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BCC Senior examiner
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Position TitleBCC Senior Examiner – Business Conduct Compliance LocationMontreal, Quebec, Canada DepartmentBusiness Conduct Compliance (BCC) Day in the LifeAs a senior member of the BCC team, you will conduct field reviews of Dealer Member head office and business locations, interpreting and applying Dealer Member Rules to evolving business models. You will oversee exam team members, ensure fieldwork completion, train examiners, assess risks, interact with Dealer Member management, draft findings, and contribute to team discussions. Core ResponsibilitiesOversee work of team members and assigned examination modulesEnsure successful completion of fieldwork within budgeted hours and timelineTrain BCC Examiners and supervise their workGather information to assess Dealer Member’s business activities and scope of reviewAssess risk and follow procedures to achieve examination objectivesInteract with senior management and compliance staff of Dealer MemberDraft examination findings and prepare written reportActively contribute to team discussion and departmental goals QualificationsUndergraduate degree and Canadian Securities Course and Conduct and Practices Handbook for Securities Industry ProfessionalsDerivatives Fundamental Course, Investment Dealer Supervisors Course, Chief Compliance Officer Qualifying Exam (asset)4 years compliance or audit or supervisory function with Dealer Member or 4 years related employment with self‑regulatory organizationComprehensive knowledge of securities industry, CIRO Rules, Dealer Members, and crypto trading platformsStrong written and oral communication skills, attention to detail, sound judgementAbility to work independently in a team‑oriented environment and multi‑task under pressureMotivated to make a difference and willing to travel BenefitsCompetitive base salary and performance based bonusHybrid work environment and employer paid health benefitsDefined contribution pension plan with company matchingPaid flex days, vacation days, maternity/paternity leaveContinued learning and professional development including designations Equal Opportunity EmployerCIRO is an equal opportunity employer and is committed to providing accommodation for applicants with disabilities. The position requires full bilingual (English and French) proficiency. The recruitment process does not use AI for screening. #J-18808-Ljbffr
