Senior BCC Examiner

Position TitleBCC Senior Examiner – Business Conduct Compliance LocationMontreal, Quebec, Canada DepartmentBusiness Conduct Compliance (BCC) Day in the LifeAs a senior member of the BCC team, you will conduct field reviews of Dealer Member head office and business locations, interpreting and applying Dealer Member Rules to evolving business models. You...

Position Title: BCC Senior examinerDepartment: Business Conduct ComplianceLocation: MontrealStatus: Regular Full-timeDay in the life of:As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory and investment industry standards seriously, while protecting investors and...

Join to apply for the Examiner role at TMX GroupReporting to the Director, Core Regulatory Functions, the Examiner carries out regulatory examinations of the Bourse Approved Participants by preparing files and documentation, conducting testing and interviews, writing examination reports, and updating the Participant’s risk scorecard. The Examiner...

Venture outside the ordinary - TMX CareersThe TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we’re connecting cross-functionally, traversing industries and geographies, moving opportunity into action,...

time type Full timeposted on Posted 2 Days Agojob requisition id R-5276Venture outside the ordinary - TMX CareersThe TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we’re connecting cross-functionally,...

A Canadian regulatory organization seeks a Bilingual Fin Ops Senior Examiner in Montreal. This permanent full-time role involves field examinations of member firms, ensuring compliance with audit requirements. Candidates should have a CPA designation and relevant experience in financial audits. The position offers a competitive salary, performance-based...

Why join us? Our Canadian office is currently recruiting for a Claims Examiner. Under the direct supervision of the Claims Director and Senior Claims Staff, the Claims Examiner will perform customer service and claims functions within all lines of commercial business, but with particular emphasis on General Liability Claims and Professional Liability claims....

A claims management company is seeking a Senior Transportation Examiner for a full-time remote position. Candidates will investigate and settle transportation claims, ensuring compliance with industry regulations. A high school diploma is required, with a preference for a Bachelor's degree. Proficiency in Microsoft Office is essential. This role requires...

Position Title: Business Conduct Compliance ExaminerDepartment: Business Conduct ComplianceLocation: MontrealStatus: Permanent, Full-time (Hybrid)Day in the life of:As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory and investment industry standards seriously,...

Examiner, Business Conduct Compliance (12 months contract) Position Title: Business Conduct Compliance Examiner Department: Business Conduct Compliance Location: Montreal Status: Contract 12 months (Hybrid) Day in the life: As a self‑regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes its responsibility of setting...