime Investigators who are responsible for conducting EDD of various customers who have been deemed high risk, mitigation of risk such as recommendation to demarket/exit relationships, timely and/or without delay regulatory reporting of potential money laundering and terrorist financing activities.Provide support to the Senior Manager and the AVP with the oversight and management of the High Risk Customer Program.Provide guidance, direction, oversee and lead a team of AML Financial Crime Investigators who conduct EDD of high risk customers.Ensure investigations, initial and periodic reviews of high risk customers are risk assessed, reviewed, and assigned on a risk-based prioritization approach and timely manner.Provide oversight of the investigations, initial and periodic reviews of high risk customers in accordance with the prescribed timelines including internal controls, procedures, and regulatory requirements.Ensure the regulatory reporting is conducted in a timely manner and/or without delay while adhering to regulatory requirements and internal controls.Lead a team of AML Financial Crime Investigators who conduct EDD to achieve business/operational objectives.Conduct investigations in the capacity of a working lead where cases have been specifically assigned ensuring proper analysis and investigation standards are followed.Collaborate with counterparts from other institutions and/or external organizations to gather intelligence information where necessary.Identify and communicate procedural weaknesses to businesses and ensure processes for remediation are in place.Maintain strong awareness of emerging trends and investigative techniques for own area of specialty.Represent the department on internal projects/committees for own specialized area as necessary.Undergraduate degree or relevant professional certifications, designations, or equivalent required.Strong knowledge of Canadian AML legislation and requirements.Strong knowledge and experience with KYC requirements, EDD, and High Risk Customer Program.TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. We deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world.Our Total Rewards Package:
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals.Additional Information:
We’re committed to providing the support our colleagues need to thrive both at work and at home.

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