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Associate Vice President, CISO, Regulatory Execution
3 weeks ago
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. p>
Job Description:
As part of the Regulatory, Audit & ORM Assurance team, you'll be a trusted advisor providing guidance and challenge on regulatory inquiries, responses and interactions for Platforms and Technology. Accountable for processes and coordination supporting the regulatory program. b>
- Ensure effective governance and oversight of Regulatory functions and shape the future of P&T by enabling best in class oversight and guidance in partnership with Segment CIOs, risk, legal & compliance partners.
- Meet regulatory and risk expectations in partnership with Risk, COLA and Regulatory organizations.
- Enhance clarity of role accountabilities, individual and shared to build P&T brand.
Relationship Management:
- Provide business, technology and cybersecurity risk leadership and support pertinent to the Regulatory landscape to partners as primary liaison on behalf of P&T.
- Build strong, effective relationships with risk and control partners.
Regulatory Issue Management:
- Deliver oversight, governance, challenge practices and support to ensure quality and timely finding remediation of Regulatory findings.
- Provide enterprise leadership and strategic direction to finding owners/remediation teams.
- Facilitate early warning and escalation for regulatory findings at risk.
Regulatory Exam Management:
- Support P&T related regulatory examinations and activities.
- Review artifacts and evidence for executive approval prior to submission to the regulators.
- Facilitate early warning and escalation for all regulatory findings at risk of going overdue.
Risk Programs and Strategic Alignment:
- Understand applicable TD risk programs and how they affect the aligned portfolio.
Qualifications:
- Bachelor’s degree in Information Technology, Business, Finance, or related field.
- Minimum of 10+ years of experience in technology and cybersecurity control domains.
Who We Are:
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.
Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.
