Analyst, Electronic Trading Supervision

Job Summary • Support the Vice President of Electronic Trading Supervision, providing cross asset governance and oversight of Global Markets Electronic Trading businesses to meet internal/regulatory requirements and industry best practices Delegated Supervisory responsibilities within Global Markets, primarily in relation to Electronic Trading. Job...

Job Summary • Support the Vice President of Electronic Trading Supervision, providing cross asset governance and oversight of Global Markets Electronic Trading businesses to meet internal/regulatory requirements and industry best practices Delegated Supervisory responsibilities within Global Markets, primarily in relation to Electronic Trading. Job...

Job Summary• Support the Vice President of Electronic Trading Supervision, providing cross asset governance and oversight of Global Markets Electronic Trading businesses to meet internal/regulatory requirements and industry best practices• Delegated Supervisory responsibilities within Global Markets, primarily in relation to Electronic Trading.Job...

Job Summary• Support the Vice President of Electronic Trading Supervision, providing cross asset governance and oversight of Global Markets Electronic Trading businesses to meet internal/regulatory requirements and industry best practices• Delegated Supervisory responsibilities within Global Markets, primarily in relation to Electronic Trading.Job...

Job Summary•Support the Vice President of Electronic Trading Supervision, providing cross asset governance and oversight of Global Markets Electronic Trading businesses to meet internal/regulatory requirements and industry best practices•Delegated Supervisory responsibilities within Global Markets, primarily in relation to Electronic Trading.Job...

Job Summary_ Please note this is a 6 month full-time contract opportunity_PURPOSE You will lead the execution of a high profile project aimed at enhancing the governance framework for automated controls across RBC Global Markets electronic trading businesses.PRINCIPAL RESPONSIBILITIESDoes this describe you? Communication: You simplify things that are...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**Primary Locations**:Toronto, Ontario**: **Attendance**:Hybrid**: **Employee Status**:Regular**: **Schedule**:Full-time**: This position Supports Electronic Trading and Market Making at National Bank Financial Group. Are you ready to join our team of designers, builders and integrators of world class trading technology? Are you motivated by accomplishing...

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

**Compliance and Supervision Analyst** **Location**: This position can be based in our Toronto, Winnipeg, Calgary, or Vancouver office. **Our organization**: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc.,...

Who we are:FNZ Group is an established and rapidly growing company in the financial technology sector. We partner with the entire industry to make wealth management accessible to more people. Today, we partner with over 650 financial institutions and 8,000 wealth management firms, enabling over 20 million people across all wealth segments to invest in the...

Work Location :Toronto, Ontario, CanadaHours:37.5Line of Business:Technology SolutionsPay Details:We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job...

Description : Department Overview Building a World-Class, Diverse and Inclusive Technology Team We can't afford to be boring. Neither can you. The scale and scope of what TD does may surprise you. The rapid pace of change makes it a business imperative for us to be smart and open-minded in the way we think about technology. TD's technology and...

VP, Trade Floor SupervisionOn behalf of our client in the Banking Sector, PROCOM is looking for a VP, Trade Floor Supervision.VP, Trade Floor Supervision – Job Description The Vice President, Trade Supervision will have responsibility for Capital Markets Trade Floor Supervision In this role, the Vice President will work closely with the LOB (Lines of...

Requisition ID: 200231 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Global Banking and Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years....

VP, Trade Floor SupervisionOn behalf of our client in the Banking Sector, PROCOM is looking for a VP, Trade Floor Supervision.VP, Trade Floor Supervision – Job DescriptionThe Vice President, Trade Supervision will have responsibility for Capital Markets Trade Floor SupervisionIn this role, the Vice President will work closely with the LOB (Lines of...

Job Description : Contract: 12 months The Business Governance and Controls (BG&C) team is responsible for first line oversight within the Canadian Retail Advice and Solutions (RAS) business and works closely with advisors and field leaders to help advisors build and maintain compliant business practices, meet evolving regulatory expectations, all while...

Requisition ID: 165727Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.PurposeTrade Floor Supervision is mandated to reduce the regulatory, reputational, and operational risks associated to the sales and trading function on a global basis. This is accomplished by monitoring daily, weekly, and monthly...

**Position Title: Investigative Trading Analyst** **Department: Trading Review & Analysis** **Location: Toronto or Montreal** **Status: Fixed-term - 10.5 months (Hybrid)** The Investigative Trading Analyst will conduct objective, timely and effective post-trade reviews and preliminary investigations of possible violations of UMIR and Canadian Securities...

What You’ll Do : Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. The incumbent works in a team environment with specified duties which relate to monitoring and investigating all types of communications generated on monitored employees in GBM and Group Treasury. The...